Market Value406,412,000
Total Holdings95
File Date2017-10-24
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
FLOT / iShares Trust - iShares Floating Rate Bond ETF
CHY / Calamos Convertible and High Income Fund
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
ULSGF / UBS AG
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
AAPL / Apple Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
MCI / Barings Corporate Investors
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
VVR / Invesco Senior Income Trust
IDV / iShares Trust - iShares International Select Dividend ETF
AMZN / Amazon.com, Inc.
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
FCT / First Trust Senior Floating Rate Income Fund II
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
INB / Cohen & Steers Global Income Builder, Inc.
PDN / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
NSL / Nuveen Senior Income Fund
RWK / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap 400 Revenue ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
QQQ / Invesco QQQ Trust, Series 1
FAX / Abrdn Asia-Pacific Income Fund Inc
MUB / iShares Trust - iShares National Muni Bond ETF
RFI / Cohen & Steers Total Return Realty Fund, Inc.
BSCN / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2023 Corporate Bond ETF
BSCO / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2024 Corporate Bond ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
JPM / JPMorgan Chase & Co.
DVY / iShares Trust - iShares Select Dividend ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
RWL / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Revenue ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
JNJ / Johnson & Johnson
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
META / Meta Platforms, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
DIS / The Walt Disney Company
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWB / iShares Trust - iShares Russell 1000 ETF
VZ / Verizon Communications Inc.
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
EMD / Western Asset Emerging Markets Debt Fund Inc.
HON / Honeywell International Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
SPY / SPDR S&P 500 ETF
PJT / PJT Partners Inc.
HSY / The Hershey Company
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
CFG / Citizens Financial Group, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
ABBV / AbbVie Inc.
GOOG / Alphabet Inc.
MRK / Merck & Co., Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
OEF / iShares Trust - iShares S&P 100 ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
SOXX / iShares Trust - iShares Semiconductor ETF
PG / The Procter & Gamble Company
CSX / CSX Corporation
HSY / The Hershey Company
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
MSFT / Microsoft Corporation
RY / Royal Bank of Canada
RWJ / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap 600 Revenue ETF
IWM / iShares Trust - iShares Russell 2000 ETF
CVX / Chevron Corporation
PFE / Pfizer Inc.
BRK.B / Berkshire Hathaway Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
HDV / iShares Trust - iShares Core High Dividend ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
TIP / iShares Trust - iShares TIPS Bond ETF
PEP / PepsiCo, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
XOM / Exxon Mobil Corporation