Market Value329,491,000
Total Holdings96
File Date2017-01-26
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
T / AT&T Inc.
DIS / The Walt Disney Company
HON / Honeywell International Inc.
WMT / Walmart Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
EMD / Western Asset Emerging Markets Debt Fund Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
PG / The Procter & Gamble Company
C / Citigroup Inc. - Corporate Bond/Note
COP / ConocoPhillips
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
GOOGL / Alphabet Inc.
BMY / Bristol-Myers Squibb Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
SBUX / Starbucks Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
SOXX / iShares Trust - iShares Semiconductor ETF
MDY / SPDR S&P MidCap 400 ETF Trust
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
MS / Morgan Stanley
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
KDP / Keurig Dr Pepper Inc.
ATAX / America First Multifamily Investors LP - Unit
AWK / American Water Works Company, Inc.
VTOL / Bristow Group Inc.
CB / Chubb Limited
PYPL / PayPal Holdings, Inc.
LNG / Cheniere Energy, Inc.
ACN / Accenture plc
KMB / Kimberly-Clark Corporation
EQR / Equity Residential
GIS / General Mills, Inc.
ASH / Ashland Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
MJN / Mead Johnson Nutrition Co.
BCE / BCE Inc.
FWONA / Formula One Group
TWLO / Twilio Inc.
STAR / iStar Inc
KYE / Kayne Anderson Energy Total Return Fund, Inc.
ESRX / Express Scripts Holding Co.
WFC / Wells Fargo & Company
TEL / TE Connectivity plc
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
NSL / Nuveen Senior Income Fund
LTBR / Lightbridge Corporation
FAM / First Trust/Abrdn Global Opportunity Income Fund
GLO / Clough Global Opportunities Fund
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
TPR / Tapestry, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
QQQ / Invesco QQQ Trust, Series 1
TRGP / Targa Resources Corp.
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
NUO / Nuveen Ohio Quality Municipal Income Fund
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
BME / BlackRock Health Sciences Trust
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
TRMB / Trimble Inc.
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
PKB / Invesco Exchange-Traded Fund Trust - Invesco Building & Construction ETF
NLY / Annaly Capital Management, Inc.
RWK / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap 400 Revenue ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
SPH / Suburban Propane Partners, L.P. - Limited Partnership
MUB / iShares Trust - iShares National Muni Bond ETF
TY / Tri-Continental Corporation
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
BATRA / Atlanta Braves Holdings, Inc.
STL / Sterling Bancorp.
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
PMM / Putnam Managed Municipal Income Trust
ULSGF / UBS AG
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CC / The Chemours Company
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
CNS / Cohen & Steers, Inc.
TD / The Toronto-Dominion Bank
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
XETWX / Eaton Vance Tax-Managed Global
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
CAKE / The Cheesecake Factory Incorporated
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
US0268741560 / American International Group, Inc. Warrants
FCT / First Trust Senior Floating Rate Income Fund II
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
WTRG / Essential Utilities, Inc.
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
US0549371070 / BB&T Corp.
LBRDA / Liberty Broadband Corporation
NUV / Nuveen Municipal Value Fund, Inc.
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
CG / The Carlyle Group Inc.
IAC / IAC Inc.
RBSPF / NatWest Group plc
MMT / MFS Multimarket Income Trust
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
AMZN / Amazon.com, Inc.
MPC / Marathon Petroleum Corporation
QCOM / QUALCOMM Incorporated
UAA / Under Armour, Inc.
GILD / Gilead Sciences, Inc.
MNKKQ / Mallinckrodt Plc
UA / Under Armour, Inc.
XEL / Xcel Energy Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
/ Sina Corp.
NXQ / Nuveen Select Tax-Free Income Portfolio 2
AMLP / ALPS ETF Trust - Alerian MLP ETF
BAC / Bank of America Corporation
ALTO / Alto Ingredients, Inc.
TNXP / Tonix Pharmaceuticals Holding Corp.
DELL / Dell Technologies Inc.
ZBH / Zimmer Biomet Holdings, Inc.
018490100 / Allergan plc
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
SU / Suncor Energy Inc.
AVNS / Avanos Medical, Inc.
AABA / Altaba Inc
LSXMA / Liberty Media Corp. (New Liberty SiriusXM) Series A
PERY / Ellis Perry International, Inc.
FTR / Frontier Communications Corp.
ILCG / iShares Trust - iShares Morningstar Growth ETF
BAX / Baxter International Inc.
US23162T1025 / Cushing Energy Income Fund
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
JMF / Nuveen Energy MLP Total Return Fund
UTF / Cohen & Steers Infrastructure Fund, Inc
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
NUE / Nucor Corporation
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
OZRK / Bank of the Ozarks, Inc.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
SIRI / Sirius XM Holdings Inc.
FE / FirstEnergy Corp.
XCEMX / Clearbridge Energy MLP Fund Inc
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
CNC / Centene Corporation
FXE / Invesco CurrencyShares Euro Trust
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
74005P104 / Praxair, Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
US85207U1051 / Sprint Corporation
AIG / American International Group, Inc.
RFI / Cohen & Steers Total Return Realty Fund, Inc.
HIO / Western Asset High Income Opportunity Fund Inc.
WTW / Willis Towers Watson Public Limited Company
CSBK / Clifton Bancorp Inc.
MCI / Barings Corporate Investors
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
BSCN / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2023 Corporate Bond ETF
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
JCP / J.C. Penney Co., Inc.
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
US04351G1013 / Ascena Retail Group, Inc.
DBRG / DigitalBridge Group, Inc.
MCN / XAI Madison Equity Premium Income Fund
SCI / Service Corporation International
BSCO / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2024 Corporate Bond ETF
OPPENHEIMER REV WEIGHTED ET / ADR REV ETF (68386C500)
GM.WS.B / General Motors Company - Warrants 07/10/2019
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
WR / Westar Energy, Inc.
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
NBTB / NBT Bancorp Inc.
EEFT / Euronet Worldwide, Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
WBC / Wabco Holdings, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
HYT / BlackRock Corporate High Yield Fund, Inc.
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
CHY / Calamos Convertible and High Income Fund
BKN / BlackRock Investment Quality Municipal Trust Inc.
GAM / General American Investors Company, Inc.
VTN / Invesco Trust for Investment Grade New York Municipals
AEP / American Electric Power Company, Inc.
PML / PIMCO Municipal Income Fund II
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
INB / Cohen & Steers Global Income Builder, Inc.
SCD / LMP Capital and Income Fund Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
NAVG / Navigators Group, Inc. (The)
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
CDK / CDK Global Inc
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
USG / USCF ETF Trust - USCF Gold Strategy Plus Income Fund
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
NTAP / NetApp, Inc.
DLX / Deluxe Corporation
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
PCF / High Income Securities Fund
FHY / First Trust Strategic High Income Fund II
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
BDJ / BlackRock Enhanced Equity Dividend Trust
USO / United States Oil Fund, LP - Limited Partnership
847560109 / Spectra Energy Corp.
PDN / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
STON / StoneMor Inc
ITB / iShares Trust - iShares U.S. Home Construction ETF
ROP / Roper Technologies, Inc.
VTR / Ventas, Inc.
SHAK / Shake Shack Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
153501101 / Central Fund of Canada Ltd.
ICE / Intercontinental Exchange, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
AFL / Aflac Incorporated
VVR / Invesco Senior Income Trust
C.WSA / Citigroup, Inc.
MRO / Marathon Oil Corporation
CAG / Conagra Brands, Inc.
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
OMC / Omnicom Group Inc.
DOW / Dow Inc.
PRU / Prudential Financial, Inc.
QRVO / Qorvo, Inc.
GLD / SPDR Gold Trust
UNH / UnitedHealth Group Incorporated
TMUS / T-Mobile US, Inc.
TROW / T. Rowe Price Group, Inc.
SLB / Schlumberger Limited
RWL / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Revenue ETF
CTAS / Cintas Corporation
FLS / Flowserve Corporation
RY / Royal Bank of Canada
CELG / Celgene Corp.
UPS / United Parcel Service, Inc.
MPWR / Monolithic Power Systems, Inc.
19041P105 / CBS Corp.
DLR / Digital Realty Trust, Inc.
FDX / FedEx Corporation
JCI / Johnson Controls International plc
GM / General Motors Company
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
CAH / Cardinal Health, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
NKE / NIKE, Inc.
AMT / American Tower Corporation
VLO / Valero Energy Corporation
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
KHC / The Kraft Heinz Company
AAL / American Airlines Group Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
XWEL / XWELL, Inc.
LUMN / Lumen Technologies, Inc.
MDT / Medtronic plc
IP / International Paper Company
PSX / Phillips 66
DUK / Duke Energy Corporation
TGT / Target Corporation
MMM / 3M Company
PNR / Pentair plc
EIX / Edison International
GOOG / Alphabet Inc.
BK / The Bank of New York Mellon Corporation
PEG / Public Service Enterprise Group Incorporated
ENB / Enbridge Inc.
MCK / McKesson Corporation
PPL / PPL Corporation
ADP / Automatic Data Processing, Inc.
ED / Consolidated Edison, Inc.
COST / Costco Wholesale Corporation
HSY / The Hershey Company
MA / Mastercard Incorporated
BDX / Becton, Dickinson and Company
DAL / Delta Air Lines, Inc.
ORCL / Oracle Corporation
NSC / Norfolk Southern Corporation
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
SPY / SPDR S&P 500 ETF
TXN / Texas Instruments Incorporated
LOW / Lowe's Companies, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
RTX / RTX Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
CVS / CVS Health Corporation
DD / DuPont de Nemours, Inc.
SJM / The J. M. Smucker Company
V / Visa Inc.
ZTS / Zoetis Inc.
MCD / McDonald's Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
BRK.B / Berkshire Hathaway Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
ADBE / Adobe Inc.
MDLZ / Mondelez International, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
DVY / iShares Trust - iShares Select Dividend ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
INTC / Intel Corporation
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
ABT / Abbott Laboratories
JPM / JPMorgan Chase & Co.
UNP / Union Pacific Corporation
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
HSY / The Hershey Company
LLY / Eli Lilly and Company
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
MO / Altria Group, Inc.
D / Dominion Energy, Inc.
MRK / Merck & Co., Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
CMCSA / Comcast Corporation
PEP / PepsiCo, Inc.
ADI / Analog Devices, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
KMI / Kinder Morgan, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
HD / The Home Depot, Inc.
CVX / Chevron Corporation
PJT / PJT Partners Inc.
PM / Philip Morris International Inc.
PFE / Pfizer Inc.
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
VZ / Verizon Communications Inc.
CRM / Salesforce, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
JNJ / Johnson & Johnson
ABBV / AbbVie Inc.
LMT / Lockheed Martin Corporation
META / Meta Platforms, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
CFG / Citizens Financial Group, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
CSCO / Cisco Systems, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
MSFT / Microsoft Corporation
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
BX / Blackstone Inc.
IBM / International Business Machines Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
CAT / Caterpillar Inc.
TMO / Thermo Fisher Scientific Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
KO / The Coca-Cola Company
GS / The Goldman Sachs Group, Inc.
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
CL / Colgate-Palmolive Company
RWJ / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap 600 Revenue ETF
IWB / iShares Trust - iShares Russell 1000 ETF
SO / The Southern Company
ELME / Elme Communities
XOM / Exxon Mobil Corporation