Market Value254,203,000
Total Holdings411
File Date2016-02-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
NXQ / Nuveen Select Tax-Free Income Portfolio 2
NOV / NOV Inc.
MNKKQ / Mallinckrodt Plc
KMB / Kimberly-Clark Corporation
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
US0268741560 / American International Group, Inc. Warrants
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
TWC / Spectrum Management Holding Company LLC
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
153501101 / Central Fund of Canada Ltd.
SCI / Service Corporation International
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
LNCO / Linn Co, LLC
US8865471085 / Tiffany & Co.
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
SANM / Sanmina Corporation
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
ES / Eversource Energy
ERF / Enerplus Corporation
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
RFI / Cohen & Steers Total Return Realty Fund, Inc.
MCI / Barings Corporate Investors
TOL / Toll Brothers, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
LTBR / Lightbridge Corporation
BKN / BlackRock Investment Quality Municipal Trust Inc.
NSL / Nuveen Senior Income Fund
NMA / Nuveen Municipal Advantage Fund, Inc.
CSBK / Clifton Bancorp Inc.
DNOW / DNOW Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
MCN / XAI Madison Equity Premium Income Fund
BME / BlackRock Health Sciences Trust
US87233Q1085 / TC Pipelines, LP
CNS / Cohen & Steers, Inc.
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
USG / USCF ETF Trust - USCF Gold Strategy Plus Income Fund
MUB / iShares Trust - iShares National Muni Bond ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
JCP / J.C. Penney Co., Inc.
ITB / iShares Trust - iShares U.S. Home Construction ETF
RBSPF / NatWest Group plc
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
CVS / CVS Health Corporation
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
GIS / General Mills, Inc.
INB / Cohen & Steers Global Income Builder, Inc.
TROW / T. Rowe Price Group, Inc.
CB / Chubb Limited
MSFT / Microsoft Corporation
PEP / PepsiCo, Inc.
INTC / Intel Corporation
EEP / Enbridge Energy Partners, L.P.
ALTO / Alto Ingredients, Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
US85207U1051 / Sprint Corporation
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
XETWX / Eaton Vance Tax-Managed Global
AHGP / Alliance Holdings GP, L.P
BDJ / BlackRock Enhanced Equity Dividend Trust
SXL / Sunoco Logistics Partners L.P.
PML / PIMCO Municipal Income Fund II
DBC / Invesco DB Commodity Index Tracking Fund
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
NGLS / Targa Resources Partners LP
OHI / Omega Healthcare Investors, Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
WBC / Wabco Holdings, Inc.
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
GLO / Clough Global Opportunities Fund
OAK / Oaktree Capital Group, LLC
CBU / Community Financial System, Inc.
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
US0549371070 / BB&T Corp.
BMY / Bristol-Myers Squibb Company
PFE / Pfizer Inc.
UNP / Union Pacific Corporation
CRM / Salesforce, Inc.
ACN / Accenture plc
HDV / iShares Trust - iShares Core High Dividend ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
NKE / NIKE, Inc.
IP / International Paper Company
HIO / Western Asset High Income Opportunity Fund Inc.
ABT / Abbott Laboratories
UL / Unilever PLC - Depositary Receipt (Common Stock)
MDLZ / Mondelez International, Inc.
CELG / Celgene Corp.
AVNS / Avanos Medical, Inc.
SO / The Southern Company
VRTV / Veritiv Corp
FE / FirstEnergy Corp.
NAVG / Navigators Group, Inc. (The)
BMRN / BioMarin Pharmaceutical Inc.
PDN / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF
ASH / Ashland Inc.
FWONA / Formula One Group
TUP / Tupperware Brands Corporation
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
OMC / Omnicom Group Inc.
NTAP / NetApp, Inc.
WFC / Wells Fargo & Company
TXN / Texas Instruments Incorporated
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
GPC / Genuine Parts Company
CNC / Centene Corporation
UAA / Under Armour, Inc.
EIX / Edison International
KMI / Kinder Morgan, Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
ALU / Alcatel Lucent
SLB / Schlumberger Limited
K / Kellanova
CERN / Cerner Corp.
US00C4U1L353 / Mylan N.V.
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
LUMN / Lumen Technologies, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
RY / Royal Bank of Canada
PSX / Phillips 66
RCPIQ / Rock Creek Pharmaceuticals Inc
GILD / Gilead Sciences, Inc.
AFL / Aflac Incorporated
WEC / WEC Energy Group, Inc.
018490100 / Allergan plc
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
ADT / ADT Inc.
SMLP / Summit Midstream Partners, LP - Limited Partnership
EQIX / Equinix, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SU / Suncor Energy Inc.
BDX / Becton, Dickinson and Company
FTR / Frontier Communications Corp.
ENB / Enbridge Inc.
XEL / Xcel Energy Inc.
NUO / Nuveen Ohio Quality Municipal Income Fund
TRMB / Trimble Inc.
AEP / American Electric Power Company, Inc.
APA / APA Corporation
USO / United States Oil Fund, LP - Limited Partnership
XCEMX / Clearbridge Energy MLP Fund Inc
NQI / Nuveen Quality Municipal Fund, Inc.
FHY / First Trust Strategic High Income Fund II
STON / StoneMor Inc
SPLK / Splunk Inc.
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
UTF / Cohen & Steers Infrastructure Fund, Inc
CDK / CDK Global Inc
TGP / Teekay LNG Partners LP - Unit
SNY / Sanofi - Depositary Receipt (Common Stock)
CB / Chubb Limited
HME / Home Properties, Inc.
QQQ / Invesco QQQ Trust, Series 1
GAM / General American Investors Company, Inc.
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
MBB / iShares Trust - iShares MBS ETF
ENH / Endurance Specialty Holdings, Ltd.
EPD / Enterprise Products Partners L.P. - Limited Partnership
EWA / iShares, Inc. - iShares MSCI Australia ETF
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
/ Sina Corp.
SON / Sonoco Products Company
ABB / ABB Ltd. - ADR
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
EVG / Eaton Vance Short Duration Diversified Income Fund
LNKD / LinkedIn Corp.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
CAG / Conagra Brands, Inc.
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
NBTB / NBT Bancorp Inc.
WR / Westar Energy, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
AMID / EA Series Trust - Argent Mid Cap ETF
US04351G1013 / Ascena Retail Group, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPH / Suburban Propane Partners, L.P. - Limited Partnership
IAC / IAC Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PMM / Putnam Managed Municipal Income Trust
67071S101 / Nuveen Quality Preferred Income Fund
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
OZRK / Bank of the Ozarks, Inc.
PCF / High Income Securities Fund
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
MJN / Mead Johnson Nutrition Co.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
SIRI / Sirius XM Holdings Inc.
KYE / Kayne Anderson Energy Total Return Fund, Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
WES / Western Midstream Partners, LP - Limited Partnership
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
67059L102 / NuStar GP Holdings, LLC
AABA / Altaba Inc
BCE / BCE Inc.
AMT / American Tower Corporation
DLX / Deluxe Corporation
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
EEFT / Euronet Worldwide, Inc.
NUV / Nuveen Municipal Value Fund, Inc.
670984103 / Nuveen Municipal Opportunity Fund, Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
CAKE / The Cheesecake Factory Incorporated
LBRDK / Liberty Broadband Corporation
VHC / VirnetX Holding Corporation
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
DBEM / DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF
US74733V1008 / QEP Resources, Inc.
74005P104 / Praxair, Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
FCT / First Trust Senior Floating Rate Income Fund II
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
HYT / BlackRock Corporate High Yield Fund, Inc.
BMS / Bemis Co., Inc.
/ Total S.A.
CHY / Calamos Convertible and High Income Fund
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
04685W103 / athenahealth, Inc.
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
NGL / NGL Energy Partners LP - Limited Partnership
PERY / Ellis Perry International, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
CG / The Carlyle Group Inc.
IHSEF / iShares Public Limited Company - iShares Asia Pacific Dividend UCITS ETF
NLY / Annaly Capital Management, Inc.
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
VVR / Invesco Senior Income Trust
WTRG / Essential Utilities, Inc.
CNXC / Concentrix Corporation
PNR / Pentair plc
MRO / Marathon Oil Corporation
VIAB / Viacom, Inc.
GEF.B / Greif, Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
EMD / Western Asset Emerging Markets Debt Fund Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
DOW / Dow Inc.
SJM / The J. M. Smucker Company
QRVO / Qorvo, Inc.
TEL / TE Connectivity plc
VTN / Invesco Trust for Investment Grade New York Municipals
KDP / Keurig Dr Pepper Inc.
61166W101 / Monsanto Co.
LGF.A / Lions Gate Entertainment Corp.
MLM / Martin Marietta Materials, Inc.
SBAC / SBA Communications Corporation
ALB / Albemarle Corporation
NUE / Nucor Corporation
ROP / Roper Technologies, Inc.
UPS / United Parcel Service, Inc.
MPWR / Monolithic Power Systems, Inc.
19041P105 / CBS Corp.
BAX / Baxter International Inc.
FLS / Flowserve Corporation
GM / General Motors Company
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
ILMN / Illumina, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
CAH / Cardinal Health, Inc.
JCI / Johnson Controls International plc
RTX / RTX Corporation
ESRX / Express Scripts Holding Co.
D / Dominion Energy, Inc.
MO / Altria Group, Inc.
CTAS / Cintas Corporation
TRV / The Travelers Companies, Inc.
VLO / Valero Energy Corporation
AAL / American Airlines Group Inc.
QCOM / QUALCOMM Incorporated
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
TPR / Tapestry, Inc.
SYY / Sysco Corporation
LLY / Eli Lilly and Company
PM / Philip Morris International Inc.
MDT / Medtronic plc
ADP / Automatic Data Processing, Inc.
TGT / Target Corporation
SPY / SPDR S&P 500 ETF
MMM / 3M Company
ZBH / Zimmer Biomet Holdings, Inc.
MSI / Motorola Solutions, Inc.
PEG / Public Service Enterprise Group Incorporated
MCK / McKesson Corporation
BK / The Bank of New York Mellon Corporation
AWK / American Water Works Company, Inc.
AIG / American International Group, Inc.
DD / DuPont de Nemours, Inc.
WTW / Willis Towers Watson Public Limited Company
ET / Energy Transfer LP - Limited Partnership
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
ELME / Elme Communities
AVY / Avery Dennison Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
HOPE / Hope Bancorp, Inc.
ED / Consolidated Edison, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
ORCL / Oracle Corporation
CMCSA / Comcast Corporation
SXE / Southcross Energy Partners, L.P.
CSCO / Cisco Systems, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
ADI / Analog Devices, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
JPM / JPMorgan Chase & Co.
HD / The Home Depot, Inc.
HON / Honeywell International Inc.
LOW / Lowe's Companies, Inc.
CAT / Caterpillar Inc.
CVX / Chevron Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
T / AT&T Inc.
MRK / Merck & Co., Inc.
NSC / Norfolk Southern Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
COST / Costco Wholesale Corporation
BRK.B / Berkshire Hathaway Inc.
DVY / iShares Trust - iShares Select Dividend ETF
MDY / SPDR S&P MidCap 400 ETF Trust
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
PRU / Prudential Financial, Inc.
C / Citigroup Inc.
COP / ConocoPhillips
DIS / The Walt Disney Company
EFA / iShares Trust - iShares MSCI EAFE ETF
OEF / iShares Trust - iShares S&P 100 ETF
KO / The Coca-Cola Company
EMD / Western Asset Emerging Markets Debt Fund Inc.
MS / Morgan Stanley
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
V / Visa Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
CL / Colgate-Palmolive Company
CMG / Chipotle Mexican Grill, Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VZ / Verizon Communications Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
META / Meta Platforms, Inc.
LMT / Lockheed Martin Corporation
XOM / Exxon Mobil Corporation
MCD / McDonald's Corporation
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
SOXX / iShares Trust - iShares Semiconductor ETF
HSY / The Hershey Company
HSY / The Hershey Company
SBUX / Starbucks Corporation
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
CFG / Citizens Financial Group, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PG / The Procter & Gamble Company
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
IBM / International Business Machines Corporation
JNJ / Johnson & Johnson
ABBV / AbbVie Inc.
MPC / Marathon Petroleum Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
GS / The Goldman Sachs Group, Inc.
GBX / The Greenbrier Companies, Inc.
FDX / FedEx Corporation
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
DUK / Duke Energy Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
GLD / SPDR Gold Trust
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IDXX / IDEXX Laboratories, Inc.
BKNG / Booking Holdings Inc.
WMT / Walmart Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
AMZN / Amazon.com, Inc.
ECTE / Echo Therapeutics Inc
TMO / Thermo Fisher Scientific Inc.
DHR / Danaher Corporation
LBRDA / Liberty Broadband Corporation
AAPL / Apple Inc.
LHX / L3Harris Technologies, Inc.
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
SCHW / The Charles Schwab Corporation
NOW / ServiceNow, Inc.