Market Value243,220,000
Total Holdings376
File Date2016-02-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
KDP / Keurig Dr Pepper Inc.
NOV / NOV Inc.
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
NAVG / Navigators Group, Inc. (The)
BCO / The Brink's Company
KMB / Kimberly-Clark Corporation
NSLP / New Source Energy Partners L.p.
BCE / BCE Inc.
DNOW / DNOW Inc.
FHY / First Trust Strategic High Income Fund II
GLO / Clough Global Opportunities Fund
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
ASH / Ashland Inc.
HVB / Hudson Valley Holding Corp
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
ISHARES TR / SINGPRE SMCP ETF (46429B432)
VHT / Vanguard World Fund - Vanguard Health Care ETF
153501101 / Central Fund of Canada Ltd.
MCN / XAI Madison Equity Premium Income Fund
TEL / TE Connectivity plc
ABB / ABB Ltd. - ADR
KYE / Kayne Anderson Energy Total Return Fund, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
OZRK / Bank of the Ozarks, Inc.
RFI / Cohen & Steers Total Return Realty Fund, Inc.
ITB / iShares Trust - iShares U.S. Home Construction ETF
PDN / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF
67059L102 / NuStar GP Holdings, LLC
CSBK / Clifton Bancorp Inc.
VRTV / Veritiv Corp
XEL / Xcel Energy Inc.
WBC / Wabco Holdings, Inc.
SXL / Sunoco Logistics Partners L.P.
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
ISHARES TR / HK SM CP ETF (46429B457)
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
AABA / Altaba Inc
GEF.B / Greif, Inc.
FWONA / Formula One Group
NXQ / Nuveen Select Tax-Free Income Portfolio 2
TROW / T. Rowe Price Group, Inc.
CB / Chubb Limited
PEP / PepsiCo, Inc.
USG / USCF ETF Trust - USCF Gold Strategy Plus Income Fund
DIA / SPDR Dow Jones Industrial Average ETF Trust
ENLK / EnLink Midstream Partners, LP
PCF / High Income Securities Fund
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
XETWX / Eaton Vance Tax-Managed Global
TWC / Spectrum Management Holding Company LLC
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
UTF / Cohen & Steers Infrastructure Fund, Inc
ECTE / Echo Therapeutics Inc
LINE / Lineage, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
AGNC / AGNC Investment Corp.
RAI / Reynolds American, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
67071S101 / Nuveen Quality Preferred Income Fund
SALE / RetailMeNot, Inc.
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
US0549371070 / BB&T Corp.
BMY / Bristol-Myers Squibb Company
PFE / Pfizer Inc.
UNP / Union Pacific Corporation
CRM / Salesforce, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
ACN / Accenture plc
HDV / iShares Trust - iShares Core High Dividend ETF
NKE / NIKE, Inc.
HIO / Western Asset High Income Opportunity Fund Inc.
ABT / Abbott Laboratories
/ Total S.A.
DLX / Deluxe Corporation
SO / The Southern Company
FE / FirstEnergy Corp.
INTC / Intel Corporation
GAM / General American Investors Company, Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
EEP / Enbridge Energy Partners, L.P.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
OMC / Omnicom Group Inc.
NTAP / NetApp, Inc.
ADI / Analog Devices, Inc.
WFC / Wells Fargo & Company
TXN / Texas Instruments Incorporated
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
ALU / Alcatel Lucent
CNC / Centene Corporation
EIX / Edison International
KMI / Kinder Morgan, Inc.
UAA / Under Armour, Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
ALB / Albemarle Corporation
SLB / Schlumberger Limited
HPQ / HP Inc.
/ Sina Corp.
US00C4U1L353 / Mylan N.V.
TD / The Toronto-Dominion Bank
AMLP / ALPS ETF Trust - Alerian MLP ETF
RY / Royal Bank of Canada
ALTO / Alto Ingredients, Inc.
GILD / Gilead Sciences, Inc.
AFL / Aflac Incorporated
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
NBTB / NBT Bancorp Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
AVNS / Avanos Medical, Inc.
WTW / Willis Towers Watson Public Limited Company
AAL / American Airlines Group Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
PERY / Ellis Perry International, Inc.
WR / Westar Energy, Inc.
FTR / Frontier Communications Corp.
JPM / JPMorgan Chase & Co.
ENB / Enbridge Inc.
NUO / Nuveen Ohio Quality Municipal Income Fund
AEP / American Electric Power Company, Inc.
APA / APA Corporation
NYCB / Flagstar Financial, Inc.
CHY / Calamos Convertible and High Income Fund
ERF / Enerplus Corporation
ES / Eversource Energy
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
NQI / Nuveen Quality Municipal Fund, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
LNCO / Linn Co, LLC
TWO / Two Harbors Investment Corp.
SIRI / Sirius XM Holdings Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
EEFT / Euronet Worldwide, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
LBRDK / Liberty Broadband Corporation
74005P104 / Praxair, Inc.
PML / PIMCO Municipal Income Fund II
EC / Ecopetrol S.A. - Depositary Receipt (Common Stock)
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
BPT / BP Prudhoe Bay Royalty Trust
CG / The Carlyle Group Inc.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
BMS / Bemis Co., Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
MCI / Barings Corporate Investors
NMA / Nuveen Municipal Advantage Fund, Inc.
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
OAK / Oaktree Capital Group, LLC
CBU / Community Financial System, Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
EPD / Enterprise Products Partners L.P. - Limited Partnership
DBEM / DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF
NGL / NGL Energy Partners LP - Limited Partnership
ENH / Endurance Specialty Holdings, Ltd.
ADT / ADT Inc.
LTBR / Lightbridge Corporation
AMID / EA Series Trust - Argent Mid Cap ETF
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
TGP / Teekay LNG Partners LP - Unit
HYT / BlackRock Corporate High Yield Fund, Inc.
US85207U1051 / Sprint Corporation
SCCO / Southern Copper Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
NUV / Nuveen Municipal Value Fund, Inc.
670984103 / Nuveen Municipal Opportunity Fund, Inc.
IHSEF / iShares Public Limited Company - iShares Asia Pacific Dividend UCITS ETF
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
TOL / Toll Brothers, Inc.
NGLS / Targa Resources Partners LP
XCEMX / Clearbridge Energy MLP Fund Inc
STON / StoneMor Inc
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
INB / Cohen & Steers Global Income Builder, Inc.
US87233Q1085 / TC Pipelines, LP
HME / Home Properties, Inc.
CNS / Cohen & Steers, Inc.
CDK / CDK Global Inc
IAC / IAC Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
WES / Western Midstream Partners, LP - Limited Partnership
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
MJN / Mead Johnson Nutrition Co.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
SCI / Service Corporation International
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
SMLP / Summit Midstream Partners, LP - Limited Partnership
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
AHGP / Alliance Holdings GP, L.P
USO / United States Oil Fund, LP - Limited Partnership
KRFT /
SANM / Sanmina Corporation
PNNT / PennantPark Investment Corporation
CAKE / The Cheesecake Factory Incorporated
US04351G1013 / Ascena Retail Group, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
ROP / Roper Technologies, Inc.
US74733V1008 / QEP Resources, Inc.
QQQ / Invesco QQQ Trust, Series 1
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
DBC / Invesco DB Commodity Index Tracking Fund
FCT / First Trust Senior Floating Rate Income Fund II
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
EVA / Enviva Inc.
OHI / Omega Healthcare Investors, Inc.
RBSPF / NatWest Group plc
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
JCP / J.C. Penney Co., Inc.
HTS / Hatteras Financial Corp.
PMM / Putnam Managed Municipal Income Trust
MBB / iShares Trust - iShares MBS ETF
BME / BlackRock Health Sciences Trust
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
EWA / iShares, Inc. - iShares MSCI Australia ETF
NSL / Nuveen Senior Income Fund
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
VVR / Invesco Senior Income Trust
WTRG / Essential Utilities, Inc.
CNXC / Concentrix Corporation
PNR / Pentair plc
VIAB / Viacom, Inc.
MNKKQ / Mallinckrodt Plc
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
EVG / Eaton Vance Short Duration Diversified Income Fund
DOW / Dow Inc.
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ILCV / iShares Trust - iShares Morningstar Value ETF
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
UPS / United Parcel Service, Inc.
QRVO / Qorvo, Inc.
VTN / Invesco Trust for Investment Grade New York Municipals
61166W101 / Monsanto Co.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MLM / Martin Marietta Materials, Inc.
SBAC / SBA Communications Corporation
TRMB / Trimble Inc.
MMM / 3M Company
GS / The Goldman Sachs Group, Inc.
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
XWEL / XWELL, Inc.
MPWR / Monolithic Power Systems, Inc.
19041P105 / CBS Corp.
BAX / Baxter International Inc.
FLS / Flowserve Corporation
GM / General Motors Company
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
CAH / Cardinal Health, Inc.
JCI / Johnson Controls International plc
RTX / RTX Corporation
ESRX / Express Scripts Holding Co.
NUE / Nucor Corporation
D / Dominion Energy, Inc.
MO / Altria Group, Inc.
MRO / Marathon Oil Corporation
AMT / American Tower Corporation
VLO / Valero Energy Corporation
QCOM / QUALCOMM Incorporated
CTAS / Cintas Corporation
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
MDT / Medtronic plc
CB / Chubb Limited
LUMN / Lumen Technologies, Inc.
TPR / Tapestry, Inc.
IP / International Paper Company
LLY / Eli Lilly and Company
WYNN / Wynn Resorts, Limited
PSX / Phillips 66
TGT / Target Corporation
MSI / Motorola Solutions, Inc.
ZBH / Zimmer Biomet Holdings, Inc.
PEG / Public Service Enterprise Group Incorporated
MCK / McKesson Corporation
BK / The Bank of New York Mellon Corporation
AWK / American Water Works Company, Inc.
AIG / American International Group, Inc.
META / Meta Platforms, Inc.
DD / DuPont de Nemours, Inc.
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
BDX / Becton, Dickinson and Company
ELME / Elme Communities
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
HOPE / Hope Bancorp, Inc.
GOOGL / Alphabet Inc.
ADP / Automatic Data Processing, Inc.
ED / Consolidated Edison, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
ORCL / Oracle Corporation
DHR / Danaher Corporation
SXE / Southcross Energy Partners, L.P.
CSCO / Cisco Systems, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SPY / SPDR S&P 500 ETF
HD / The Home Depot, Inc.
LOW / Lowe's Companies, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
CAT / Caterpillar Inc.
CVX / Chevron Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
NSC / Norfolk Southern Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
V / Visa Inc.
T / AT&T Inc.
BRK.B / Berkshire Hathaway Inc.
DVY / iShares Trust - iShares Select Dividend ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
COP / ConocoPhillips
DIS / The Walt Disney Company
MS / Morgan Stanley
UL / Unilever PLC - Depositary Receipt (Common Stock)
OEF / iShares Trust - iShares S&P 100 ETF
C / Citigroup Inc. - Corporate Bond/Note
EMD / Western Asset Emerging Markets Debt Fund Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
GBX / The Greenbrier Companies, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
KO / The Coca-Cola Company
WMT / Walmart Inc.
LMT / Lockheed Martin Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VZ / Verizon Communications Inc.
PG / The Procter & Gamble Company
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IWM / iShares Trust - iShares Russell 2000 ETF
MCD / McDonald's Corporation
CVS / CVS Health Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
JNJ / Johnson & Johnson
IVV / iShares Trust - iShares Core S&P 500 ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
HSY / The Hershey Company
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
CFG / Citizens Financial Group, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
XOM / Exxon Mobil Corporation
IBM / International Business Machines Corporation
ABBV / AbbVie Inc.
SOXX / iShares Trust - iShares Semiconductor ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
SU / Suncor Energy Inc.
LGF.A / Lions Gate Entertainment Corp.
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
MPC / Marathon Petroleum Corporation
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
SBUX / Starbucks Corporation
CMCSA / Comcast Corporation
ET / Energy Transfer LP - Limited Partnership
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
FDX / FedEx Corporation
HSY / The Hershey Company
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
BBEP / Breitburn Energy Partners LP
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
DUK / Duke Energy Corporation
IDXX / IDEXX Laboratories, Inc.
GLD / SPDR Gold Trust
MDY / SPDR S&P MidCap 400 ETF Trust
COST / Costco Wholesale Corporation
HON / Honeywell International Inc.
GIS / General Mills, Inc.
MRK / Merck & Co., Inc.
MDLZ / Mondelez International, Inc.
SJM / The J. M. Smucker Company
PRU / Prudential Financial, Inc.
CL / Colgate-Palmolive Company
PM / Philip Morris International Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
MSFT / Microsoft Corporation
TMO / Thermo Fisher Scientific Inc.
LBRDA / Liberty Broadband Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
AAPL / Apple Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
GOOG / Alphabet Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF