Market Value240,698,000
Total Holdings388
File Date2016-02-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
HPQ / HP Inc.
LUMN / Lumen Technologies, Inc.
JCP / J.C. Penney Co., Inc.
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
AWK / American Water Works Company, Inc.
MNKKQ / Mallinckrodt Plc
EC / Ecopetrol S.A. - Depositary Receipt (Common Stock)
ASH / Ashland Inc.
NBTB / NBT Bancorp Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
NQI / Nuveen Quality Municipal Fund, Inc.
AGNC / AGNC Investment Corp.
FCT / First Trust Senior Floating Rate Income Fund II
ECTE / Echo Therapeutics Inc
SIRI / Sirius XM Holdings Inc.
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
NYCB / Flagstar Financial, Inc.
19041P105 / CBS Corp.
TGP / Teekay LNG Partners LP - Unit
FWONA / Formula One Group
BDJ / BlackRock Enhanced Equity Dividend Trust
IDV / iShares Trust - iShares International Select Dividend ETF
NXQ / Nuveen Select Tax-Free Income Portfolio 2
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
XCEMX / Clearbridge Energy MLP Fund Inc
LBRDK / Liberty Broadband Corporation
CHY / Calamos Convertible and High Income Fund
XIAFX / Aberdeen Australia Equity Fund,
SCI / Service Corporation International
NLY / Annaly Capital Management, Inc.
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
HME / Home Properties, Inc.
ISHARES TR / HK SM CP ETF (46429B457)
TEL / TE Connectivity plc
QQQ / Invesco QQQ Trust, Series 1
ESRX / Express Scripts Holding Co.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
NGL / NGL Energy Partners LP - Limited Partnership
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
AHGP / Alliance Holdings GP, L.P
FAM / First Trust/Abrdn Global Opportunity Income Fund
RBSPF / NatWest Group plc
DLX / Deluxe Corporation
VRTV / Veritiv Corp
ISHARES TR / SINGPRE SMCP ETF (46429B432)
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
KRFT /
PCF / High Income Securities Fund
MCI / Barings Corporate Investors
67059L102 / NuStar GP Holdings, LLC
CAKE / The Cheesecake Factory Incorporated
NOV / NOV Inc.
GAM / General American Investors Company, Inc.
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
67071S101 / Nuveen Quality Preferred Income Fund
HOPE / Hope Bancorp, Inc.
IHSEF / iShares Public Limited Company - iShares Asia Pacific Dividend UCITS ETF
/ Total S.A.
TWO / Two Harbors Investment Corp.
KYE / Kayne Anderson Energy Total Return Fund, Inc.
PNNT / PennantPark Investment Corporation
CNS / Cohen & Steers, Inc.
GLO / Clough Global Opportunities Fund
US04351G1013 / Ascena Retail Group, Inc.
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
US74733V1008 / QEP Resources, Inc.
TWC / Spectrum Management Holding Company LLC
DNOW / DNOW Inc.
EEFT / Euronet Worldwide, Inc.
GIS / General Mills, Inc.
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
CDK / CDK Global Inc
DIA / SPDR Dow Jones Industrial Average ETF Trust
EPD / Enterprise Products Partners L.P. - Limited Partnership
IAC / IAC Inc.
FHY / First Trust Strategic High Income Fund II
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
RFI / Cohen & Steers Total Return Realty Fund, Inc.
TROW / T. Rowe Price Group, Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
PERY / Ellis Perry International, Inc.
US0549371070 / BB&T Corp.
BMY / Bristol-Myers Squibb Company
PFE / Pfizer Inc.
UNP / Union Pacific Corporation
STON / StoneMor Inc
AIG / American International Group, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
NKE / NIKE, Inc.
IP / International Paper Company
BCO / The Brink's Company
NUE / Nucor Corporation
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
SO / The Southern Company
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
FE / FirstEnergy Corp.
INTC / Intel Corporation
BMS / Bemis Co., Inc.
TOL / Toll Brothers, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
SMLP / Summit Midstream Partners, LP - Limited Partnership
SALE / RetailMeNot, Inc.
SXE / Southcross Energy Partners, L.P.
WES / Western Midstream Partners, LP - Limited Partnership
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
KMB / Kimberly-Clark Corporation
ADI / Analog Devices, Inc.
WFC / Wells Fargo & Company
TXN / Texas Instruments Incorporated
CG / The Carlyle Group Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
CNC / Centene Corporation
EIX / Edison International
ALB / Albemarle Corporation
ORCL / Oracle Corporation
KMI / Kinder Morgan, Inc.
UAA / Under Armour, Inc.
VVR / Invesco Senior Income Trust
SLB / Schlumberger Limited
WYNN / Wynn Resorts, Limited
EVG / Eaton Vance Short Duration Diversified Income Fund
61166W101 / Monsanto Co.
LBRDA / Liberty Broadband Corporation
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
ADT / ADT Inc.
TD / The Toronto-Dominion Bank
AMLP / ALPS ETF Trust - Alerian MLP ETF
RY / Royal Bank of Canada
ALTO / Alto Ingredients, Inc.
PSX / Phillips 66
AFL / Aflac Incorporated
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
CSBK / Clifton Bancorp Inc.
NMA / Nuveen Municipal Advantage Fund, Inc.
MBB / iShares Trust - iShares MBS ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
EVA / Enviva Inc.
CB / Chubb Limited
IDXX / IDEXX Laboratories, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SU / Suncor Energy Inc.
WTW / Willis Towers Watson Public Limited Company
LRE / Lead Real Estate Co., Ltd - Depositary Receipt (Common Stock)
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
LNCO / Linn Co, LLC
LINE / Lineage, Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
FTR / Frontier Communications Corp.
JPM / JPMorgan Chase & Co.
ENB / Enbridge Inc.
NUO / Nuveen Ohio Quality Municipal Income Fund
AEP / American Electric Power Company, Inc.
BCE / BCE Inc.
HVB / Hudson Valley Holding Corp
OAK / Oaktree Capital Group, LLC
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
DBC / Invesco DB Commodity Index Tracking Fund
NAVG / Navigators Group, Inc. (The)
AVNS / Avanos Medical, Inc.
HIO / Western Asset High Income Opportunity Fund Inc.
CBU / Community Financial System, Inc.
INB / Cohen & Steers Global Income Builder, Inc.
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
SALE / RetailMeNot, Inc.
ALU / Alcatel Lucent
PML / PIMCO Municipal Income Fund II
USO / United States Oil Fund, LP - Limited Partnership
VIAB / Viacom, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
SANM / Sanmina Corporation
74005P104 / Praxair, Inc.
GDO / Western Asset Global Corporate Defined Opportunity Fund Inc.
ENH / Endurance Specialty Holdings, Ltd.
SALE / RetailMeNot, Inc.
BPT / BP Prudhoe Bay Royalty Trust
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
RAI / Reynolds American, Inc.
ENLK / EnLink Midstream Partners, LP
GEF.B / Greif, Inc.
NSLP / New Source Energy Partners L.p.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
XETWX / Eaton Vance Tax-Managed Global
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
/ Sina Corp.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
AABA / Altaba Inc
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
BME / BlackRock Health Sciences Trust
PDN / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF
US85207U1051 / Sprint Corporation
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
SXL / Sunoco Logistics Partners L.P.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
LTBR / Lightbridge Corporation
MJN / Mead Johnson Nutrition Co.
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
153501101 / Central Fund of Canada Ltd.
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
US0268741560 / American International Group, Inc. Warrants
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
DBEM / DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
UTF / Cohen & Steers Infrastructure Fund, Inc
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
AMID / EA Series Trust - Argent Mid Cap ETF
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
HTS / Hatteras Financial Corp.
SCCO / Southern Copper Corporation
EEP / Enbridge Energy Partners, L.P.
PMM / Putnam Managed Municipal Income Trust
WBC / Wabco Holdings, Inc.
LGF.A / Lions Gate Entertainment Corp.
ERF / Enerplus Corporation
HYT / BlackRock Corporate High Yield Fund, Inc.
NSL / Nuveen Senior Income Fund
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
OHI / Omega Healthcare Investors, Inc.
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
USG / USCF ETF Trust - USCF Gold Strategy Plus Income Fund
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
WTRG / Essential Utilities, Inc.
PNR / Pentair plc
CNXC / Concentrix Corporation
MLM / Martin Marietta Materials, Inc.
MCN / XAI Madison Equity Premium Income Fund
EMD / Western Asset Emerging Markets Debt Fund Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
APA / APA Corporation
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
OMC / Omnicom Group Inc.
DOW / Dow Inc.
SJM / The J. M. Smucker Company
LMT / Lockheed Martin Corporation
VTN / Invesco Trust for Investment Grade New York Municipals
GM / General Motors Company
MMM / 3M Company
SBAC / SBA Communications Corporation
TRMB / Trimble Inc.
CTAS / Cintas Corporation
GBX / The Greenbrier Companies, Inc.
ROP / Roper Technologies, Inc.
VZ / Verizon Communications Inc.
WMT / Walmart Inc.
GE / General Electric Company
LLY / Eli Lilly and Company
XWEL / XWELL, Inc.
BAX / Baxter International Inc.
FLS / Flowserve Corporation
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
CAH / Cardinal Health, Inc.
HSY / The Hershey Company
JCI / Johnson Controls International plc
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
NTAP / NetApp, Inc.
RTX / RTX Corporation
D / Dominion Energy, Inc.
MRO / Marathon Oil Corporation
MO / Altria Group, Inc.
BRK.B / Berkshire Hathaway Inc.
AMT / American Tower Corporation
VLO / Valero Energy Corporation
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
GOOGL / Alphabet Inc.
QCOM / QUALCOMM Incorporated
MPWR / Monolithic Power Systems, Inc.
UPS / United Parcel Service, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
TPR / Tapestry, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
IWM / iShares Trust - iShares Russell 2000 ETF
TMO / Thermo Fisher Scientific Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
TGT / Target Corporation
MSI / Motorola Solutions, Inc.
ZBH / Zimmer Biomet Holdings, Inc.
PEG / Public Service Enterprise Group Incorporated
MCK / McKesson Corporation
BK / The Bank of New York Mellon Corporation
META / Meta Platforms, Inc.
MDLZ / Mondelez International, Inc.
CVX / Chevron Corporation
AAL / American Airlines Group Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BDX / Becton, Dickinson and Company
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
JNJ / Johnson & Johnson
DD / DuPont de Nemours, Inc.
HD / The Home Depot, Inc.
ADP / Automatic Data Processing, Inc.
ED / Consolidated Edison, Inc.
GS / The Goldman Sachs Group, Inc.
ACN / Accenture plc
SPY / SPDR S&P 500 ETF
T / AT&T Inc.
LOW / Lowe's Companies, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
COST / Costco Wholesale Corporation
DVY / iShares Trust - iShares Select Dividend ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
COP / ConocoPhillips
DIS / The Walt Disney Company
EMD / Western Asset Emerging Markets Debt Fund Inc.
OEF / iShares Trust - iShares S&P 100 ETF
CFG / Citizens Financial Group, Inc.
C / Citigroup Inc. - Corporate Bond/Note
XOM / Exxon Mobil Corporation
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
V / Visa Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
KO / The Coca-Cola Company
CL / Colgate-Palmolive Company
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
MCD / McDonald's Corporation
SOXX / iShares Trust - iShares Semiconductor ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
PG / The Procter & Gamble Company
IBM / International Business Machines Corporation
ABBV / AbbVie Inc.
MPC / Marathon Petroleum Corporation
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
CVS / CVS Health Corporation
PEP / PepsiCo, Inc.
SBUX / Starbucks Corporation
CSCO / Cisco Systems, Inc.
ET / Energy Transfer LP - Limited Partnership
HON / Honeywell International Inc.
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
CB / Chubb Limited
CRM / Salesforce, Inc.
FDX / FedEx Corporation
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
BBEP / Breitburn Energy Partners LP
GLD / SPDR Gold Trust
CMCSA / Comcast Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MS / Morgan Stanley
PRU / Prudential Financial, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
PM / Philip Morris International Inc.
MSFT / Microsoft Corporation
DHR / Danaher Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
AAPL / Apple Inc.
MRK / Merck & Co., Inc.
RWK / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap 400 Revenue ETF
ABT / Abbott Laboratories
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
ELME / Elme Communities
GOOG / Alphabet Inc.
CAT / Caterpillar Inc.