Market Value34,273,000
Total Holdings34
File Date2021-09-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
AXSM / Axsome Therapeutics, Inc.
ACRX / Talphera, Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
SLV / iShares Silver Trust
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
DIS / The Walt Disney Company
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
MUB / iShares Trust - iShares National Muni Bond ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
FTAG / First Trust Exchange-Traded Fund II - First Trust Indxx Global Agriculture ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF
SPTS / SPDR Series Trust - SPDR Portfolio Short Term Treasury ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
CRON / Cronos Group Inc.
GOOGL / Alphabet Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
LDSF / First Trust Exchange-Traded Fund VIII - First Trust Low Duration Strategic Focus ETF
SQ / Block, Inc.
TYME / Tyme Technologies Inc
DCUE / Dominion Energy Inc - Units - 2019 Series A
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
FTXN / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Oil & Gas ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
FCG / First Trust Exchange-Traded Fund - First Trust Natural Gas ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
AIRR / First Trust Exchange-Traded Fund VI - First Trust RBA American Industrial Renaissance ETF
SPMD / SPDR Series Trust - SPDR Portfolio S&P 400 Mid Cap ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
XHE / SPDR Series Trust - SPDR S&P Health Care Equipment ETF
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
FTXH / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Pharmaceuticals ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
T / AT&T Inc.
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
PH / Parker-Hannifin Corporation
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
APS / Aptose Biosciences Inc.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
AMZN / Amazon.com, Inc.
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
AAPL / Apple Inc.
GOOG / Alphabet Inc.
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
ISRG / Intuitive Surgical, Inc.