Market Value77,899,000
Total Holdings82
File Date2021-09-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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(USD x1000)
Current Value
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Change
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FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
ACRX / Talphera, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
AXSM / Axsome Therapeutics, Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
TYME / Tyme Technologies Inc
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
MUB / iShares Trust - iShares National Muni Bond ETF
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
SLV / iShares Silver Trust
SPMD / SPDR Series Trust - SPDR Portfolio S&P 400 Mid Cap ETF
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
FTAG / First Trust Exchange-Traded Fund II - First Trust Indxx Global Agriculture ETF
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF
SPTS / SPDR Series Trust - SPDR Portfolio Short Term Treasury ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
CRON / Cronos Group Inc.
AIRR / First Trust Exchange-Traded Fund VI - First Trust RBA American Industrial Renaissance ETF
FCG / First Trust Exchange-Traded Fund - First Trust Natural Gas ETF
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
GOOGL / Alphabet Inc.
DIS / The Walt Disney Company
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
XHE / SPDR Series Trust - SPDR S&P Health Care Equipment ETF
D / Dominion Energy, Inc.
KBE / SPDR Series Trust - SPDR S&P Bank ETF
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FTXH / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Pharmaceuticals ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
T / AT&T Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
ISRG / Intuitive Surgical, Inc.
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
PH / Parker-Hannifin Corporation
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
AAPL / Apple Inc.
GOOG / Alphabet Inc.
AMZN / Amazon.com, Inc.
FTXN / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Oil & Gas ETF
APS / Aptose Biosciences Inc.
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SQ / Block, Inc.
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF