Market Value327,212,000
Total Holdings372
File Date2020-07-20
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AEE / Ameren Corporation
PCN / PIMCO Corporate & Income Strategy Fund
HPF / John Hancock Preferred Income Fund II
AHT / Ashford Hospitality Trust, Inc.
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
IAU / iShares Gold Trust
JPI / Nuveen Preferred Securities & Income Opportunities Fund
CG / The Carlyle Group Inc.
XLNX / Xilinx, Inc.
HQH / Abrdn Healthcare Investors
AEP / American Electric Power Company, Inc.
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
DWSH / AdvisorShares Trust - AdvisorShares Dorsey Wright Short ETF
03765K104 / Aphria Inc.
CIK / Credit Suisse Asset Management Income Fund, Inc.
US33739P5098 / First Trust RiverFront Dynamic Asia Pacific ETF
FDNI / First Trust Exchange-Traded Fund II - First Trust Dow Jones International Internet ETF
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
HESM / Hess Midstream LP
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
US3665541039 / Garrison Capital Inc.
GPRO / GoPro, Inc.
I / Intelsat SA
GTO / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Total Return Bond ETF
BSJM / Invesco Capital Management LLC - Invesco BulletShares 2022 High Yield Corporate Bond ETF
IHIT / Invesco High Income 2023 Target Term Fund
ILCV / iShares Trust - iShares Morningstar Value ETF
US6706871026 / Nuveen Municipal 2021 Trgt Trm
JCP / J.C. Penney Co., Inc.
PBFX / Pbf Logistics Lp - Unit
SMMU / PIMCO ETF Trust - PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
RTN / Raytheon Co.
USX / U.S. Xpress Enterprises Inc - Class A
920355104 / Valspar Corp.
IGA / Voya Global Advantage and Premium Opportunity Fund
WPG / Washington Prime Group Inc
WETF / Wisdomtree Investments Inc
TCPC / BlackRock TCP Capital Corp.
NIO / NIO Inc. - Depositary Receipt (Common Stock)
BDX / Becton, Dickinson and Company
AMD / Advanced Micro Devices, Inc.
BGY / BlackRock Enhanced International Dividend Trust
MOS / The Mosaic Company
PRU / Prudential Financial, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
K / Kellanova
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SQ / Block, Inc.
BHF / Brighthouse Financial, Inc.
COF / Capital One Financial Corporation
CPB / The Campbell's Company
PFLT / PennantPark Floating Rate Capital Ltd.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
CAT / Caterpillar Inc.
AVGO / Broadcom Inc.
TJX / The TJX Companies, Inc.
CEF / Sprott Physical Gold and Silver Trust
TDOC / Teladoc Health, Inc.
WDC / Western Digital Corporation
WFC / Wells Fargo & Company
GLAD / Gladstone Capital Corporation
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
UNP / Union Pacific Corporation
BAC / Bank of America Corporation
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
GER / GE Capital Global Holdings, LLC - Preferred Security
GAIN / Gladstone Investment Corporation
VTR / Ventas, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
KBA / KraneShares Trust - KraneShares Bosera MSCI China A 50 Connect Index ETF
AWK / American Water Works Company, Inc.
ATHX / Athersys, Inc.
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
AXP / American Express Company
RUN / Sunrun Inc.
MDT / Medtronic plc
PDT / John Hancock Premium Dividend Fund
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
GERN / Geron Corporation
LLY / Eli Lilly and Company
NEWT / NewtekOne, Inc.
AWF / AllianceBernstein Global High Income Fund
LUMN / Lumen Technologies, Inc.
NZF / Nuveen Municipal Credit Income Fund
QCOM / QUALCOMM Incorporated
OGE / OGE Energy Corp.
ED / Consolidated Edison, Inc.
PNF / PIMCO New York Municipal Income Fund
VZ / Verizon Communications Inc.
DE / Deere & Company
IHI / iShares Trust - iShares U.S. Medical Devices ETF
IBB / iShares Trust - iShares Biotechnology ETF
GH / Guardant Health, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
WM / Waste Management, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
AAIC / Arlington Asset Investment Corp - Class A
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
MCHP / Microchip Technology Incorporated
US16941M1099 / China Mobile Ltd.
US14054R1068 / Capitala Finance Corp.
KMI / Kinder Morgan, Inc.
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
TGT / Target Corporation
WBIT / Absolute Shares Trust - WBI BullBear Trend Switch US 3000 Total Return ETF
STWD / Starwood Property Trust, Inc.
KSS / Kohl's Corporation
MSFT / Microsoft Corporation
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
AMT / American Tower Corporation
GS / The Goldman Sachs Group, Inc.
MCD / McDonald's Corporation
ICLN / iShares Trust - iShares Global Clean Energy ETF
PSEC / Prospect Capital Corporation
GOOGL / Alphabet Inc.
CGBD / Carlyle Secured Lending, Inc.
CAH / Cardinal Health, Inc.
VTHR / Vanguard Scottsdale Funds - Vanguard Russell 3000 ETF
WPC / W. P. Carey Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
IBM / International Business Machines Corporation
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
PPT / Putnam Premier Income Trust
URI / United Rentals, Inc.
CB / Chubb Limited
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
AMGN / Amgen Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
ABT / Abbott Laboratories
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
MA / Mastercard Incorporated
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
KHC / The Kraft Heinz Company
JQC / Nuveen Credit Strategies Income Fund
NMFC / New Mountain Finance Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
ICMB / Investcorp Credit Management BDC, Inc.
BRK.B / Berkshire Hathaway Inc.
MFIC / MidCap Financial Investment Corporation
PG / The Procter & Gamble Company
IVV / iShares Trust - iShares Core S&P 500 ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
FCX / Freeport-McMoRan Inc.
WMT / Walmart Inc.
AMZN / Amazon.com, Inc.
KO / The Coca-Cola Company
IWM / iShares Trust - iShares Russell 2000 ETF
LMT / Lockheed Martin Corporation
ARKK / ARK ETF Trust - ARK Innovation ETF
WEC / WEC Energy Group, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
RYDAF / Shell plc
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
PINS / Pinterest, Inc.
ET / Energy Transfer LP - Limited Partnership
TXMD / TherapeuticsMD, Inc.
NBEV / NewAge Inc
GSV / Gold Standard Ventures Corp
WMB / The Williams Companies, Inc.
DGX / Quest Diagnostics Incorporated
STZ / Constellation Brands, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
BA / The Boeing Company
BFK / BlackRock Municipal Income Trust
LMFA / LM Funding America, Inc.
SRVR / Pacer Funds Trust - Pacer Data & Infrastructure Real Estate ETF
DUK / Duke Energy Corporation
CRM / Salesforce, Inc.
C / Citigroup Inc. - Corporate Bond/Note
EXAS / Exact Sciences Corporation
KGCRF / Kinross Gold Corporation - Equity Right
DOW / Dow Inc.
MPC / Marathon Petroleum Corporation
VFH / Vanguard World Fund - Vanguard Financials ETF
SPY / SPDR S&P 500 ETF
CNP / CenterPoint Energy, Inc.
GUT / The Gabelli Utility Trust
JCE / Nuveen Core Equity Alpha Fund
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
THQ / Abrdn Healthcare Opportunities Fund
XOM / Exxon Mobil Corporation
HD / The Home Depot, Inc.
PAYC / Paycom Software, Inc.
MCR / MFS Charter Income Trust
COST / Costco Wholesale Corporation
BHK / BlackRock Core Bond Trust
CAPE / DoubleLine ETF Trust - DoubleLine Shiller CAPE U.S. Equities ETF
GD / General Dynamics Corporation
F / Ford Motor Company
JNJ / Johnson & Johnson
CMCSA / Comcast Corporation
OXSQ / Oxford Square Capital Corp.
D / Dominion Energy, Inc.
TXN / Texas Instruments Incorporated
MDLZ / Mondelez International, Inc.
BMY / Bristol-Myers Squibb Company
IDE / Voya Infrastructure, Industrials and Materials Fund
RNG / RingCentral, Inc.
DLTR / Dollar Tree, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
GOOD / Gladstone Commercial Corporation
GWP / GW Pharmaceuticals plc
AFIN / American Fin Tr Inc - Class A
SO / The Southern Company
JFR / Nuveen Floating Rate Income Fund
ACB / Aurora Cannabis Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
SBUX / Starbucks Corporation
ORCL / Oracle Corporation
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
ILTB / iShares Trust - iShares Core 10+ Year USD Bond ETF
GIS / General Mills, Inc.
CLF / Cleveland-Cliffs Inc.
BX / Blackstone Inc.
ELV / Elevance Health, Inc.
THG / The Hanover Insurance Group, Inc.
PFE / Pfizer Inc.
DOCU / DocuSign, Inc.
TMO / Thermo Fisher Scientific Inc.
V / Visa Inc.
RTX / RTX Corporation
TFC / Truist Financial Corporation
CRON / Cronos Group Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
DAL / Delta Air Lines, Inc.
GLD / SPDR Gold Trust
NFLX / Netflix, Inc.
SRE / Sempra
AAPL / Apple Inc.
ONCY / Oncolytics Biotech Inc.
MET / MetLife, Inc.
GOF / Guggenheim Strategic Opportunities Fund
ABBV / AbbVie Inc.
ARCC / Ares Capital Corporation
MRK / Merck & Co., Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
WBA / Walgreens Boots Alliance, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MMM / 3M Company
VLO / Valero Energy Corporation
CL / Colgate-Palmolive Company
JHML / John Hancock Exchange-Traded Fund Trust - John Hancock Multifactor Large Cap ETF
FE / FirstEnergy Corp.
META / Meta Platforms, Inc.
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
ADP / Automatic Data Processing, Inc.
MRVL / Marvell Technology, Inc.
RIG / Transocean Ltd.
TPVG / TriplePoint Venture Growth BDC Corp.
HBI / Hanesbrands Inc.
HTGC / Hercules Capital, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
SDC / Smiledirectclub Inc - Class A
EOS / Eaton Vance Enhanced Equity Income Fund II
IYW / iShares Trust - iShares U.S. Technology ETF
COR / Cencora, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
PHK / PIMCO High Income Fund
EWS / iShares, Inc. - iShares MSCI Singapore ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
PYPL / PayPal Holdings, Inc.
SLV / iShares Silver Trust
DPZ / Domino's Pizza, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
GILD / Gilead Sciences, Inc.
FTHI / First Trust Exchange-Traded Fund VI - First Trust BuyWrite Income ETF
TRV / The Travelers Companies, Inc.
MRCC / Monroe Capital Corporation
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
MRO / Marathon Oil Corporation
BXMX / Nuveen S&P 500 Buy-Write Income Fund
PNNT / PennantPark Investment Corporation
MIN / MFS Intermediate Income Trust
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
PTLC / Pacer Funds Trust - Pacer Trendpilot US Large Cap ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SYF / Synchrony Financial
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
GBDC / Golub Capital BDC, Inc.
HSY / The Hershey Company
AMLP / ALPS ETF Trust - Alerian MLP ETF
FAAR / First Trust Exchange-Traded Fund VII - First Trust Alternative Absolute Return Strategy ETF
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
GIM / Templeton Global Income Fund
TWO / Two Harbors Investment Corp.
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
NIE / Virtus Equity & Convertible Income Fund
NTAP / NetApp, Inc.
RYC / Royal Bank of Canada
NKE / NIKE, Inc.
SFL / SFL Corporation Ltd.
SE / Sea Limited - Depositary Receipt (Common Stock)
RFV / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Value ETF
SAVE / Spirit Airlines, Inc.
SVC / Service Properties Trust
CSCO / Cisco Systems, Inc.
INO / Inovio Pharmaceuticals, Inc.
NLY / Annaly Capital Management, Inc.
SILJ / Amplify ETF Trust - Amplify Junior Silver Miners ETF
DSU / BlackRock Debt Strategies Fund, Inc.
CBRL / Cracker Barrel Old Country Store, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
DVY / iShares Trust - iShares Select Dividend ETF
FSK / FS KKR Capital Corp.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
H / Hyatt Hotels Corporation
PM / Philip Morris International Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
VVR / Invesco Senior Income Trust
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EUSC / WisdomTree Trust - WisdomTree European Opportunities Fund
GTX / Garrett Motion Inc.
CHY / Calamos Convertible and High Income Fund
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
NVDA / NVIDIA Corporation
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
UNH / UnitedHealth Group Incorporated
USAS / Americas Gold and Silver Corporation
JPS / Nuveen Preferred & Income Securities Fund
BEST / BEST Inc. - Depositary Receipt (Common Stock)
STK / Columbia Seligman Premium Technology Growth Fund
UPS / United Parcel Service, Inc.
CSQ / Calamos Strategic Total Return Fund
DIS / The Walt Disney Company
IWD / iShares Trust - iShares Russell 1000 Value ETF
OFS / OFS Capital Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
TSLA / Tesla, Inc.
FBIN / Fortune Brands Innovations, Inc.
LIN / Linde plc
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PEP / PepsiCo, Inc.
QQQ / Invesco QQQ Trust, Series 1
EFA / iShares Trust - iShares MSCI EAFE ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
ADBE / Adobe Inc.
USA / Liberty All-Star Equity Fund
CVX / Chevron Corporation
CCI / Crown Castle Inc.
FDX / FedEx Corporation
CLX / The Clorox Company
YUM / Yum! Brands, Inc.
MO / Altria Group, Inc.
EXC / Exelon Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
NEE / NextEra Energy, Inc.
LOW / Lowe's Companies, Inc.
CVS / CVS Health Corporation
T / AT&T Inc.
HON / Honeywell International Inc.
INTC / Intel Corporation