Market Value210,468,000
Total Holdings363
File Date2015-10-20
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
PTC / PTC Inc.
ALU / Alcatel Lucent
CSX / CSX Corporation
AGEN / Agenus Inc.
/ Windstream Holdings, Inc
CRC / California Resources Corporation
NSP / Insperity, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
MCHP / Microchip Technology Incorporated
CFN / CareFusion Corporation
OXY / Occidental Petroleum Corporation
UNH / UnitedHealth Group Incorporated
HNSN / Hansen Medical, Inc.
GMCR / Keurig Green Mountain, Inc.
UNIT / Uniti Group Inc.
LYV / Live Nation Entertainment, Inc.
MEI / Methode Electronics, Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
EMR / Emerson Electric Co.
ATRC / AtriCure, Inc.
DOV / Dover Corporation
EWY / iShares, Inc. - iShares MSCI South Korea ETF
XOM / Exxon Mobil Corporation
GM.WS.A / General Motors Company
CG / The Carlyle Group Inc.
GAIN / Gladstone Investment Corporation
TDY / Teledyne Technologies Incorporated
DDD / 3D Systems Corporation
OREX / Orexigen Therapeutics, Inc.
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
CTSO / Cytosorbents Corporation
KCG / KCG Holdings, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
SUNE / SUNation Energy Inc.
ARROWHEAD RESH CORP / (042797209)
SLCA / U.S. Silica Holdings, Inc.
DNP / DNP Select Income Fund Inc.
EZA / iShares, Inc. - iShares MSCI South Africa ETF
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
TIP / iShares Trust - iShares TIPS Bond ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
ENZL / iShares Trust - iShares MSCI New Zealand ETF
BAC / Bank of America Corporation
VXRT / Vaxart, Inc.
KO / The Coca-Cola Company
LCTX / Lineage Cell Therapeutics, Inc.
SJM / The J. M. Smucker Company
IP / International Paper Company
AABA / Altaba Inc
DBC / Invesco DB Commodity Index Tracking Fund
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
PBD / Invesco Exchange-Traded Fund Trust II - Invesco Global Clean Energy ETF
SLS / SELLAS Life Sciences Group, Inc.
WPPGY / WPP PLC
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
DIA / SPDR Dow Jones Industrial Average ETF Trust
US5249011058 / Legg Mason, Inc.
ROOF / New York Life Investments ETF Trust - NYLI CBRE NextGen Real Estate ETF
ICLR / ICON Public Limited Company
SLB / Schlumberger Limited
ADSK / Autodesk, Inc.
RTX / RTX Corporation
ABBV / AbbVie Inc.
IBCC / iShares iBonds Mar 2018 Corporate ex-Financials ETF
PFE / Pfizer Inc.
IBDD / BlackRock Institutional Trust Company N.A. - iShares iBonds Mar 2023 Term Corporate ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
VIVO / Meridian Bioscience Inc.
TCOM / Trip.com Group Limited - Depositary Receipt (Common Stock)
AYR / Aircastle Ltd.
DPZ / Domino's Pizza, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
EXR / Extra Space Storage Inc.
EXC / Exelon Corporation
IBCD / iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
SXL / Sunoco Logistics Partners L.P.
CHCO / City Holding Company
JCE / Nuveen Core Equity Alpha Fund
MCD / McDonald's Corporation
US0549371070 / BB&T Corp.
INTC / Intel Corporation
O / Realty Income Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
UBSI / United Bankshares, Inc.
TREX / Trex Company, Inc.
VRSN / VeriSign, Inc.
SON / Sonoco Products Company
904784709 / Unilever N.V.
US00C4U1L353 / Mylan N.V.
EHC / Encompass Health Corporation
SBW / Western Asset Worldwide Income Fund, Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
LOW / Lowe's Companies, Inc.
AMZN / Amazon.com, Inc.
CXP / Columbia Property Trust Inc
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
SNH / Senior Housing Properties Trust
US37940G1094 / GlobalSCAPE, Inc.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
CYTX / Cytori Therapeutics, Inc.
BTZ / BlackRock Credit Allocation Income Trust
IAU / iShares Gold Trust
TOL / Toll Brothers, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
GPRO / GoPro, Inc.
C.WSA / Citigroup, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
SPY / SPDR S&P 500 ETF
SIRI / Sirius XM Holdings Inc.
QIHU / Qihoo 360 Technology Co. Ltd.
IGR / CBRE Global Real Estate Income Fund
IYG / iShares Trust - iShares U.S. Financial Services ETF
GD / General Dynamics Corporation
SBNY / Signature Bank
FTR / Frontier Communications Corp.
AEMD / Aethlon Medical, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
OA / Orbital ATK, Inc.
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
MYD / BlackRock MuniYield Fund, Inc.
ITW / Illinois Tool Works Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
SNA / Snap-on Incorporated
CDK / CDK Global Inc
MGA / Magna International Inc.
GLD / SPDR Gold Trust
US5535731062 / MSG Networks Inc
EPHE / iShares Trust - iShares MSCI Philippines ETF
NFLX / Netflix, Inc.
ESRX / Express Scripts Holding Co.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
PNC / The PNC Financial Services Group, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
GM.WS.B / General Motors Company - Warrants 07/10/2019
AXP / American Express Company
TMO / Thermo Fisher Scientific Inc.
V / Visa Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
META / Meta Platforms, Inc.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
JRS / Nuveen Real Estate Income Fund
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
UXJ / ProShares Trust
IBCE / BlackRock Institutional Trust Company N.A. - iShares iBonds Mar 2023 Term Corporate ex-Financials ETF
GLPI / Gaming and Leisure Properties, Inc.
WRE / Washington Real Estate Investment Trust
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
BRCM / Broadcom Corporation
AEP / American Electric Power Company, Inc.
CSIQ / Canadian Solar Inc.
GE / General Electric Company
MDVN / Medivation, Inc.
SVRA / Savara Inc.
ABT / Abbott Laboratories
IWB / iShares Trust - iShares Russell 1000 ETF
NPP / Nuveen Performance Plus Municipal Fund, Inc.
TJX / The TJX Companies, Inc.
JAH / Jarden Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
WY / Weyerhaeuser Company
MSEX / Middlesex Water Company
AVNS / Avanos Medical, Inc.
DRH / DiamondRock Hospitality Company
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
WELL / Welltower Inc.
PPC / Pilgrim's Pride Corporation
ECA / EnCana Corp.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
COF / Capital One Financial Corporation
SWKS / Skyworks Solutions, Inc.
AMWD / American Woodmark Corporation
UL / Unilever PLC - Depositary Receipt (Common Stock)
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
MGEE / MGE Energy, Inc.
US0268741560 / American International Group, Inc. Warrants
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
MDLZ / Mondelez International, Inc.
ICLN / iShares Trust - iShares Global Clean Energy ETF
HDV / iShares Trust - iShares Core High Dividend ETF
US8865471085 / Tiffany & Co.
PPL / Pembina Pipeline Corporation
GREK / Global X Funds - Global X MSCI Greece ETF
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
DCP / DCP Midstream LP - Unit
PGNPQ / Paragon Offshore plc
HPQ / HP Inc.
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
MDY / SPDR S&P MidCap 400 ETF Trust
00B65Z9D7 / Noble Corporation plc
CAB / Cabela's Incorporated
SLM / SLM Corporation
US85207U1051 / Sprint Corporation
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
847560109 / Spectra Energy Corp.
OHI / Omega Healthcare Investors, Inc.
SCHW / The Charles Schwab Corporation
WFM / Whole Foods Market, Inc.
61166W101 / Monsanto Co.
GPC / Genuine Parts Company
T / AT&T Inc.
MAR / Marriott International, Inc.
AMAT / Applied Materials, Inc.
CAT / Caterpillar Inc.
NVAX / Novavax, Inc.
XHR / Xenia Hotels & Resorts, Inc.
WGL / WGL Holdings, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
BSCO / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2024 Corporate Bond ETF
GBX / The Greenbrier Companies, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
LITE / Lumentum Holdings Inc.
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
670984103 / Nuveen Municipal Opportunity Fund, Inc.
AXL / American Axle & Manufacturing Holdings, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
CC / The Chemours Company
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EIDO / iShares Trust - iShares MSCI Indonesia ETF
X / United States Steel Corporation
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
INCY / Incyte Corporation
ICF / iShares Trust - iShares Select U.S. REIT ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
SNDK / Sandisk Corporation
GG / Goldcorp, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
AES / The AES Corporation
ATRS / Antares Pharma Inc
GNW / Genworth Financial, Inc.
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
SO / The Southern Company
UAA / Under Armour, Inc.
DIS / The Walt Disney Company
CMCSA / Comcast Corporation
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
PEAK / Healthpeak Properties, Inc.
PSX / Phillips 66
KRFT /
ASH / Ashland Inc.
AWK / American Water Works Company, Inc.
CAMP / Camp4 Therapeutics Corporation
ANRZQ / Alpha Natural Resources, Inc.
PEJ / Invesco Exchange-Traded Fund Trust - Invesco Leisure and Entertainment ETF
ATK /
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
FTEK / Fuel Tech, Inc.
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
PAGG / PowerShares Global Agriculture Portfolio
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
ERF / Enerplus Corporation
AWF / AllianceBernstein Global High Income Fund
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
HCN / Welltower Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
CP / Canadian Pacific Kansas City Limited
AMBKP / American Capital Trust I - Preferred Security
GROW / U.S. Global Investors, Inc.
DTV / DTE Energy Company
AAPL / Apple Inc.
NIE / Virtus Equity & Convertible Income Fund
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
AGU / Agrium Inc.
EXPE / Expedia Group, Inc.
USB / U.S. Bancorp
LUV / Southwest Airlines Co.
JNJ / Johnson & Johnson
GWR / Genesee & Wyoming, Inc.
ACAD / ACADIA Pharmaceuticals Inc.
BA / The Boeing Company
DUK / Duke Energy Corporation
NUAN / Nuance Communications Inc
CRM / Salesforce, Inc.
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
MDAS / MedAssets, Inc.
PPG / PPG Industries, Inc.
KSU / Kansas City Southern
WM / Waste Management, Inc.
BK / The Bank of New York Mellon Corporation
EPOL / iShares Trust - iShares MSCI Poland ETF
SBUX / Starbucks Corporation
CVX / Chevron Corporation
MTB / M&T Bank Corporation
LEN / Lennar Corporation
PM / Philip Morris International Inc.
BBBY / Bed Bath & Beyond, Inc.
AAL / American Airlines Group Inc.
ALGN / Align Technology, Inc.
ADP / Automatic Data Processing, Inc.
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
ATVI / Activision Blizzard Inc
LYB / LyondellBasell Industries N.V.
RAD / Rite Aid Corp.
MMM / 3M Company
LMT / Lockheed Martin Corporation
/ Wyndham Destinations, Inc.
AMP / Ameriprise Financial, Inc.
AUB / Atlantic Union Bankshares Corporation
AX / Axos Financial, Inc.
CHKP / Check Point Software Technologies Ltd.
NUE / Nucor Corporation
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
KMB / Kimberly-Clark Corporation
SLV / iShares Silver Trust
IBM / International Business Machines Corporation
DOW / Dow Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BRK.B / Berkshire Hathaway Inc.
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
GOOG / Alphabet Inc.
PEP / PepsiCo, Inc.
920355104 / Valspar Corp.
NBSE / NeuBase Therapeutics, Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
ACNB / ACNB Corporation
MHK / Mohawk Industries, Inc.
TEN / Tsakos Energy Navigation Limited
WMB / The Williams Companies, Inc.
GLJ / iShares Trust
IFF / International Flavors & Fragrances Inc.
XWEAX / Western Asset Premier Bond Fund
SMMF / Summit Financial Group, Inc.
IWV / iShares Trust - iShares Russell 3000 ETF
RPM / RPM International Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
H01531104 / Allied World Assurance Company Holding AG
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
US2692464017 / E*TRADE Financial, Inc.
HON / Honeywell International Inc.
57772K101 / Maxim Integrated Products Inc.
WMT / Walmart Inc.
ARNC / Arconic Corporation
BMY / Bristol-Myers Squibb Company
TSLA / Tesla, Inc.
QCOM / QUALCOMM Incorporated
CELG / Celgene Corp.
IGF / iShares Trust - iShares Global Infrastructure ETF
BIIB / Biogen Inc.
RAI / Reynolds American, Inc.
GIS / General Mills, Inc.
NRG / NRG Energy, Inc.
CSCO / Cisco Systems, Inc.
MRK / Merck & Co., Inc.
AEE / Ameren Corporation
NDAQ / Nasdaq, Inc.
ICE / Intercontinental Exchange, Inc.
SYY / Sysco Corporation
MAN / ManpowerGroup Inc.
JCI / Johnson Controls International plc
WRB / W. R. Berkley Corporation
PENN / PENN Entertainment, Inc.
NVDA / NVIDIA Corporation
COST / Costco Wholesale Corporation
GM / General Motors Company
ADBE / Adobe Inc.
D / Dominion Energy, Inc.
GILD / Gilead Sciences, Inc.
DRI / Darden Restaurants, Inc.
DE / Deere & Company
MRO / Marathon Oil Corporation
DFS / Discover Financial Services
CAH / Cardinal Health, Inc.
WBA / Walgreens Boots Alliance, Inc.
TD / The Toronto-Dominion Bank
CB / Chubb Limited
CMG / Chipotle Mexican Grill, Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
DTE / DTE Energy Company
DVA / DaVita Inc.
0PP / Portola Pharmaceuticals Inc
WFC / Wells Fargo & Company
BCE / BCE Inc.
GLW / Corning Incorporated
KHC / The Kraft Heinz Company
LLY / Eli Lilly and Company
AMGN / Amgen Inc.
HD / The Home Depot, Inc.
DOW / Dow Inc.
CVS / CVS Health Corporation
AIG / American International Group, Inc.
MO / Altria Group, Inc.
VSTO / Vista Outdoor Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
JPM / JPMorgan Chase & Co.
NEU / NewMarket Corporation
ORCL / Oracle Corporation
MDT / Medtronic plc
EIX / Edison International
BDSI / Biodelivery Sciences International
F / Ford Motor Company
COP / ConocoPhillips
NEE / NextEra Energy, Inc.
NSC / Norfolk Southern Corporation
GOOGL / Alphabet Inc.
CMCSA / Comcast Corporation
EL / The Estée Lauder Companies Inc.
MSFT / Microsoft Corporation
SKX / Skechers U.S.A., Inc.
KMI / Kinder Morgan, Inc.
LSTR / Landstar System, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
UPS / United Parcel Service, Inc.
PG / The Procter & Gamble Company
VZ / Verizon Communications Inc.
PALI / Palisade Bio, Inc.
VLO / Valero Energy Corporation
VRTV / Veritiv Corp
NAVI / Navient Corporation
PBPB / Potbelly Corporation
CVM / CEL-SCI Corporation
VIAV / Viavi Solutions Inc.
SHAK / Shake Shack Inc.
BDX / Becton, Dickinson and Company
LCI / Lannett Co., Inc.
NKE / NIKE, Inc.
TRV / The Travelers Companies, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
OCUP / Opus Genetics, Inc.