Market Value114,939,000
Total Holdings169
File Date2017-02-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BMY / Bristol-Myers Squibb Company
F / Ford Motor Company
NAC / Nuveen California Quality Municipal Income Fund
ILMN / Illumina, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
ED / Consolidated Edison, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
CAT / Caterpillar Inc.
/
IYR / iShares Trust - iShares U.S. Real Estate ETF
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
BF.B / Brown-Forman Corporation
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
C / Citigroup Inc. - Corporate Bond/Note
IWB / iShares Trust - iShares Russell 1000 ETF
JPM / JPMorgan Chase & Co.
MA / Mastercard Incorporated
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
TPL / Texas Pacific Land Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
CREE / Cree, Inc.
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
RMCF / Rocky Mountain Chocolate Factory, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
SLV / iShares Silver Trust
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
SRV / NXG Cushing Midstream Energy Fund
DBC / Invesco DB Commodity Index Tracking Fund
ICF / iShares Trust - iShares Select U.S. REIT ETF
PSEC / Prospect Capital Corporation
SNXZF / Sandstorm Gold Ltd.
IVW / iShares Trust - iShares S&P 500 Growth ETF
PDT / John Hancock Premium Dividend Fund
NFLX / Netflix, Inc.
SPY / SPDR S&P 500 ETF
SRC / Spirit Realty Capital, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
IWV / iShares Trust - iShares Russell 3000 ETF
GNL / Global Net Lease, Inc.
BX / Blackstone Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
UNH / UnitedHealth Group Incorporated
GLD / SPDR Gold Trust
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
PM / Philip Morris International Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
MMM / 3M Company
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
FDX / FedEx Corporation
UNP / Union Pacific Corporation
IBB / iShares Trust - iShares Biotechnology ETF
JMF / Nuveen Energy MLP Total Return Fund
HPI / John Hancock Preferred Income Fund
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
MYD / BlackRock MuniYield Fund, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
FDIV / EA Series Trust - MarketDesk Focused U.S. Dividend ETF
D / Dominion Energy, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
DHY / Credit Suisse High Yield Credit Fund
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
QQQ / Invesco QQQ Trust, Series 1
WSM / Williams-Sonoma, Inc.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
SNY / Sanofi - Depositary Receipt (Common Stock)
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
DTE / DTE Energy Company
QCOM / QUALCOMM Incorporated
MCA / BlackRock MuniYield California Quality Fund Inc
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
HON / Honeywell International Inc.
IYJ / iShares Trust - iShares U.S. Industrials ETF
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
GIM / Templeton Global Income Fund
GOF / Guggenheim Strategic Opportunities Fund
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
XIAFX / Aberdeen Australia Equity Fund,
WMT / Walmart Inc.
FNDE / Schwab Strategic Trust - Schwab Fundamental Emerging Markets Equity ETF
NCA / Nuveen California Municipal Value Fund
JFR / Nuveen Floating Rate Income Fund
NUV / Nuveen Municipal Value Fund, Inc.
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
MYC / BlackRock MuniYield California Fund Inc
385002100 / Gramercy Property Trust Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
DVY / iShares Trust - iShares Select Dividend ETF
EW / Edwards Lifesciences Corporation
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
GILD / Gilead Sciences, Inc.
VSGIX / Vanguard Index Funds - Vanguard Small-Cap Growth Index Fund Institutional
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
EPD / Enterprise Products Partners L.P. - Limited Partnership
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
VZ / Verizon Communications Inc.
SLB / Schlumberger Limited
HBAN / Huntington Bancshares Incorporated
ABC / Amerisource Bergen Corp.
KO / The Coca-Cola Company
PFE / Pfizer Inc.
MPW / Medical Properties Trust, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
KMI / Kinder Morgan, Inc.
PSX / Phillips 66
EIX / Edison International
T / AT&T Inc.
PG / The Procter & Gamble Company
FSK / FS KKR Capital Corp.
FTR / Frontier Communications Corp.
JCI / Johnson Controls International plc
COST / Costco Wholesale Corporation
META / Meta Platforms, Inc.
CVX / Chevron Corporation
TSLA / Tesla, Inc.
HD / The Home Depot, Inc.
PTY / Partway Group Plc
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
PD / PagerDuty, Inc.
MDLZ / Mondelez International, Inc.
STN / Stantec Inc.
XGUTX / Gabelli Utility Trust (The)
WM / Waste Management, Inc.
PEAK / Healthpeak Properties, Inc.
MRK / Merck & Co., Inc.
JNJ / Johnson & Johnson
ABT / Abbott Laboratories
IBM / International Business Machines Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
PEP / PepsiCo, Inc.
CL / Colgate-Palmolive Company
TRV / The Travelers Companies, Inc.
SRE / Sempra
INTC / Intel Corporation
AMZN / Amazon.com, Inc.
BA / The Boeing Company
O / Realty Income Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
BRK.B / Berkshire Hathaway Inc.
SBUX / Starbucks Corporation
PCG / PG&E Corporation
CVS / CVS Health Corporation
FCX / Freeport-McMoRan Inc.
BAC / Bank of America Corporation
ORCL / Oracle Corporation
WFC / Wells Fargo & Company
MO / Altria Group, Inc.
DIS / The Walt Disney Company
V / Visa Inc.
ABBV / AbbVie Inc.
XOM / Exxon Mobil Corporation
AAPL / Apple Inc.
GE / General Electric Company
MSFT / Microsoft Corporation