Market Value97,754,000
Total Holdings155
File Date2016-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
MCA / BlackRock MuniYield California Quality Fund Inc
BMY / Bristol-Myers Squibb Company
F / Ford Motor Company
GILD / Gilead Sciences, Inc.
BAC / Bank of America Corporation
DIS / The Walt Disney Company
INTC / Intel Corporation
ILMN / Illumina, Inc.
ED / Consolidated Edison, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
PSEC / Prospect Capital Corporation
CAT / Caterpillar Inc.
CREE / Cree, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
UNH / UnitedHealth Group Incorporated
JMF / Nuveen Energy MLP Total Return Fund
ASH / Ashland Inc.
NFLX / Netflix, Inc.
US58503F5026 / Medley Capital Corp.
TRMK / Trustmark Corporation
EPR / EPR Properties
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
MYD / BlackRock MuniYield Fund, Inc.
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
RMCF / Rocky Mountain Chocolate Factory, Inc.
VSGIX / Vanguard Index Funds - Vanguard Small-Cap Growth Index Fund Institutional
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
SLV / iShares Silver Trust
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
SRV / NXG Cushing Midstream Energy Fund
DBC / Invesco DB Commodity Index Tracking Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
PDT / John Hancock Premium Dividend Fund
HPI / John Hancock Preferred Income Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
IBB / iShares Trust - iShares Biotechnology ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
IYR / iShares Trust - iShares U.S. Real Estate ETF
SPY / SPDR S&P 500 ETF
SRC / Spirit Realty Capital, Inc.
WHR / Whirlpool Corporation
FTR / Frontier Communications Corp.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
GNL / Global Net Lease, Inc.
GIM / Templeton Global Income Fund
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
BX / Blackstone Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
LMT / Lockheed Martin Corporation
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
GLD / SPDR Gold Trust
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
WMT / Walmart Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
QCOM / QUALCOMM Incorporated
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
D / Dominion Energy, Inc.
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
GOF / Guggenheim Strategic Opportunities Fund
DHY / Credit Suisse High Yield Credit Fund
TEI / Templeton Emerging Markets Income Fund
US88829M1053 / Titan Energy LLC
PEP / PepsiCo, Inc.
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XIAFX / Aberdeen Australia Equity Fund,
QQQ / Invesco QQQ Trust, Series 1
FNDE / Schwab Strategic Trust - Schwab Fundamental Emerging Markets Equity ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
SNY / Sanofi - Depositary Receipt (Common Stock)
HON / Honeywell International Inc.
FDX / FedEx Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
DTE / DTE Energy Company
MYC / BlackRock MuniYield California Fund Inc
UNP / Union Pacific Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
VGR / Vector Group Ltd.
IWV / iShares Trust - iShares Russell 3000 ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
GOOGL / Alphabet Inc.
FDIV / EA Series Trust - MarketDesk Focused U.S. Dividend ETF
HDV / iShares Trust - iShares Core High Dividend ETF
385002100 / Gramercy Property Trust Inc.
MRK / Merck & Co., Inc.
EW / Edwards Lifesciences Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VZ / Verizon Communications Inc.
ALB / Albemarle Corporation
SLB / Schlumberger Limited
ABBV / AbbVie Inc.
ABC / Amerisource Bergen Corp.
KO / The Coca-Cola Company
PFE / Pfizer Inc.
MPW / Medical Properties Trust, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
PSX / Phillips 66
KMI / Kinder Morgan, Inc.
/
EIX / Edison International
T / AT&T Inc.
HD / The Home Depot, Inc.
FSK / FS KKR Capital Corp.
JCI / Johnson Controls International plc
COST / Costco Wholesale Corporation
META / Meta Platforms, Inc.
CVX / Chevron Corporation
PTY / Partway Group Plc
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
PD / PagerDuty, Inc.
BA / The Boeing Company
MDLZ / Mondelez International, Inc.
XGUTX / Gabelli Utility Trust (The)
JNJ / Johnson & Johnson
ABT / Abbott Laboratories
PM / Philip Morris International Inc.
CMCSA / Comcast Corporation
IBM / International Business Machines Corporation
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
BF.B / Brown-Forman Corporation
PG / The Procter & Gamble Company
IWM / iShares Trust - iShares Russell 2000 ETF
CL / Colgate-Palmolive Company
TRV / The Travelers Companies, Inc.
MDVN / Medivation, Inc.
SRE / Sempra
AMZN / Amazon.com, Inc.
FCX / Freeport-McMoRan Inc.
O / Realty Income Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
BRK.B / Berkshire Hathaway Inc.
SBUX / Starbucks Corporation
PCG / PG&E Corporation
CVS / CVS Health Corporation
ORCL / Oracle Corporation
WFC / Wells Fargo & Company
SNXZF / Sandstorm Gold Ltd.
MO / Altria Group, Inc.
TSLA / Tesla, Inc.
HBAN / Huntington Bancshares Incorporated
V / Visa Inc.
XOM / Exxon Mobil Corporation
AAPL / Apple Inc.
GE / General Electric Company
MSFT / Microsoft Corporation