Market Value239,431,000
Total Holdings261
File Date2015-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
USB / U.S. Bancorp
FTLS / First Trust Exchange-Traded Fund III - First Trust Long/Short Equity ETF
FLEX / Flex Ltd.
ARNC / Arconic Corporation
CAMP / Camp4 Therapeutics Corporation
NNA / Navios Maritime Acquisition Corp
CMO / Capstead Mortgage Corp.
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
UIS / Unisys Corporation
THG / The Hanover Insurance Group, Inc.
CELG / Celgene Corp.
LUV / Southwest Airlines Co.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
INTC / Intel Corporation
COMPASS EMP FDS TR / US 500 INDEX ETF (20452Y825)
STX / Seagate Technology Holdings plc
O / Realty Income Corporation
PDM / Piedmont Realty Trust, Inc.
AAWW / Atlas Air Worldwide Holdings Inc.
MMM / 3M Company
87270T106 / Tribune Publishing Co
SH / ProShares Trust - ProShares Short S&P500
CZA / Invesco Exchange-Traded Fund Trust - Invesco Zacks Mid-Cap ETF
CREDIT SUISSE AG NASSAU BRH / VELOCITY SHS EXC (22539T597)
/ Immunomedics, Inc.
018490100 / Allergan plc
AMLP / ALPS ETF Trust - Alerian MLP ETF
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
FTR / Frontier Communications Corp.
WBA / Walgreens Boots Alliance, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
NSC / Norfolk Southern Corporation
VER / VEREIT Inc
PFF / iShares Trust - iShares Preferred and Income Securities ETF
TJX / The TJX Companies, Inc.
FSK / FS KKR Capital Corp.
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
JPM / JPMorgan Chase & Co.
MDY / SPDR S&P MidCap 400 ETF Trust
LLY / Eli Lilly and Company
AXP / American Express Company
ESRX / Express Scripts Holding Co.
WELL / Welltower Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
HUN / Huntsman Corporation
PGNPQ / Paragon Offshore plc
RGA / Reinsurance Group of America, Incorporated
BMY / Bristol-Myers Squibb Company
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
TPC / Tutor Perini Corporation
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
IWM / iShares Trust - iShares Russell 2000 ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
EFA / iShares Trust - iShares MSCI EAFE ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
SKYW / SkyWest, Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
USO / United States Oil Fund, LP - Limited Partnership
BLT / Blount International, Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
COMPASS EMP FDS TR / US500 ENH VOL (20452Y817)
CBI / Chicago Bridge & Iron Co., N.V.
CXP / Columbia Property Trust Inc
FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
ARGO / Argo Group International Holdings, Inc.
/ McDermott International, Inc.
SPPJY / Sappi Limited - Depositary Receipt (Common Stock)
SALE / RetailMeNot, Inc.
PCYG / Park City Group, Inc.
MTOR / Meritor Inc
PBF / PBF Energy Inc.
TRN / Trinity Industries, Inc.
PCP / Precision Castparts Corporation
VLO / Valero Energy Corporation
REGI / Renewable Energy Group Inc
HERO / Global X Funds - Global X Video Games & Esports ETF
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
IM / Ingram Micro Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
SFY / Tidal Trust I - SoFi Select 500 ETF
KCE / SPDR Series Trust - SPDR S&P Capital Markets ETF
ARCC / Ares Capital Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
PWOD / Penns Woods Bancorp, Inc.
ANW / Aegean Marine Petroleum Network, Inc.
NSL / Nuveen Senior Income Fund
IBMF / iShares iBonds Sep 2017 AMT-Free Muni Bond ETF
COMPASS EMP FDS TR / 100 ENH VOLA ETF (20452Y783)
US85207U1051 / Sprint Corporation
VGR / Vector Group Ltd.
PMT / PennyMac Mortgage Investment Trust
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
VOX / Vanguard World Fund - Vanguard Communication Services ETF
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
PKD / Parker Drilling Co.
TDW / Tidewater Inc.
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
AKS / AK Steel Holding Corp.
KRFT /
NYCB / Flagstar Financial, Inc.
NKE / NIKE, Inc.
RYI / Ryerson Holding Corporation
/ A.M. Castle & Co.
BDSI / Biodelivery Sciences International
ASRV / AmeriServ Financial, Inc.
US63934E1082 / Navistar International Corp
PVTB / PrivateBancorp, Inc.
SXL / Sunoco Logistics Partners L.P.
OZRK / Bank of the Ozarks, Inc.
60979P105 / Monogram Residential Trust, Inc.
CAL / Caleres, Inc.
QQQ / Invesco QQQ Trust, Series 1
COMPASS EMP FDS TR / DP500 WEIG ETF (20452Y791)
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
BRSS / Global Brass & Copper Holdings, Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
SYNA / Synaptics Incorporated
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
TEN / Tsakos Energy Navigation Limited
TITN / Titan Machinery Inc.
SBLK / Star Bulk Carriers Corp.
CCG / Cheche Group Inc.
BRCM / Broadcom Corporation
KFY / Korn Ferry
BTU / Peabody Energy Corporation
HA / Hawaiian Holdings, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
MARKET VECTORS ETF TR / HG YLD MUN ETF (57060U878)
TIER / T. Rowe Price Exchange-Traded Funds, Inc. - T. Rowe Price International Equity Research ETF
US00C4U1L353 / Mylan N.V.
MUB / iShares Trust - iShares National Muni Bond ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
PXD / Pioneer Natural Resources Company
GT / The Goodyear Tire & Rubber Company
GD / General Dynamics Corporation
PHH / Park Ha Biological Technology Co., Ltd.
H01531104 / Allied World Assurance Company Holding AG
CDMO / Avid Bioservices, Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
MDLZ / Mondelez International, Inc.
KMB / Kimberly-Clark Corporation
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
TWO / Two Harbors Investment Corp.
IYT / iShares Trust - iShares U.S. Transportation ETF
FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
ROST / Ross Stores, Inc.
SRPT / Sarepta Therapeutics, Inc.
OHI / Omega Healthcare Investors, Inc.
TSE / Trinseo PLC
HBAN / Huntington Bancshares Incorporated
VTR / Ventas, Inc.
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
JCI / Johnson Controls International plc
KMI / Kinder Morgan, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
BGC / BGC Group, Inc.
AEE / Ameren Corporation
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
PEAK / Healthpeak Properties, Inc.
AMPY / Amplify Energy Corp.
BIIB / Biogen Inc.
SO / The Southern Company
CNA / CNA Financial Corporation
CTIC / CTI BioPharma Corp
JPM / JPMorgan Chase & Co.
BKCC / BlackRock Capital Investment Corporation
FDX / FedEx Corporation
MXI / iShares Trust - iShares Global Materials ETF
ANTM / Anthem Inc
DK / Delek US Holdings, Inc.
/ Wyndham Destinations, Inc.
AIG / American International Group, Inc.
PFG / Principal Financial Group, Inc.
PALI / Palisade Bio, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
EFT / Eaton Vance Floating-Rate Income Trust
UNP / Union Pacific Corporation
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
PG / The Procter & Gamble Company
ADP / Automatic Data Processing, Inc.
KHC / The Kraft Heinz Company
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
CVX / Chevron Corporation
CSCO / Cisco Systems, Inc.
CMCSA / Comcast Corporation
NLY / Annaly Capital Management, Inc.
XOM / Exxon Mobil Corporation
MSFT / Microsoft Corporation
AAPL / Apple Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
COP / ConocoPhillips
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
OCUP / Opus Genetics, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IYLD / iShares Trust - iShares Morningstar Multi-Asset Income ETF
MU / Micron Technology, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
MNKD / MannKind Corporation
GOOGL / Alphabet Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
EXC / Exelon Corporation
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
WMT / Walmart Inc.
V / Visa Inc.
T / AT&T Inc.
MRK / Merck & Co., Inc.
ABBV / AbbVie Inc.
WFC / Wells Fargo & Company
DIS / The Walt Disney Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
AMZN / Amazon.com, Inc.
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
GILD / Gilead Sciences, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
SPY / SPDR S&P 500 ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
PFE / Pfizer Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
EMR / Emerson Electric Co.
PM / Philip Morris International Inc.
BRK.B / Berkshire Hathaway Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
JNJ / Johnson & Johnson
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
DUK / Duke Energy Corporation
CVS / CVS Health Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
SANM / Sanmina Corporation
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
BA / The Boeing Company
IVE / iShares Trust - iShares S&P 500 Value ETF
BAC / Bank of America Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
GE / General Electric Company
KCP / Cloud Peak Energy Inc
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
GOOG / Alphabet Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
AMGN / Amgen Inc.
1BKNG / Booking Holdings Inc.
IDU / iShares Trust - iShares U.S. Utilities ETF
MO / Altria Group, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IWV / iShares Trust - iShares Russell 3000 ETF
AMT / American Tower Corporation
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
IYH / iShares Trust - iShares U.S. Healthcare ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IYE / iShares Trust - iShares U.S. Energy ETF
MCD / McDonald's Corporation
CAT / Caterpillar Inc.
SBUX / Starbucks Corporation
KO / The Coca-Cola Company
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
TGT / Target Corporation
DAL / Delta Air Lines, Inc.
VZ / Verizon Communications Inc.
IBM / International Business Machines Corporation
F / Ford Motor Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF