Market Value227,248,000
Total Holdings250
File Date2014-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BKCC / BlackRock Capital Investment Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
IWN / iShares Trust - iShares Russell 2000 Value ETF
PG / The Procter & Gamble Company
O / Realty Income Corporation
FLEX / Flex Ltd.
LUV / Southwest Airlines Co.
BRK.A / Berkshire Hathaway Inc.
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
HCN / Welltower Inc.
MTOR / Meritor Inc
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
CXP / Columbia Property Trust Inc
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
PMT / PennyMac Mortgage Investment Trust
PBF / PBF Energy Inc.
CQB / Chiquita Brands International Inc
PCYG / Park City Group, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
STLD / Steel Dynamics, Inc.
US63934E1082 / Navistar International Corp
CDVIQ / Cal Dive International, Inc.
CZA / Invesco Exchange-Traded Fund Trust - Invesco Zacks Mid-Cap ETF
SYNA / Synaptics Incorporated
HERO / Global X Funds - Global X Video Games & Esports ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
NNA / Navios Maritime Acquisition Corp
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
PVI / Invesco Exchange-Traded Fund Trust II - Invesco Floating Rate Municipal Income ETF
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
CCG / Cheche Group Inc.
WAG /
AEE / Ameren Corporation
ANDV / Andeavor Corp.
GLD / SPDR Gold Trust
SMLV / SPDR Series Trust - SPDR SSGA US Small Cap Low Volatility Index ETF
PRU / Prudential Financial, Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
PCYC / Pharmacyclics
IBMF / iShares iBonds Sep 2017 AMT-Free Muni Bond ETF
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
MMM / 3M Company
CREE / Cree, Inc.
SPNV / Supernova Partners Acquisition Company Inc - Class A
PARAMOUNT GOLD & SILVER CORP / (69924P102)
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
KRG / Kite Realty Group Trust
QQQ / Invesco QQQ Trust, Series 1
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
SPPJY / Sappi Limited - Depositary Receipt (Common Stock)
UIS / Unisys Corporation
HCT / American Realty Capital Healthcare Trust Inc
PGNPQ / Paragon Offshore plc
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
PL.PRE / Protective Life Corp.
PF / Pinnacle Foods, Inc.
KMP /
CLR / Continental Resources Inc (OKLA)
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
REGI / Renewable Energy Group Inc
SKYW / SkyWest, Inc.
KRFT /
ESV / Ensco plc
MNKD / MannKind Corporation
SALE / RetailMeNot, Inc.
TWRLY / Tower Ltd.
/ A.M. Castle & Co.
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
NYCB / Flagstar Financial, Inc.
US7846351044 / SPX Corp
TITN / Titan Machinery Inc.
IM / Ingram Micro Inc.
NSL / Nuveen Senior Income Fund
SFY / Tidal Trust I - SoFi Select 500 ETF
KCE / SPDR Series Trust - SPDR S&P Capital Markets ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
HA / Hawaiian Holdings, Inc.
VIRC / Virco Mfg. Corporation
PGP / PIMCO Global StocksPLUS & Income Fund
THG / The Hanover Insurance Group, Inc.
ARCC / Ares Capital Corporation
SXL / Sunoco Logistics Partners L.P.
TEN / Tsakos Energy Navigation Limited
TRN / Trinity Industries, Inc.
VOX / Vanguard World Fund - Vanguard Communication Services ETF
FTR / Frontier Communications Corp.
/ Immunomedics, Inc.
SBLK / Star Bulk Carriers Corp.
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
CVGI / Commercial Vehicle Group, Inc.
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
ARGO / Argo Group International Holdings, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
PM / Philip Morris International Inc.
AAWW / Atlas Air Worldwide Holdings Inc.
CELG / Celgene Corp.
AMLP / ALPS ETF Trust - Alerian MLP ETF
KFY / Korn Ferry
KCP / Cloud Peak Energy Inc
IGT / International Game Technology PLC
BTU / Peabody Energy Corporation
PCP / Precision Castparts Corporation
868536103 / Supervalu, Inc.
FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
VGR / Vector Group Ltd.
BRCM / Broadcom Corporation
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
STX / Seagate Technology Holdings plc
ATSG / Air Transport Services Group, Inc.
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
VLO / Valero Energy Corporation
MPC / Marathon Petroleum Corporation
DUK / Duke Energy Corporation
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MRK / Merck & Co., Inc.
NKE / NIKE, Inc.
NSC / Norfolk Southern Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
PXD / Pioneer Natural Resources Company
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
61166W101 / Monsanto Co.
GT / The Goodyear Tire & Rubber Company
GD / General Dynamics Corporation
PHH / Park Ha Biological Technology Co., Ltd.
TJX / The TJX Companies, Inc.
VER / VEREIT Inc
ROST / Ross Stores, Inc.
ANW / Aegean Marine Petroleum Network, Inc.
MDLZ / Mondelez International, Inc.
KMB / Kimberly-Clark Corporation
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
IAU / iShares Gold Trust
TWO / Two Harbors Investment Corp.
BBDC / Barings BDC, Inc.
ASRV / AmeriServ Financial, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
DVN / Devon Energy Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SRPT / Sarepta Therapeutics, Inc.
AAPL / Apple Inc.
OHI / Omega Healthcare Investors, Inc.
HBAN / Huntington Bancshares Incorporated
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
NOV / NOV Inc.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
ED / Consolidated Edison, Inc.
MXI / iShares Trust - iShares Global Materials ETF
GOOGL / Alphabet Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
ESRX / Express Scripts Holding Co.
HFC / HollyFrontier Corp
JCI / Johnson Controls International plc
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
BGC / BGC Group, Inc.
PFG / Principal Financial Group, Inc.
US00C4U1L353 / Mylan N.V.
AXP / American Express Company
SO / The Southern Company
CNA / CNA Financial Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
RIG / Transocean Ltd.
RGA / Reinsurance Group of America, Incorporated
PEP / PepsiCo, Inc.
HUN / Huntsman Corporation
PDM / Piedmont Realty Trust, Inc.
CTIC / CTI BioPharma Corp
MDXG / MiMedx Group, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
PALI / Palisade Bio, Inc.
BAC / Bank of America Corporation
SHV / iShares Trust - iShares Short Treasury Bond ETF
IWV / iShares Trust - iShares Russell 3000 ETF
AMGN / Amgen Inc.
EMR / Emerson Electric Co.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
CHW / Calamos Global Dynamic Income Fund
IVE / iShares Trust - iShares S&P 500 Value ETF
WMT / Walmart Inc.
OCUP / Opus Genetics, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
CDMO / Avid Bioservices, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
CVX / Chevron Corporation
CSCO / Cisco Systems, Inc.
WFC / Wells Fargo & Company
MO / Altria Group, Inc.
CAT / Caterpillar Inc.
MCD / McDonald's Corporation
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
GILD / Gilead Sciences, Inc.
UNP / Union Pacific Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
GOOG / Alphabet Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
SANM / Sanmina Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
INTC / Intel Corporation
KO / The Coca-Cola Company
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
SPY / SPDR S&P 500 ETF
JPM / JPMorgan Chase & Co.
IVW / iShares Trust - iShares S&P 500 Growth ETF
DIS / The Walt Disney Company
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
LLY / Eli Lilly and Company
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
IYW / iShares Trust - iShares U.S. Technology ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
COP / ConocoPhillips
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
GE / General Electric Company
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
EFA / iShares Trust - iShares MSCI EAFE ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
MSFT / Microsoft Corporation
IDU / iShares Trust - iShares U.S. Utilities ETF
SBUX / Starbucks Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
JNJ / Johnson & Johnson
IVV / iShares Trust - iShares Core S&P 500 ETF
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
MU / Micron Technology, Inc.
EXC / Exelon Corporation
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYE / iShares Trust - iShares U.S. Energy ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
XOM / Exxon Mobil Corporation
VZ / Verizon Communications Inc.
PFE / Pfizer Inc.
BA / The Boeing Company
QCOM / QUALCOMM Incorporated
AMT / American Tower Corporation
DAL / Delta Air Lines, Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
IBM / International Business Machines Corporation
F / Ford Motor Company
ISRG / Intuitive Surgical, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
T / AT&T Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
BRK.B / Berkshire Hathaway Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF