Market Value194,968,000
Total Holdings295
File Date2016-01-28
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
SBUX / Starbucks Corporation
CVX / Chevron Corporation
US939ESC9680 / WASHINGTON MUTUAL INC COMMON STOCK
BBY / Best Buy Co., Inc.
SPY / SPDR S&P 500 ETF
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
COOP / Mr. Cooper Group Inc.
LUMN / Lumen Technologies, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
V / Visa Inc.
CL / Colgate-Palmolive Company
MO / Altria Group, Inc.
GOLDMAN SACHS BK 0.55%16 / CDS (38148JB91)
STON / StoneMor Inc
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
FIRST TRUST NYSE ARCA / UIE (33733E207)
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
FIRST TRUST INTERNET / UIE (33733E306)
LA JOYA TX ISD 0%16 / BMU (503462HD8)
TMST / TimkenSteel Corporation
USB / U.S. Bancorp
INTC / Intel Corporation
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
SONICBLUE INC XXX / (83546Q109)
BANCO POPULAR DE 0.75%16 / CDS (05967EY45)
GERN / Geron Corporation
ALLY BANK 1.5%15 / CDS (02005QSQ7)
FEED / Agfeed Industries, Inc.
SIMO / Silicon Motion Technology Corporation - Depositary Receipt (Common Stock)
ALU / Alcatel Lucent
US001ESC1029 / AMR Corporation Com Escrow
LNT / Alliant Energy Corporation
QID / ProShares Trust - ProShares UltraShort QQQ
GOLDMAN SACHS BK US 5%15 / CDS (381426MR3)
ZED / ZEOX CORP F
PARTS.COM INC NEW XXX / (702140203)
TRIST CAP BK 0.55%16 / CDS (89677DDV5)
AMERICAS ENERGY CO XXX / (03063G102)
ALTERNATE ENERGY HLD XXX / (02147K105)
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
FIRST KENTUCKY B 0.35%16 / CDS (32065TAJ0)
DISCOVER BK 0.55%16 / CDS (254672TW8)
SPENCER PHARMA INC / (848224101)
RZTIQ / Raser Technologies Inc
PSX / Phillips 66
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
US37940G1094 / GlobalSCAPE, Inc.
CHELSEA OIL & GAS LTD F / FGC (163384100)
BDBD / Boulder Brands, Inc.
NRF / NorthStar Realty Finance Corp.
AAL / American Airlines Group Inc.
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
PAI / Western Asset Investment Grade Income Fund Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
UNH / UnitedHealth Group Incorporated
PG / The Procter & Gamble Company
BHI / Baker Hughes Inc.
COP / ConocoPhillips
DIS / The Walt Disney Company
ETR / Entergy Corporation
MRK / Merck & Co., Inc.
BRK.A / Berkshire Hathaway Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
JEF / Jefferies Financial Group Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
PEP / PepsiCo, Inc.
FDX / FedEx Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
LITE / Lumentum Holdings Inc.
ANET / Arista Networks Inc
HAL / Halliburton Company
XOM / Exxon Mobil Corporation
F / Ford Motor Company
YTB INTERNATIONAL CL XXX / (98425R200)
FET / Forum Energy Technologies, Inc.
VELA / VelaTel Global Communications, Inc.
PRLB / Proto Labs, Inc.
UHS / Universal Health Services, Inc.
US9487411038 / Weingarten Realty Investors
887228104 / Time Inc.
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
FIRST CHINA PHARMA XXX / (31948N109)
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
NXQ / Nuveen Select Tax-Free Income Portfolio 2
CTXS / Citrix Systems, Inc.
WHLM / Wilhelmina International, Inc.
JPM / JPMorgan Chase & Co.
PZZA / Papa John's International, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
TXCCQ / Transwitch Corp.
TKR / The Timken Company
SPLK / Splunk Inc.
PGNPQ / Paragon Offshore plc
CRC / California Resources Corporation
COPPELL TX ISD 0%17 / BMU (217489N82)
GRIFFIN CAP ESSENTIAL / RET (398994202)
AGAUF / Sabre Gold Mines Corp
PENINSULA HLDGS GRP CXXX / (70713P105)
LEHMAN BROS HLDGS 2XXX / PRD (525ESCW62)
EWM / iShares, Inc. - iShares MSCI Malaysia ETF
EAGLE BROADBAND INC NXXX / (269437208)
/ Windstream Holdings, Inc
FLUSHING SVGS BK 0.75%15 / CDS (344030ER8)
PBD / Invesco Exchange-Traded Fund Trust II - Invesco Global Clean Energy ETF
HI / Hillenbrand, Inc.
VIAV / Viavi Solutions Inc.
GXP / Great Plains Energy, Inc.
KRFT /
WFM / Whole Foods Market, Inc.
CPWY / Clean Energy Pathways, Inc.
CHUY / Chuy's Holdings, Inc.
AXLL / Axiall Corporation
EROC /
414004MK4 / Harris Cnty Tx 017 Bond
128271AV5 / Calcasu-Cameron Louisiana 418 Bond
ERHE / ERHC Energy Inc.
87938WAH6 / Telefonica Emisiones, S.a.u Senior Notes 07/15/2019
ARR / ARMOUR Residential REIT, Inc.
MWE / MarkWest Energy Partners, LP
BRCD / Brocade Communications Systems, Inc.
FXI / iShares Trust - iShares China Large-Cap ETF
847560109 / Spectra Energy Corp.
235417AR3 / Dallas Tx Conv Hote 018 Bond
US85207U1051 / Sprint Corporation
78010XAG6 / The Royal Bank Of Scotland Plc 3.95% Senior Notes 09/21/15
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
SCMR / Sycamore Networks, Inc.
CPPY / Corporate Property Associates 17
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
472319AB8 / Jefferies Group Inc 5.500% Senior Notes 03/15/16
BCONQ / Beacon Power Corp.
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
IWO / iShares Trust - iShares Russell 2000 Growth ETF
BPT / BP Prudhoe Bay Royalty Trust
SIRI / Sirius XM Holdings Inc.
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
CMLP / Crestwood Midstream Partners Lp
AOD / Abrdn Total Dynamic Dividend Fund
AHGP / Alliance Holdings GP, L.P
VPU / Vanguard World Fund - Vanguard Utilities ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
/ Sina Corp.
RCS / PIMCO Strategic Income Fund, Inc.
HTGC / Hercules Capital, Inc.
US36202CP806 / GOVERNMENT NATIONAL MORTGAGE CORPORATION
XTDFX / Templeton Dragon Fund, Inc.
PSL / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Staples Momentum ETF
KBWR / Invesco Exchange-Traded Fund Trust II - Invesco KBW Regional Banking ETF
BEBE / bebe stores, inc.
IRVING TX ISD 4.125%20 / BMU (463813LP8)
GOLDMAN SACHS BK 0.4%16 / CDS (38148JQT1)
UNIT / Uniti Group Inc.
VNR / Vanguard Natural Resources, LLC
FTR / Frontier Communications Corp.
ALAMO TEX CMNTY CLG 4%16 / BMU (011415HU3)
VTHR / Vanguard Scottsdale Funds - Vanguard Russell 3000 ETF
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
FOX PETROLEUM INC NEWXXX / (351465208)
COMMUNITY & SOUT 0.35%15 / CDS (20344CAB2)
PRAA / PRA Group, Inc.
PRXL / PAREXEL International Corp.
IGM / iShares Trust - iShares Expanded Tech Sector ETF
THORNBURG MORTGAGE NEXXX / RET (885218800)
36202CHH9 / Gnma Pl 002032m 725 Bond
US36202B7B58 / GOVERNMENT NATIONAL MORTGAGE CORPORATION
DOG / ProShares Trust - ProShares Short Dow30
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
SMMU / PIMCO ETF Trust - PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
UCO / ProShares Trust II - ProShares Ultra Bloomberg Crude Oil
KEYBANK NA 0.35%15 / CDS (49306STD8)
NRF / NorthStar Realty Finance Corp.
78658QGN7 / Safra Natl Bk New 0.817 Bond CDS
NRE / NorthStar Realty Europe Corp.
HK.WS / Halcon Resources Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
PNK / Pinnacle Entertainment, Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
PBJ / Invesco Exchange-Traded Fund Trust - Invesco Food & Beverage ETF
U S SHIPPING PARTNERSXXX / MLP (903417103)
SUN / Sunoco LP - Limited Partnership
TPVZ / TriplePoint Venture Growth BDC Corp.
GOLDMAN SACHS BK 1.65%15 / CDS (3814267P4)
GOLDMAN SACHS BK 0.5%16 / CDS (38147JUN0)
SXL / Sunoco Logistics Partners L.P.
US35952V3033 / FS KKR Capital Corp II
TCPC / BlackRock TCP Capital Corp.
NCZ / Virtus Convertible & Income Fund II
CARTER VALIDUS MSN REIT / RET (146996012)
PTXP / PennTex Midstream Partners, LP
BMW BANK NO AMER 2.05%15 / CDS (05568PYM3)
PSI / Invesco Exchange-Traded Fund Trust - Invesco Semiconductors ETF
/ TD AmeriTrade Holding Corp.
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
FLC / Flaherty & Crumrine Total Return Fund Inc.
AVNS / Avanos Medical, Inc.
VALUESTAR CORP XXX / (919910109)
SH / ProShares Trust - ProShares Short S&P500
STPFQ / Suntech Power Holdings Co., Ltd.
ENERGY & ENGINE TECH XXX / (29267D108)
IVW / iShares Trust - iShares S&P 500 Growth ETF
DCA / Virtus Total Return Fund
ABAT / American Battery Technology Company
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
TLN / Talen Energy Corporation
00B65Z9D7 / Noble Corporation plc
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
TWC / Spectrum Management Holding Company LLC
QQQ / Invesco QQQ Trust, Series 1
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
254671PF1 / Discover Bank Cd Bond
NRTLQ / Nortel Networks Corp
BRKO / Broke Out Inc.
LNG / Liquefied Natural Gas Ltd.
US55027E1029 / Luminex Corporation
TWX / Warner Media LLC
SWKS / Skyworks Solutions, Inc.
NMFC / New Mountain Finance Corporation
PFE / Pfizer Inc.
OTEX / Open Text Corporation
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
FRP / Fairpoint Communications, Inc.
UAA / Under Armour, Inc.
US169483AC88 / China Med Tech Inc Sr Nt Conv 4.000 08/15/13 B/edtd 08/15/08 Bond
ESRX / Express Scripts Holding Co.
WPG / Washington Prime Group Inc
RF / Regions Financial Corporation
TPR / Tapestry, Inc.
DUK / Duke Energy Corporation
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
CNP / CenterPoint Energy, Inc.
CSCO / Cisco Systems, Inc.
KIM / Kimco Realty Corporation
HSC / Enviri Corp
GNTX / Gentex Corporation
META / Meta Platforms, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
QCOM / QUALCOMM Incorporated
SXE / Southcross Energy Partners, L.P.
MRO / Marathon Oil Corporation
ORCL / Oracle Corporation
WEC / WEC Energy Group, Inc.
SBR / Sabine Royalty Trust
TWTR / Twitter Inc
ROAG / Rogue One Inc
MSFT / Microsoft Corporation
HUBB / Hubbell Incorporated
GLD / SPDR Gold Trust
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
QSR / Restaurant Brands International Inc.
BR / Broadridge Financial Solutions, Inc.
BTU / Peabody Energy Corporation
AAPL / Apple Inc.
ZTS / Zoetis Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
FSK / FS KKR Capital Corp.
OKS / ONEOK Partners, L.P.
HBCP / Home Bancorp, Inc.
TSLA / Tesla, Inc.
OXY / Occidental Petroleum Corporation
NEM / Newmont Corporation
MMM / 3M Company
CEQP / Crestwood Equity Partners LP - Unit
WPZ / Access Midstream Partners, L.P
TIP / iShares Trust - iShares TIPS Bond ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
KRG / Kite Realty Group Trust
WFC / Wells Fargo & Company
MMP / Magellan Midstream Partners L.P.
WPC / W. P. Carey Inc.
YUM / Yum! Brands, Inc.
NFLX / Netflix, Inc.
RAD / Rite Aid Corp.
GPRO / GoPro, Inc.
PSQ / ProShares Trust - ProShares Short QQQ
CHK / Chesapeake Energy Corporation
PHK / PIMCO High Income Fund
AMZN / Amazon.com, Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
AMKR / Amkor Technology, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
EA / Electronic Arts Inc.
JAMN / Jammin Java Corp.
ALL / The Allstate Corporation
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
A / Agilent Technologies, Inc.
BAC / Bank of America Corporation
HSY / The Hershey Company
GIS / General Mills, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
C / Citigroup Inc. - Corporate Bond/Note
US33812L1026 / Fitbit Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
GME / GameStop Corp.
IAU / iShares Gold Trust
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
DTGI / Digerati Technologies, Inc.
TPL / Texas Pacific Land Corporation
UNG / United States Natural Gas Fund, LP - Limited Partnership
GOOG / Alphabet Inc.
IR / Ingersoll Rand Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
XEL / Xcel Energy Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
KO / The Coca-Cola Company
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
BK / The Bank of New York Mellon Corporation
WEN / The Wendy's Company
VZ / Verizon Communications Inc.
CTSH / Cognizant Technology Solutions Corporation
TXT / Textron Inc.
KEYS / Keysight Technologies, Inc.
PM / Philip Morris International Inc.
AMAT / Applied Materials, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
AEP / American Electric Power Company, Inc.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
RIG / Transocean Ltd.
CAT / Caterpillar Inc.
MAIN / Main Street Capital Corporation
DIA / SPDR Dow Jones Industrial Average ETF Trust
MDT / Medtronic plc
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
CSX / CSX Corporation
IBM / International Business Machines Corporation
BRK.B / Berkshire Hathaway Inc.
PNC / The PNC Financial Services Group, Inc.
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
SLB / Schlumberger Limited
WLKP / Westlake Chemical Partners LP - Limited Partnership
PCG / PG&E Corporation
T / AT&T Inc.
SHW / The Sherwin-Williams Company
SO / The Southern Company
ALLE / Allegion plc
SHV / iShares Trust - iShares Short Treasury Bond ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
KHC / The Kraft Heinz Company
JNPR / Juniper Networks, Inc.
LUV / Southwest Airlines Co.
NRG / NRG Energy, Inc.
PML / PIMCO Municipal Income Fund II
EPD / Enterprise Products Partners L.P. - Limited Partnership
IYR / iShares Trust - iShares U.S. Real Estate ETF
MA / Mastercard Incorporated
JNJ / Johnson & Johnson
SPG / Simon Property Group, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
GILD / Gilead Sciences, Inc.
UNP / Union Pacific Corporation
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
KMB / Kimberly-Clark Corporation
HPE / Hewlett Packard Enterprise Company
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
HDV / iShares Trust - iShares Core High Dividend ETF
PPL / PPL Corporation
BMY / Bristol-Myers Squibb Company
MSI / Motorola Solutions, Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
KMI / Kinder Morgan, Inc.
FFIN / First Financial Bankshares, Inc.
HPQ / HP Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
HTH / Hilltop Holdings Inc.
WMT / Walmart Inc.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HD / The Home Depot, Inc.
MDLZ / Mondelez International, Inc.
MCD / McDonald's Corporation
SCHW / The Charles Schwab Corporation
CIEN / Ciena Corporation
MPLX / MPLX LP - Limited Partnership
FE / FirstEnergy Corp.
CDMO / Avid Bioservices, Inc.