Market Value147,751,000
Total Holdings316
File Date2015-11-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
SLB / Schlumberger Limited
CVX / Chevron Corporation
US939ESC9680 / WASHINGTON MUTUAL INC COMMON STOCK
UHS / Universal Health Services, Inc.
MMP / Magellan Midstream Partners L.P.
GILD / Gilead Sciences, Inc.
V / Visa Inc.
CL / Colgate-Palmolive Company
USB / U.S. Bancorp
FLUSHING SVGS BK 0.75%15 / CDS (344030ER8)
U S SHIPPING PARTNERSXXX / MLP (903417103)
VALUESTAR CORP XXX / (919910109)
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
CDMO / Avid Bioservices, Inc.
SXL / Sunoco Logistics Partners L.P.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
TPVZ / TriplePoint Venture Growth BDC Corp.
BEBE / bebe stores, inc.
XTDFX / Templeton Dragon Fund, Inc.
/ TD AmeriTrade Holding Corp.
ALL / The Allstate Corporation
FE / FirstEnergy Corp.
US001ESC1029 / AMR Corporation Com Escrow
TXT / Textron Inc.
INTC / Intel Corporation
EA / Electronic Arts Inc.
T / AT&T Inc.
US36202B7B58 / GOVERNMENT NATIONAL MORTGAGE CORPORATION
FIRST TRUST NYSE ARCA / UIE (33733E207)
PSX / Phillips 66
GOLDMAN SACHS BK US 5%15 / CDS (381426MR3)
TLN / Talen Energy Corporation
PRAA / PRA Group, Inc.
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
FIRST KENTUCKY B 0.35%16 / CDS (32065TAJ0)
CNP / CenterPoint Energy, Inc.
ENERGY & ENGINE TECH XXX / (29267D108)
UNIT / Uniti Group Inc.
SONICBLUE INC XXX / (83546Q109)
KEYBANK NA 0.35%15 / CDS (49306STD8)
NRF / NorthStar Realty Finance Corp.
BTU / Peabody Energy Corporation
ALU / Alcatel Lucent
EROC /
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
PAI / Western Asset Investment Grade Income Fund Inc.
COOP / Mr. Cooper Group Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
A / Agilent Technologies, Inc.
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
BHI / Baker Hughes Inc.
CTXS / Citrix Systems, Inc.
HSY / The Hershey Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
BBY / Best Buy Co., Inc.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
XOM / Exxon Mobil Corporation
ETR / Entergy Corporation
MSI / Motorola Solutions, Inc.
JEF / Jefferies Financial Group Inc.
PEP / PepsiCo, Inc.
BR / Broadridge Financial Solutions, Inc.
FDX / FedEx Corporation
LUMN / Lumen Technologies, Inc.
HAL / Halliburton Company
YUM / Yum! Brands, Inc.
ANET / Arista Networks Inc
KO / The Coca-Cola Company
WEC / WEC Energy Group, Inc.
US35952V3033 / FS KKR Capital Corp II
VELA / VelaTel Global Communications, Inc.
PRLB / Proto Labs, Inc.
US9487411038 / Weingarten Realty Investors
887228104 / Time Inc.
AVNS / Avanos Medical, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
TXCCQ / Transwitch Corp.
PGNPQ / Paragon Offshore plc
JPM / JPMorgan Chase & Co.
FAX / Abrdn Asia-Pacific Income Fund Inc
GOLDMAN SACHS BK 0.55%16 / CDS (38148JB91)
ALAMO TEX CMNTY CLG 4%16 / BMU (011415HU3)
BDBD / Boulder Brands, Inc.
YTB INTERNATIONAL CL XXX / (98425R200)
PRXL / PAREXEL International Corp.
CARTER VALIDUS MSN REIT / RET (146996012)
PSI / Invesco Exchange-Traded Fund Trust - Invesco Semiconductors ETF
/ Windstream Holdings, Inc
PBD / Invesco Exchange-Traded Fund Trust II - Invesco Global Clean Energy ETF
HI / Hillenbrand, Inc.
VIAV / Viavi Solutions Inc.
GXP / Great Plains Energy, Inc.
KRFT /
WFM / Whole Foods Market, Inc.
CPWY / Clean Energy Pathways, Inc.
CHUY / Chuy's Holdings, Inc.
AXLL / Axiall Corporation
414004MK4 / Harris Cnty Tx 017 Bond
128271AV5 / Calcasu-Cameron Louisiana 418 Bond
ERHE / ERHC Energy Inc.
87938WAH6 / Telefonica Emisiones, S.a.u Senior Notes 07/15/2019
ARR / ARMOUR Residential REIT, Inc.
MWE / MarkWest Energy Partners, LP
BRCD / Brocade Communications Systems, Inc.
FXI / iShares Trust - iShares China Large-Cap ETF
847560109 / Spectra Energy Corp.
235417AR3 / Dallas Tx Conv Hote 018 Bond
US85207U1051 / Sprint Corporation
78010XAG6 / The Royal Bank Of Scotland Plc 3.95% Senior Notes 09/21/15
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
SCMR / Sycamore Networks, Inc.
CPPY / Corporate Property Associates 17
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
472319AB8 / Jefferies Group Inc 5.500% Senior Notes 03/15/16
BCONQ / Beacon Power Corp.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
BPT / BP Prudhoe Bay Royalty Trust
SIRI / Sirius XM Holdings Inc.
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
CMLP / Crestwood Midstream Partners Lp
AOD / Abrdn Total Dynamic Dividend Fund
AHGP / Alliance Holdings GP, L.P
VPU / Vanguard World Fund - Vanguard Utilities ETF
COPPELL TX ISD 0%17 / BMU (217489N82)
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
GOLDMAN SACHS BK 1.65%15 / CDS (3814267P4)
GOLDMAN SACHS BK 0.4%16 / CDS (38148JQT1)
BANCO POPULAR DE 0.75%16 / CDS (05967EY45)
FLC / Flaherty & Crumrine Total Return Fund Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
SUN / Sunoco LP - Limited Partnership
CHELSEA OIL & GAS LTD F / FGC (163384100)
RCS / PIMCO Strategic Income Fund, Inc.
BMW BANK NO AMER 2.05%15 / CDS (05568PYM3)
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
36202CHH9 / Gnma Pl 002032m 725 Bond
SPENCER PHARMA INC / (848224101)
LNG / Liquefied Natural Gas Ltd.
PARTS.COM INC NEW XXX / (702140203)
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
LA JOYA TX ISD 0%16 / BMU (503462HD8)
PBJ / Invesco Exchange-Traded Fund Trust - Invesco Food & Beverage ETF
HTGC / Hercules Capital, Inc.
US36202CP806 / GOVERNMENT NATIONAL MORTGAGE CORPORATION
GRIFFIN CAP ESSENTIAL / RET (398994202)
VTHR / Vanguard Scottsdale Funds - Vanguard Russell 3000 ETF
UCO / ProShares Trust II - ProShares Ultra Bloomberg Crude Oil
STON / StoneMor Inc
FIRST TRUST INTERNET / UIE (33733E306)
COMMUNITY & SOUT 0.35%15 / CDS (20344CAB2)
ALLY BANK 1.5%15 / CDS (02005QSQ7)
PSL / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Staples Momentum ETF
IRVING TX ISD 4.125%20 / BMU (463813LP8)
WPZ / Access Midstream Partners, L.P
SH / ProShares Trust - ProShares Short S&P500
KBWR / Invesco Exchange-Traded Fund Trust II - Invesco KBW Regional Banking ETF
PNK / Pinnacle Entertainment, Inc.
QID / ProShares Trust - ProShares UltraShort QQQ
SMMU / PIMCO ETF Trust - PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
EAGLE BROADBAND INC NXXX / (269437208)
GOLDMAN SACHS BK 0.5%16 / CDS (38147JUN0)
US37940G1094 / GlobalSCAPE, Inc.
NCZ / Virtus Convertible & Income Fund II
SIMO / Silicon Motion Technology Corporation - Depositary Receipt (Common Stock)
THORNBURG MORTGAGE NEXXX / RET (885218800)
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
78658QGN7 / Safra Natl Bk New 0.817 Bond CDS
LEHMAN BROS HLDGS 2XXX / PRD (525ESCW62)
TCPC / BlackRock TCP Capital Corp.
DISCOVER BK 0.55%16 / CDS (254672TW8)
ZED / ZEOX CORP F
IVW / iShares Trust - iShares S&P 500 Growth ETF
FET / Forum Energy Technologies, Inc.
DCA / Virtus Total Return Fund
TRIST CAP BK 0.55%16 / CDS (89677DDV5)
/ Sina Corp.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
00B65Z9D7 / Noble Corporation plc
TWC / Spectrum Management Holding Company LLC
FTR / Frontier Communications Corp.
QQQ / Invesco QQQ Trust, Series 1
HKRS / Halcon Resources Corp.
NXQ / Nuveen Select Tax-Free Income Portfolio 2
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
BK / The Bank of New York Mellon Corporation
RF / Regions Financial Corporation
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
254671PF1 / Discover Bank Cd Bond
NRTLQ / Nortel Networks Corp
US55027E1029 / Luminex Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
TWX / Warner Media LLC
OXY / Occidental Petroleum Corporation
TMST / TimkenSteel Corporation
SBUX / Starbucks Corporation
NMFC / New Mountain Finance Corporation
PZZA / Papa John's International, Inc.
WPG / Washington Prime Group Inc
HD / The Home Depot, Inc.
FRP / Fairpoint Communications, Inc.
UAA / Under Armour, Inc.
QCOM / QUALCOMM Incorporated
ESRX / Express Scripts Holding Co.
OTEX / Open Text Corporation
HSC / Enviri Corp
META / Meta Platforms, Inc.
ORCL / Oracle Corporation
CRC / California Resources Corporation
SXE / Southcross Energy Partners, L.P.
TKR / The Timken Company
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SPY / SPDR S&P 500 ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
DIS / The Walt Disney Company
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
MRK / Merck & Co., Inc.
PCG / PG&E Corporation
KHC / The Kraft Heinz Company
KMI / Kinder Morgan, Inc.
F / Ford Motor Company
PG / The Procter & Gamble Company
SBR / Sabine Royalty Trust
TWTR / Twitter Inc
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
PSQ / ProShares Trust - ProShares Short QQQ
MSFT / Microsoft Corporation
DTGI / Digerati Technologies, Inc.
DUK / Duke Energy Corporation
HUBB / Hubbell Incorporated
KIM / Kimco Realty Corporation
GPRO / GoPro, Inc.
COP / ConocoPhillips
GLD / SPDR Gold Trust
TSLA / Tesla, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
NEM / Newmont Corporation
FSK / FS KKR Capital Corp.
OKS / ONEOK Partners, L.P.
HBCP / Home Bancorp, Inc.
AAPL / Apple Inc.
CEQP / Crestwood Equity Partners LP - Unit
NFLX / Netflix, Inc.
SPG / Simon Property Group, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
KRG / Kite Realty Group Trust
WFC / Wells Fargo & Company
RAD / Rite Aid Corp.
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
GOOGL / Alphabet Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
CHK / Chesapeake Energy Corporation
PFE / Pfizer Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
UNH / UnitedHealth Group Incorporated
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
AMZN / Amazon.com, Inc.
AMKR / Amkor Technology, Inc.
CAT / Caterpillar Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
IWB / iShares Trust - iShares Russell 1000 ETF
JAMN / Jammin Java Corp.
BAC / Bank of America Corporation
MMM / 3M Company
C / Citigroup Inc. - Corporate Bond/Note
EWW / iShares, Inc. - iShares MSCI Mexico ETF
UNG / United States Natural Gas Fund, LP - Limited Partnership
GME / GameStop Corp.
MCD / McDonald's Corporation
SHV / iShares Trust - iShares Short Treasury Bond ETF
WLKP / Westlake Chemical Partners LP - Limited Partnership
WPC / W. P. Carey Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PNC / The PNC Financial Services Group, Inc.
MO / Altria Group, Inc.
FFIN / First Financial Bankshares, Inc.
IAU / iShares Gold Trust
TPL / Texas Pacific Land Corporation
GOOG / Alphabet Inc.
SHW / The Sherwin-Williams Company
AGAUF / Sabre Gold Mines Corp
BMY / Bristol-Myers Squibb Company
BRK.B / Berkshire Hathaway Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
MA / Mastercard Incorporated
WEN / The Wendy's Company
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
KEYS / Keysight Technologies, Inc.
AEP / American Electric Power Company, Inc.
PPL / PPL Corporation
SWKS / Skyworks Solutions, Inc.
RIG / Transocean Ltd.
GIS / General Mills, Inc.
IBM / International Business Machines Corporation
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
TPR / Tapestry, Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
ALLE / Allegion plc
JNPR / Juniper Networks, Inc.
AMAT / Applied Materials, Inc.
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
BRK.A / Berkshire Hathaway Inc.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
SO / The Southern Company
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
NRG / NRG Energy, Inc.
JNJ / Johnson & Johnson
HTH / Hilltop Holdings Inc.
QSR / Restaurant Brands International Inc.
MDLZ / Mondelez International, Inc.
CTSH / Cognizant Technology Solutions Corporation
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
PHK / PIMCO High Income Fund
PML / PIMCO Municipal Income Fund II
KMB / Kimberly-Clark Corporation
CSCO / Cisco Systems, Inc.
CSX / CSX Corporation
UNP / Union Pacific Corporation
DIA / SPDR Dow Jones Industrial Average ETF Trust
LUV / Southwest Airlines Co.
LNT / Alliant Energy Corporation
HPQ / HP Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
MAIN / Main Street Capital Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
LITE / Lumentum Holdings Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
MRO / Marathon Oil Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VZ / Verizon Communications Inc.
ZTS / Zoetis Inc.
AAL / American Airlines Group Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
PM / Philip Morris International Inc.
WMT / Walmart Inc.
XEL / Xcel Energy Inc.
SCHW / The Charles Schwab Corporation
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
WHLM / Wilhelmina International, Inc.
CIEN / Ciena Corporation
IR / Ingersoll Rand Inc.