Market Value146,575,000
Total Holdings298
File Date2014-11-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
US939ESC9680 / WASHINGTON MUTUAL INC COMMON STOCK
O / Realty Income Corporation
VALUESTAR CORP XXX / (919910109)
AGAUF / Sabre Gold Mines Corp
U S SHIPPING PARTNERSXXX / MLP (903417103)
UST INFL IDX 2%07/14 / TIP (912828CP3)
GRIFFIN CAP ESSENTIAL / RET (398994202)
GOOSE CREEK CONSLDT 4%15 / BMU (382604VH6)
GLD / SPDR Gold Trust
THORNBURG MORTGAGE NEXXX / RET (885218800)
MTNX / Meltronix, Inc.
PXE / Invesco Exchange-Traded Fund Trust - Invesco Energy Exploration & Production ETF
TRANS ALLIANCE BK 0.2%15 / CDS (89387W6M2)
US001ESC1029 / AMR Corporation Com Escrow
US36202CP806 / GOVERNMENT NATIONAL MORTGAGE CORPORATION
CHELSEA OIL & GAS LTD F / FGC (163384100)
PARTS.COM INC NEW XXX / (702140203)
CITIZENS BK LOGA 2.65%15 / CDS (174000BR9)
COMMUNITY & SOUT 0.35%15 / CDS (20344CAB2)
CPWY / Clean Energy Pathways, Inc.
DISCOVER BK 1%15 / CDS (2546703Q3)
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
SBUX / Starbucks Corporation
AOL /
NCV / Virtus Convertible & Income Fund
BRCD / Brocade Communications Systems, Inc.
PROSHARES ULTRA ETF NEW / UIE (74347W346)
EAGLE BROADBAND INC NXXX / (269437208)
ALLY BANK 1.5%15 / CDS (02005QSQ7)
ALLY BANK 0.35%14 / CDS (02005QX73)
GOLDMAN SACHS BK 1.05%15 / CDS (38143AYT6)
SXL / Sunoco Logistics Partners L.P.
ALU / Alcatel Lucent
TWC / Spectrum Management Holding Company LLC
US85207U1051 / Sprint Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
EWQ / iShares, Inc. - iShares MSCI France ETF
AHGP / Alliance Holdings GP, L.P
CYS / CYS Investments, Inc.
TSLA / Tesla, Inc.
BTU / Peabody Energy Corporation
GOLDMAN SACHS BK US 5%15 / CDS (381426MR3)
KEYBANK NA 0.35%15 / CDS (49306STD8)
RF / Regions Financial Corporation
US35952V3033 / FS KKR Capital Corp II
FET / Forum Energy Technologies, Inc.
AAPL / Apple Inc.
VELA / VelaTel Global Communications, Inc.
US9487411038 / Weingarten Realty Investors
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
ETR / Entergy Corporation
UNH / UnitedHealth Group Incorporated
PEP / PepsiCo, Inc.
YUM / Yum! Brands, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
HAL / Halliburton Company
887228104 / Time Inc.
GRIFFIN-AMERN HEALTH II / RET (398179101)
SPENCER PHARMA INC / (848224101)
ORCL / Oracle Corporation
NXQ / Nuveen Select Tax-Free Income Portfolio 2
IYR / iShares Trust - iShares U.S. Real Estate ETF
TXCCQ / Transwitch Corp.
JCP / J.C. Penney Co., Inc.
DISCOVER BK 0.3%14 / CDS (254671VQ0)
SUSSER PETROLEUM PTNR LP / MLP (869239103)
SAFRA NATL BANK 0.25%14 / CDS (78658ALJ5)
BCONQ / Beacon Power Corp.
US37940G1094 / GlobalSCAPE, Inc.
FLUSHING SVGS BK 0.75%15 / CDS (344030ER8)
IRVING IDS 4.125%20 / BMU (463813LP8)
SONICBLUE INC XXX / (83546Q109)
BDBD / Boulder Brands, Inc.
PFLUGERVILLE IDS 4%18 / BMU (717095P56)
254671PF1 / Discover Bank Cd Bond
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
/ Windstream Holdings, Inc
EWK / iShares, Inc. - iShares MSCI Belgium ETF
WHITING USA TRUST I / UIE (966389108)
PBD / Invesco Exchange-Traded Fund Trust II - Invesco Global Clean Energy ETF
HI / Hillenbrand, Inc.
VIAV / Viavi Solutions Inc.
GXP / Great Plains Energy, Inc.
KRFT /
WFM / Whole Foods Market, Inc.
NUV / Nuveen Municipal Value Fund, Inc.
CHUY / Chuy's Holdings, Inc.
BHI / Baker Hughes Inc.
KMP /
254671RQ5 / Discover Bank Cd Bond CDS
AXLL / Axiall Corporation
EROC /
414004MK4 / Harris Cnty Tx 017 Bond
128271AV5 / Calcasu-Cameron Louisiana 418 Bond
87938WAH6 / Telefonica Emisiones, S.a.u Senior Notes 07/15/2019
ARR / ARMOUR Residential REIT, Inc.
MWE / MarkWest Energy Partners, LP
FXI / iShares Trust - iShares China Large-Cap ETF
847560109 / Spectra Energy Corp.
ZAZA / ZaZa Energy Corporation
235417AR3 / Dallas Tx Conv Hote 018 Bond
PBS / Invesco Capital Management LLC - Invesco Dynamic Media ETF
78010XAG6 / The Royal Bank Of Scotland Plc 3.95% Senior Notes 09/21/15
SUSS / Susser Holdings Corp
SCMR / Sycamore Networks, Inc.
CPPY / Corporate Property Associates 17
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
EWP / iShares, Inc. - iShares MSCI Spain ETF
472319AB8 / Jefferies Group Inc 5.500% Senior Notes 03/15/16
TEG / Integrys Energy Group, Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
BPT / BP Prudhoe Bay Royalty Trust
SIRI / Sirius XM Holdings Inc.
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
CMLP / Crestwood Midstream Partners Lp
EPB /
THI / Tim Hortons, Inc.
AOD / Abrdn Total Dynamic Dividend Fund
EWG / iShares, Inc. - iShares MSCI Germany ETF
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
PBT / Permian Basin Royalty Trust
VPU / Vanguard World Fund - Vanguard Utilities ETF
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
BMW BANK NO AMER 2.05%15 / CDS (05568PYM3)
CITIBANK N.A. 3%14 / CDS (17312QPJ2)
COPPELL IDS 0%17 / BMU (217489N82)
PNK / Pinnacle Entertainment, Inc.
78658QGN7 / Safra Natl Bk New 0.817 Bond CDS
US36202B7B58 / GOVERNMENT NATIONAL MORTGAGE CORPORATION
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
ALAMO CCD 4%16 / BMU (011415HU3)
36202CHH9 / Gnma Pl 002032m 725 Bond
YTB INTERNATIONAL CL XXX / (98425R200)
LA JOYA ISD 0%16 / BMU (503462HD8)
SAFRA NATL BANK N 0.2%15 / CDS (78658QCA9)
ENERGY & ENGINE TECH XXX / (29267D108)
ROSAMOND CMTY SVC 7.5%02 / BMU (776802BU3)
DCA / Virtus Total Return Fund
CARTER VALIDUS MSN REIT / RET (146996012)
LEHMAN BROS HLDGS 2XXX / PRD (525ESCW62)
EWI / iShares, Inc. - iShares MSCI Italy ETF
GOLDMAN SACHS BK 1.65%15 / CDS (3814267P4)
ZED / ZEOX CORP F
QQQ / Invesco QQQ Trust, Series 1
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
ERHE / ERHC Energy Inc.
PAI / Western Asset Investment Grade Income Fund Inc.
US87233Q1085 / TC Pipelines, LP
QCOM / QUALCOMM Incorporated
MCD / McDonald's Corporation
UHS / Universal Health Services, Inc.
VLO / Valero Energy Corporation
NRTLQ / Nortel Networks Corp
LNG / Liquefied Natural Gas Ltd.
NVS / Novartis AG - Depositary Receipt (Common Stock)
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
US55027E1029 / Luminex Corporation
ALL / The Allstate Corporation
TWX / Warner Media LLC
LNT / Alliant Energy Corporation
USB / U.S. Bancorp
PSX / Phillips 66
FRP / Fairpoint Communications, Inc.
UAA / Under Armour, Inc.
GOOGL / Alphabet Inc.
ESRX / Express Scripts Holding Co.
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
TMST / TimkenSteel Corporation
OTEX / Open Text Corporation
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
WPG / Washington Prime Group Inc
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
HTH / Hilltop Holdings Inc.
DIS / The Walt Disney Company
XTN / SPDR Series Trust - SPDR S&P Transportation ETF
SXE / Southcross Energy Partners, L.P.
TKR / The Timken Company
EFV / iShares Trust - iShares MSCI EAFE Value ETF
SBR / Sabine Royalty Trust
TWTR / Twitter Inc
AMZN / Amazon.com, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
HUBB / Hubbell Incorporated
F / Ford Motor Company
COOP / Mr. Cooper Group Inc.
A / Agilent Technologies, Inc.
DUK / Duke Energy Corporation
PML / PIMCO Municipal Income Fund II
CSCO / Cisco Systems, Inc.
MRK / Merck & Co., Inc.
BRK.A / Berkshire Hathaway Inc.
FDX / FedEx Corporation
DTGI / Digerati Technologies, Inc.
WHLM / Wilhelmina International, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
CL / Colgate-Palmolive Company
EA / Electronic Arts Inc.
BAC / Bank of America Corporation
UNG / United States Natural Gas Fund, LP - Limited Partnership
PG / The Procter & Gamble Company
BMY / Bristol-Myers Squibb Company
IYW / iShares Trust - iShares U.S. Technology ETF
JNPR / Juniper Networks, Inc.
C / Citigroup Inc. - Corporate Bond/Note
PSEC / Prospect Capital Corporation
Y / Alleghany Corp.
KRG / Kite Realty Group Trust
FE / FirstEnergy Corp.
PGR / The Progressive Corporation
OKS / ONEOK Partners, L.P.
HBCP / Home Bancorp, Inc.
GME / GameStop Corp.
CTXS / Citrix Systems, Inc.
NXPI / NXP Semiconductors N.V.
KIM / Kimco Realty Corporation
COP / ConocoPhillips
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
CEQP / Crestwood Equity Partners LP - Unit
TPL / Texas Pacific Land Corporation
HIMX / Himax Technologies, Inc. - Depositary Receipt (Common Stock)
TIP / iShares Trust - iShares TIPS Bond ETF
MMM / 3M Company
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
GOOG / Alphabet Inc.
TPR / Tapestry, Inc.
MMP / Magellan Midstream Partners L.P.
RAD / Rite Aid Corp.
IBB / iShares Trust - iShares Biotechnology ETF
OXY / Occidental Petroleum Corporation
INTC / Intel Corporation
AMKR / Amkor Technology, Inc.
JPM / JPMorgan Chase & Co.
T / AT&T Inc.
XOM / Exxon Mobil Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
LUMN / Lumen Technologies, Inc.
PPC / Pilgrim's Pride Corporation
IVE / iShares Trust - iShares S&P 500 Value ETF
IWB / iShares Trust - iShares Russell 1000 ETF
AAL / American Airlines Group Inc.
BRK.B / Berkshire Hathaway Inc.
CHK / Chesapeake Energy Corporation
JAMN / Jammin Java Corp.
ZTS / Zoetis Inc.
SHV / iShares Trust - iShares Short Treasury Bond ETF
META / Meta Platforms, Inc.
IAU / iShares Gold Trust
PNC / The PNC Financial Services Group, Inc.
LUV / Southwest Airlines Co.
HSY / The Hershey Company
MSFT / Microsoft Corporation
MS / Morgan Stanley
IVV / iShares Trust - iShares Core S&P 500 ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
GIS / General Mills, Inc.
MO / Altria Group, Inc.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
NEM / Newmont Corporation
TXT / Textron Inc.
AEP / American Electric Power Company, Inc.
PM / Philip Morris International Inc.
WEN / The Wendy's Company
AMAT / Applied Materials, Inc.
MRO / Marathon Oil Corporation
PCG / PG&E Corporation
PDI / PIMCO Dynamic Income Fund
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
MPC / Marathon Petroleum Corporation
PPL / PPL Corporation
SO / The Southern Company
BBY / Best Buy Co., Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
JNJ / Johnson & Johnson
ITB / iShares Trust - iShares U.S. Home Construction ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
ALLE / Allegion plc
WPC / W. P. Carey Inc.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
WMT / Walmart Inc.
GILD / Gilead Sciences, Inc.
HPQ / HP Inc.
NRG / NRG Energy, Inc.
MDLZ / Mondelez International, Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
UNP / Union Pacific Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
EFA / iShares Trust - iShares MSCI EAFE ETF
CDMO / Avid Bioservices, Inc.
CSX / CSX Corporation
CVX / Chevron Corporation
WLKP / Westlake Chemical Partners LP - Limited Partnership
HD / The Home Depot, Inc.
CIEN / Ciena Corporation
SHW / The Sherwin-Williams Company
MSI / Motorola Solutions, Inc.
FFIN / First Financial Bankshares, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
KMB / Kimberly-Clark Corporation
PFE / Pfizer Inc.
KO / The Coca-Cola Company
NFLX / Netflix, Inc.
IBM / International Business Machines Corporation
SPG / Simon Property Group, Inc.
KMI / Kinder Morgan, Inc.
CAT / Caterpillar Inc.
CNP / CenterPoint Energy, Inc.
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
XEL / Xcel Energy Inc.
IR / Ingersoll Rand Inc.