Market Value350,628,000
Total Holdings376
File Date2013-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DALN / DallasNews Corporation
EQL / ALPS ETF Trust - ALPS Equal Sector Weight ETF
MPW / Medical Properties Trust, Inc.
ATVI / Activision Blizzard Inc
ARG / Airgas, Inc.
ALU / Alcatel Lucent
ANV /
BSI / Alon Blue Square Israel Ltd.
002144110 / Altera Corporation
ANAT / American National Group, Inc.
ARII / American Railcar Industries, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
AEIS / Advanced Energy Industries, Inc.
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
IAU / iShares Gold Trust
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
US04351G1013 / Ascena Retail Group, Inc.
BMC / Bmc Software Inc
JJG / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJGB
BFR / BBVA Banco Frances S.A.
BLC / Belo Corp
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BKH / Black Hills Corporation
GML / SPDR(R) S&P(R) EMERGING LATIN AMERICA ETF
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
BRCD / Brocade Communications Systems, Inc.
BRKS / Brooks Automation, Inc.
CAIAF / CA Immobilien Anlagen AG
CFNL / Cardinal Financial Corp.
EW / Edwards Lifesciences Corporation
CELG / Celgene Corp.
ORCL / Oracle Corporation
CBI / Chicago Bridge & Iron Co., N.V.
US16941M1099 / China Mobile Ltd.
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2014 (18383M571)
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2013 (18383M589)
CLAYMORE EXCHANGE TRD FD TR / GUGG TIMBER ETF (18383Q879)
CL / Colgate-Palmolive Company
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
PLCMP0000017 / Comp SA
CVX / Chevron Corporation
CGX / Consolidated Graphics Inc
CVG / Convergys Corp.
US2168311072 / Cooper Tire & Rubber Co
XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030
CREE / Cree, Inc.
CMLS / Cumulus Media Inc.
FXE / Invesco CurrencyShares Euro Trust
DE / Deere & Company
DUK / Duke Energy Corporation
DGI / DigitalGlobe, Inc.
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
256603AA9 / Dole Food Co Inc New Senior Notes 13.875% 03/15/14 Called For Redemption
DLTR / Dollar Tree, Inc.
DOW / Dow Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EPIQ / EPIQ Systems, Inc.
ECL / Ecolab Inc.
EIX / Edison International
EIG / Employers Holdings, Inc.
ECPG / Encore Capital Group, Inc.
EXK / Endeavour Silver Corp.
ENDRQ / Endeavour International Corp.
AUD / Audacy Inc - Class A
EXC / Exelon Corporation
XLS / Exelis
ESRX / Express Scripts Holding Co.
US3024451011 / FLIR Systems, Inc.
VERU / Veru Inc.
FOE / Ferro Corp.
FBR / Fibria Celulose S.A.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
AG / First Majestic Silver Corp.
FE / FirstEnergy Corp.
AVDL / Avadel Pharmaceuticals plc
US34407D1090 / Fly Leasing Ltd.
FL / Foot Locker, Inc.
345838106 / Forest Laboratories Inc
XS0541453147 / FRANCE TELECOM
GALT / Galectin Therapeutics Inc.
GME / GameStop Corp.
GNTX / Gentex Corporation
GTIV / Gentiva Health Services Inc
GTE / Gran Tierra Energy Inc.
MCD / McDonald's Corporation
HCC / Warrior Met Coal, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
HCN / Welltower Inc.
HL / Hecla Mining Company
HIMX / Himax Technologies, Inc. - Depositary Receipt (Common Stock)
HOV / Hovnanian Enterprises, Inc.
NSP / Insperity, Inc.
IRDM / Iridium Communications Inc.
EWA / iShares, Inc. - iShares MSCI Australia ETF
LEMB / iShares, Inc. - iShares J.P. Morgan EM Local Currency Bond ETF
ECH / iShares, Inc. - iShares MSCI Chile ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
FXI / iShares Trust - iShares China Large-Cap ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
EWW / iShares, Inc. - iShares MSCI Mexico ETF
HUM / Humana Inc.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
ICF / iShares Trust - iShares Select U.S. REIT ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
IYF / iShares Trust - iShares U.S. Financials ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IEV / iShares Trust - iShares Europe ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IFGL / iShares Trust - iShares International Developed Real Estate ETF
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
MXI / iShares Trust - iShares Global Materials ETF
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
US46429B1355 / iShares International Preferred Stock ETF
GNMA / iShares Trust - iShares GNMA Bond ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
J / Jacobs Solutions Inc.
KED / Kayne Anderson Energy Development Company
KOG /
LII / Lennox International Inc.
LIFE / aTyr Pharma, Inc.
LAD / Lithia Motors, Inc.
AMGN / Amgen Inc.
TAP / Molson Coors Beverage Company
VTV / Vanguard Index Funds - Vanguard Value ETF
BAC / Bank of America Corporation
FI / Fiserv, Inc.
CMG / Chipotle Mexican Grill, Inc.
MAG / MAG Silver Corp.
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / MV STEEL INDEX (57060U308)
MARKET VECTORS ETF TR / MTG REIT ETF (57060U324)
MARKET VECTORS ETF TR / EM LC CURR DBT (57060U522)
MARKET VECTORS ETF TR / MKTVEC SMUNETF (57060U803)
MARKET VECTORS ETF TR / EMKT HIYLD BD (57061R403)
AXP / American Express Company
57773AAJ1 / Maxcom Telecomunicaciones Sa Guaranteed Senior Notes 11% 12/15/14
TIP / iShares Trust - iShares TIPS Bond ETF
MED / Medifast, Inc.
MCRS /
MIDD / The Middleby Corporation
MCP /
TYPE / Monotype Imaging Holdings, Inc.
MYGN / Myriad Genetics, Inc.
NHC / National HealthCare Corporation
NMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
NOV / NOV Inc.
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
64126X201 / NeuStar, Inc.
NI / NiSource Inc.
SHV / iShares Trust - iShares Short Treasury Bond ETF
OPK / OPKO Health, Inc.
ORB / Orbital Sciences Corp
PPL / PPL Corporation
PACW / Pacwest Bancorp
PAM / Pampa Energía S.A. - Depositary Receipt (Common Stock)
PNNT / PennantPark Investment Corporation
PRFT / Perficient, Inc.
PM / Philip Morris International Inc.
TUZ / PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
PIMCO ETF TR / GB ADV INF BD (72201R791)
POLY / Plantronics, Inc.
PII / Polaris Inc.
PRAA / PRA Group, Inc.
POWI / Power Integrations, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
POWERSHARES ETF TRUST / ENERGY SEC POR (73935X385)
POWERSHARES ETF TRUST / CON DISCRE SEC (73935X419)
POWERSHARES ETF TRUST / BASIC MAT SECT (73935X427)
POWERSHARES ETF TRUST / WATER RESOURCE (73935X575)
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
POWERSHARES GLOBAL ETF FD / S&P 500 BUYWRT (73936G308)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES ETF TRUST II / INTL CORP BOND (73936Q835)
POWERSHARES GLOBAL ETF TRUST / WK VRDO TX FR (73936T433)
POWERSHARES GLOBAL ETF TRUST / FDM HG YLD RAFI (73936T557)
POWERSHARES GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHARES ETF TR II / BUILD AMER ETF (73937B407)
EEMO / Invesco Exchange-Traded Fund Trust II - Invesco S&P Emerging Markets Momentum ETF
IDMO / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Momentum ETF
POWERSHARES ETF TR II / S&P500 HGH BET (73937B829)
PCP / Precision Castparts Corporation
PROSHARES TR / ULTRASHRT TIPS (74347X336)
PVG / Pretium Resources Inc
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
COBO / ProShares USD Covered Bond
PEG / Public Service Enterprise Group Incorporated
QLTY / The 2023 ETF Series Trust II - GMO U.S. Quality ETF
QCOR /
RLI / RLI Corp.
US75606N1090 / RealPage Inc
RS / Reliance, Inc.
RENT / Rent the Runway, Inc.
RECN / Resources Connection, Inc.
US7777801074 / Rosetta Stone, Inc.
ROVI / Rovi Corp.
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
FEU / SPDR STOXX Europe 50 ETF
GII / SPDR Index Shares Funds - SPDR S&P Global Infrastructure ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
SPDR SERIES TRUST / NUVN BRCLY MUNI (78464A458)
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
MDY / SPDR S&P MidCap 400 ETF Trust
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
SPHY / SPDR Series Trust - SPDR Portfolio High Yield Bond ETF
SWS / Sws Group Inc
SWYDF / Stornoway Diamond Corporation
SVNTQ / Savient Pharmaceuticals Inc
SWM / Schweitzer-Mauduit International, Inc.
SPIL / Siliconware Precision Industries Company Ltd.
XPL / Solitario Resources Corp.
LUV / Southwest Airlines Co.
847560109 / Spectra Energy Corp.
SPLS / Staples, Inc.
SRCL / Stericycle, Inc.
SGY / Stone Energy Corp.
SYA / Symetra Financial Corporation
SYMMETRICOM INC / (871543104)
SYNA / Synaptics Incorporated
SYY / Sysco Corporation
AXON / Axon Enterprise, Inc.
TTM / Tata Motors Ltd. - ADR
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
TTI / TETRA Technologies, Inc.
ALO / Alio Gold Inc.
TGS / Transportadora de Gas del Sur S.A. - Depositary Receipt (Common Stock)
TGI / Triumph Group, Inc.
TYL / Tyler Technologies, Inc.
GROW / U.S. Global Investors, Inc.
UAA / Under Armour, Inc.
UNB / Union Bankshares, Inc.
UIS / Unisys Corporation
918194101 / VCA Inc.
US92220P1057 / Varian Medical Systems, Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VEOEY / Veolia Environnement SA - Depositary Receipt (Common Stock)
VEON / VEON Ltd. - Depositary Receipt (Common Stock)
VSH / Vishay Intertechnology, Inc.
WNS / WNS (Holdings) Limited
WX / Wuxi Pharmatech (Cayman) Inc.
WM / Waste Management, Inc.
WAT / Waters Corporation
WFC / Wells Fargo & Company
WAIR / Wesco Aircraft Holdings Inc.
WLL / Whiting Petroleum Corp (New)
WFM / Whole Foods Market, Inc.
DRW / WisdomTree Trust - WisdomTree Global ex-US Real Estate Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
XRX / Xerox Holdings Corporation
AABA / Altaba Inc
IVE / iShares Trust - iShares S&P 500 Value ETF
MHLD / Maiden Holdings, Ltd.
MRH / Montpelier Re Holdings Ltd
G67742109 / OneBeacon Insurance Group Ltd.
DVN / Devon Energy Corporation
DIA / SPDR Dow Jones Industrial Average ETF Trust
CALM / Cal-Maine Foods, Inc.
TNP /
WFT / Weatherford International plc
SODA / SodaStream International Ltd.
NM / Navios Maritime Holdings, Inc.
C / Citigroup Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
BIO / Bio-Rad Laboratories, Inc.
INTC / Intel Corporation
SJM / The J. M. Smucker Company
ITW / Illinois Tool Works Inc.
BXP / Boston Properties, Inc.
HSY / The Hershey Company
MUB / iShares Trust - iShares National Muni Bond ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
XOM / Exxon Mobil Corporation
SLV / iShares Silver Trust
SPY / SPDR S&P 500 ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
AME / AMETEK, Inc.
ROP / Roper Technologies, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
IBM / International Business Machines Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
AEP / American Electric Power Company, Inc.
NKE / NIKE, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
GNW / Genworth Financial, Inc.
VRSK / Verisk Analytics, Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
MSFT / Microsoft Corporation
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
WPS / iShares Trust - iShares International Developed Property ETF
CAT / Caterpillar Inc.
DXCM / DexCom, Inc.
JNJ / Johnson & Johnson
CE / Celanese Corporation
NEE / NextEra Energy, Inc.
VPU / Vanguard World Fund - Vanguard Utilities ETF
CMI / Cummins Inc.
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
PPC / Pilgrim's Pride Corporation
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
GLD / SPDR Gold Trust
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
FLS / Flowserve Corporation
QCOM / QUALCOMM Incorporated
META / Meta Platforms, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
SYK / Stryker Corporation
GOOGL / Alphabet Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
ACN / Accenture plc
JKHY / Jack Henry & Associates, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
UNP / Union Pacific Corporation
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
CSM / ProShares Trust - ProShares Large Cap Core Plus
CRM / Salesforce, Inc.
VAW / Vanguard World Fund - Vanguard Materials ETF
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
BA / The Boeing Company
ABT / Abbott Laboratories
SO / The Southern Company
NGG / National Grid plc - Depositary Receipt (Common Stock)
DIS / The Walt Disney Company
MDT / Medtronic plc
GILD / Gilead Sciences, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
THO / THOR Industries, Inc.
F / Ford Motor Company
MBB / iShares Trust - iShares MBS ETF
ASX / ASE Technology Holding Co., Ltd. - Depositary Receipt (Common Stock)
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
JPM / JPMorgan Chase & Co.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
TMO / Thermo Fisher Scientific Inc.
SBUX / Starbucks Corporation
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
NFLX / Netflix, Inc.
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
CNP / CenterPoint Energy, Inc.
VLO / Valero Energy Corporation
MMM / 3M Company
HAL / Halliburton Company
UMC / United Microelectronics Corporation - Depositary Receipt (Common Stock)
AWR / American States Water Company
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
HP / Helmerich & Payne, Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
ILF / iShares Trust - iShares Latin America 40 ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
AAPL / Apple Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
AMZN / Amazon.com, Inc.
GLW / Corning Incorporated
RTX / RTX Corporation
CSCO / Cisco Systems, Inc.
COST / Costco Wholesale Corporation
MRK / Merck & Co., Inc.
V / Visa Inc.
WIT / Wipro Limited - Depositary Receipt (Common Stock)
WMT / Walmart Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
SLB / Schlumberger Limited
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
PEP / PepsiCo, Inc.
OMC / Omnicom Group Inc.
SXC / SunCoke Energy, Inc.
MA / Mastercard Incorporated
ROST / Ross Stores, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
PFE / Pfizer Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SNA / Snap-on Incorporated
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
COP / ConocoPhillips
KO / The Coca-Cola Company
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
PG / The Procter & Gamble Company
AVAV / AeroVironment, Inc.