Market Value526,294,000
Total Holdings415
File Date2013-10-31
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
ADT / ADT Inc.
BA / The Boeing Company
AMLP / ALPS ETF Trust - Alerian MLP ETF
AZZ / AZZ Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
AIXG / Aixtron SE
ARNC / Arconic Corporation
ALU / Alcatel Lucent
01449J105 / Alere Inc.
018490100 / Allergan plc
LNT / Alliant Energy Corporation
ALL / The Allstate Corporation
MO / Altria Group, Inc.
AMZN / Amazon.com, Inc.
CVS / CVS Health Corporation
AEE / Ameren Corporation
APD / Air Products and Chemicals, Inc.
AIG / American International Group, Inc.
AWK / American Water Works Company, Inc.
AMGN / Amgen Inc.
US0325111070 / Anadarko Petroleum Corp.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
PM / Philip Morris International Inc.
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
ARCC / Ares Capital Corporation
AAIC / Arlington Asset Investment Corp - Class A
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
ASH / Ashland Inc.
TSN / Tyson Foods, Inc.
AEC / Anfield Energy Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
ATO / Atmos Energy Corporation
ADSK / Autodesk, Inc.
HTLF / Heartland Financial USA, Inc.
AVNW / Aviat Networks, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BTGOF / BT Group plc
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BHI / Baker Hughes Inc.
MPW / Medical Properties Trust, Inc.
BOH / Bank of Hawaii Corporation
06740L477 / iPath US Treasury Steepener ETN
BAX / Baxter International Inc.
BDX / Becton, Dickinson and Company
CMCSA / Comcast Corporation
BBBY / Bed Bath & Beyond, Inc.
BRK.B / Berkshire Hathaway Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BlackRock High Yield Bond Inst / Com (091929638)
BWP / Boardwalk Pipeline Partners L.P
BWA / BorgWarner Inc.
DVN / Devon Energy Corporation
BSX / Boston Scientific Corporation
BYD / Boyd Gaming Corporation
WM / Waste Management, Inc.
BRCM / Broadcom Corporation
HTR / Brookfield Total Return Fund Inc.
19041P105 / CBS Corp.
CHRW / C.H. Robinson Worldwide, Inc.
CME / CME Group Inc.
MRK / Merck & Co., Inc.
CAM / Cameron International Corporation
CELG / Celgene Corp.
LUMN / Lumen Technologies, Inc.
CERN / Cerner Corp.
CI / The Cigna Group
ITW / Illinois Tool Works Inc.
CBI / Chicago Bridge & Iron Co., N.V.
CB / Chubb Limited
ADI / Analog Devices, Inc.
C / Citigroup Inc. - Corporate Bond/Note
CTXS / Citrix Systems, Inc.
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
CLH / Clean Harbors, Inc.
CLNE / Clean Energy Fuels Corp.
CLF / Cleveland-Cliffs Inc.
KO / The Coca-Cola Company
PNC / The PNC Financial Services Group, Inc.
SCU / Sculptor Capital Management Inc - Class A
DE / Deere & Company
CMCSA / Comcast Corporation
BLK / BlackRock, Inc.
CMA / Comerica Incorporated
VZ / Verizon Communications Inc.
CYH / Community Health Systems, Inc.
CPSI / Computer Programs and Systems, Inc.
AMP / Ameriprise Financial, Inc.
CAG / Conagra Brands, Inc.
COP / ConocoPhillips
ED / Consolidated Edison, Inc.
GLW / Corning Incorporated
CXW / CoreCivic, Inc.
CCI / Crown Castle Inc.
ABT / Abbott Laboratories
CMI / Cummins Inc.
DWS Strategic Income Trust / Com (23338N104)
DRI / Darden Restaurants, Inc.
DLX / Deluxe Corporation
DGZ / DB Gold Short ETN
DTO / DB Crude Oil Double Short ETN due 6/1/2038
DEO / Diageo plc - Depositary Receipt (Common Stock)
DRH / DiamondRock Hospitality Company
DIN / Dine Brands Global, Inc.
DIS / The Walt Disney Company
DFS / Discover Financial Services
DTV / DTE Energy Company
DG / Dollar General Corporation
DHR / Danaher Corporation
D / Dominion Energy, Inc.
DCI / Donaldson Company, Inc.
DBLTX / Doubleline Funds Trust - DoubleLine Total Return Bond Fund Class I
DOW / Dow Inc.
DOW / Dow Inc.
DUK / Duke Energy Corporation
DFT / Dupont Fabros Technology, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EOG / EOG Resources, Inc.
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
US2782651036 / Eaton Vance Corp.
EVG / Eaton Vance Short Duration Diversified Income Fund
EBAY / eBay Inc.
ECL / Ecolab Inc.
EW / Edwards Lifesciences Corporation
UPS / United Parcel Service, Inc.
EMR / Emerson Electric Co.
ENDP / Endo International plc
EPC / Edgewell Personal Care Company
ERF / Enerplus Corporation
EBF / Ennis, Inc.
ETR / Entergy Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
EFX / Equifax Inc.
EQIX / Equinix, Inc.
TGT / Target Corporation
EXC / Exelon Corporation
ESRX / Express Scripts Holding Co.
XOM / Exxon Mobil Corporation
FAST / Fastenal Company
PFE / Pfizer Inc.
/ FERRELLGAS PARTNERS LP Unit
US3161464066 / Fidelity High Income Fund
C.WSA / Citigroup, Inc.
FSLR / First Solar, Inc.
CARZ / First Trust Exchange-Traded Fund II - First Trust S-Network Future Vehicles & Technology ETF
FE / FirstEnergy Corp.
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
FLS / Flowserve Corporation
F / Ford Motor Company
345838106 / Forest Laboratories Inc
BEN / Franklin Resources, Inc.
FCX / Freeport-McMoRan Inc.
FTR / Frontier Communications Corp.
FIO / Franklin Income Opportunities Fund
GIS / General Mills, Inc.
GM / General Motors Company
GNTX / Gentex Corporation
GILD / Gilead Sciences, Inc.
GFI / Gold Fields Limited - Depositary Receipt (Common Stock)
GS / The Goldman Sachs Group, Inc.
GSOPX / Goldman Sachs Trust - Goldman Sachs Strategic Income Fund Class P Shares
GOOGL / Alphabet Inc.
COST / Costco Wholesale Corporation
GMCR / Keurig Green Mountain, Inc.
PEAK / Healthpeak Properties, Inc.
HAIN / The Hain Celestial Group, Inc.
HAL / Halliburton Company
HBI / Hanesbrands Inc.
HAR / Harman International Industries, Inc.
LHX / L3Harris Technologies, Inc.
HAS / Hasbro, Inc.
HE / Hawaiian Electric Industries, Inc.
HCSG / Healthcare Services Group, Inc.
HP / Helmerich & Payne, Inc.
HES / Hess Corporation
HD / The Home Depot, Inc.
HME / Home Properties, Inc.
HON / Honeywell International Inc.
HRL / Hormel Foods Corporation
HPT / Hospitality Properties Trust
HUBB / Hubbell Incorporated
H / Hyatt Hotels Corporation
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
IntercontinentalExchange Inc. / Com (45865V100)
IBM / International Business Machines Corporation
IP / International Paper Company
ADM / Archer-Daniels-Midland Company
VVR / Invesco Senior Income Trust
EWW / iShares, Inc. - iShares MSCI Mexico ETF
OEF / iShares Trust - iShares S&P 100 ETF
DVY / iShares Trust - iShares Select Dividend ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
MUB / iShares Trust - iShares National Muni Bond ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
SLV / iShares Silver Trust
GSG / iShares S&P GSCI Commodity-Indexed Trust
FLOT / iShares Trust - iShares Floating Rate Bond ETF
465685105 / ITC Holdings Corp.
JPM / JPMorgan Chase & Co.
JBL / Jabil Inc.
J / Jacobs Solutions Inc.
JNJ / Johnson & Johnson
US00C4U1L353 / Mylan N.V.
JPMorgan Strategic Income Opp / Com (4812A4351)
JNPR / Juniper Networks, Inc.
KBR / KBR, Inc.
KLAC / KLA Corporation
KMG / KMG Chemicals, Inc.
KMB / Kimberly-Clark Corporation
KMP /
KSS / Kohl's Corporation
KRFT /
LSI / Life Storage Inc - Registered Shares
LVS / Las Vegas Sands Corp.
EL / The Estée Lauder Companies Inc.
QRTEA / Qurate Retail Inc - Series A
FWONA / Formula One Group
LIWA / Lihua International, Inc.
LLY / Eli Lilly and Company
LLTC / Linear Technology Corp.
LINE / Lineage, Inc.
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
US5439166886 / Lord Abbett Short Duration Income Fund
LOW / Lowe's Companies, Inc.
WLH / Lyon William Homes
MDU / MDU Resources Group, Inc.
MGEE / MGE Energy, Inc.
M / Macy's, Inc.
MAN / ManpowerGroup Inc.
MFC / Manulife Financial Corporation
MRO / Marathon Oil Corporation
MA / Mastercard Incorporated
57772K101 / Maxim Integrated Products Inc.
MCD / McDonald's Corporation
SPGI / S&P Global Inc.
MDT / Medtronic plc
METI / Merge Tech Inc
MSFT / Microsoft Corporation
61166W101 / Monsanto Co.
MCO / Moody's Corporation
MOS / The Mosaic Company
NCR / NCR Corp.
NFG / National Fuel Gas Company
NOV / NOV Inc.
Navarre Corp / Com (639208107)
NYCB / Flagstar Financial, Inc.
NWL / Newell Brands Inc.
NEM / Newmont Corporation
NWSA / News Corporation
NEE / NextEra Energy, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
US6550441058 / Noble Energy, Inc.
JWN / Nordstrom, Inc.
ES / Eversource Energy
NGREX / Northern Funds - Northern Global Real Estate Index Fund
NTRS / Northern Trust Corporation
NOC / Northrop Grumman Corporation
NWPX / NWPX Infrastructure, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
JQC / Nuveen Credit Strategies Income Fund
OXY / Occidental Petroleum Corporation
OCN / Ocwen Financial Corporation
OMC / Omnicom Group Inc.
OOSAX / Aim Counselor Series Trust - Invesco Senior Floating Rate Fund USD Cls A
ORCL / Oracle Corporation
WMLP / Westmoreland Resource Partners, LP
PPG / PPG Industries, Inc.
PPL / PPL Corporation
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
PBCT / People`s United Financial Inc
PEP / PepsiCo, Inc.
PBR.A / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
PSX / Phillips 66
DOC / Healthpeak Properties, Inc.
PIGIX / Pimco Funds - PIMCO Investment Grade Credit Bond Fund Class Institutional
US72201F5162 / PIMCO EMERGING MARKETS LOCAL C PIMCO E/M LCL CUR + BND INST
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PNW / Pinnacle West Capital Corporation
PXD / Pioneer Natural Resources Company
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POST / Post Holdings, Inc.
POT / Potash Corp. of Saskatchewan, Inc.
PowerShares QQQ / Com (73935A104)
PowerShares International Divi / Com (73935X716)
PowerShares Dividend Achievers / Com (73935X732)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
74005P104 / Praxair, Inc.
PCP / Precision Castparts Corporation
APTS / Preferred Apartment Communities Inc - Class A
BKNG / Booking Holdings Inc.
PDRDX / Principal Funds Inc - Principal Diversified Real Asset Fund Institutional Class
PG / The Procter & Gamble Company
EUM / ProShares Trust - ProShares Short MSCI Emerging Markets
MFC / Manulife Financial Corporation
SMN / ProShares Trust - ProShares UltraShort Materials
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
PRU / Prudential Financial, Inc.
PEG / Public Service Enterprise Group Incorporated
PCYO / Pure Cycle Corporation
QCOM / QUALCOMM Incorporated
RL / Ralph Lauren Corporation
RRC / Range Resources Corporation
RTN / Raytheon Co.
758766109 / Regal Entertainment Group
RF / Regions Financial Corporation
RSG / Republic Services, Inc.
RPAI / Retail Properties of America Inc - Class A
Rimage Corp / Com (766721104)
ROK / Rockwell Automation, Inc.
RY / Royal Bank of Canada
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
SLM / SLM Corporation
SPY / SPDR S&P 500 ETF
GLD / SPDR Gold Trust
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
SD / SandRidge Energy, Inc.
HSIC / Henry Schein, Inc.
SLB / Schlumberger Limited
SCHW / The Charles Schwab Corporation
SEE / Sealed Air Corporation
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SHPG / Shire Plc.
SBGL / Sibanye Gold Limited ADR
SIAL / Sigma-Aldrich Corporation
SWKS / Skyworks Solutions, Inc.
SO / The Southern Company
LUV / Southwest Airlines Co.
847560109 / Spectra Energy Corp.
SPDC / Speed Commerce, Inc.
V / Visa Inc.
852061AD2 / Sprint Nextel 6% Bonds 12/1/16
US85207U1051 / Sprint Corporation
SPLS / Staples, Inc.
HOT / Starwood Hotels & Resorts Worldwide, Inc.
STT / State Street Corporation
Oppenheimer SteelPath MLP Sele / Com (858268204)
Stone Ridge Reinsurance Risk P / Com (861728103)
SHRIX / Stone Ridge Trust - Stone Ridge High Yield Reinsurance Risk Premium Fund Class I
SU / Suncor Energy Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
STI / Solidion Technology, Inc.
SWZ / Total Return Securities, Inc.
META / Meta Platforms, Inc.
SNPS / Synopsys, Inc.
SYY / Sysco Corporation
TGEIX / TCW Funds Inc - TCW Emerging Markets Income Fund I Class
TNC / Tennant Company
TDC / Teradata Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TTEK / Tetra Tech, Inc.
TMO / Thermo Fisher Scientific Inc.
MMM / 3M Company
TWX / Warner Media LLC
TKR / The Timken Company
/ Total S.A.
FOX / Fox Corporation
ULSGF / UBS AG
UGI / UGI Corporation
USB / U.S. Bancorp
UMH / UMH Properties, Inc.
UAA / Under Armour, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
UNP / Union Pacific Corporation
UIS / Unisys Corporation
UNFI / United Natural Foods, Inc.
X / United States Steel Corporation
RTX / RTX Corporation
UNH / UnitedHealth Group Incorporated
URBN / Urban Outfitters, Inc.
VFC / V.F. Corporation
91911K102 / Bausch Health Companies
VLO / Valero Energy Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VWIAX / Vanguard Wellesley Income Fund - Vanguard Wellesley Admiral Class
Vanguard Intermediate Term Tre / Com (922031828)
US9220318367 / VANG-ST IN G-ADM
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
US92220P1057 / Varian Medical Systems, Inc.
VVC / Vectren Corp.
VRTX / Vertex Pharmaceuticals Incorporated
VODPF / Vodafone Group Public Limited Company
VOLC / Volcano Corp
VNO / Vornado Realty Trust
WMT / Walmart Inc.
WAG /
WAT / Waters Corporation
WU / The Western Union Company
WFM / Whole Foods Market, Inc.
WSM / Williams-Sonoma, Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
YUM / Yum! Brands, Inc.
ZBH / Zimmer Biomet Holdings, Inc.
ACN / Accenture plc
BG / Bunge Global SA
COV /
ETN / Eaton Corporation plc
RE / Everest Re Group Ltd
KORS / Michael Kors Holdings Ltd.
NBR / Nabors Industries Ltd.
SFL / SFL Corporation Ltd.
PNR / Pentair plc
TEL / TE Connectivity plc
RIG / Transocean Ltd.
JCI / Johnson Controls International plc
LYB / LyondellBasell Industries N.V.
CVX / Chevron Corporation
AEP / American Electric Power Company, Inc.
AXP / American Express Company
MET / MetLife, Inc.
BMY / Bristol-Myers Squibb Company
INTC / Intel Corporation
AAPL / Apple Inc.
SBUX / Starbucks Corporation
BAC / Bank of America Corporation
NSC / Norfolk Southern Corporation
NKE / NIKE, Inc.
TRV / The Travelers Companies, Inc.
GE / General Electric Company
T / AT&T Inc.
ABBV / AbbVie Inc.
AFL / Aflac Incorporated
MDLZ / Mondelez International, Inc.
WFC / Wells Fargo & Company
SYK / Stryker Corporation
CSCO / Cisco Systems, Inc.
TXN / Texas Instruments Incorporated
CB / Chubb Limited