Market Value335,343,000
Total Holdings261
File Date2013-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DSU / BlackRock Debt Strategies Fund, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
TFX / Teleflex Incorporated
018490100 / Allergan plc
AL / Air Lease Corporation
Y / Alleghany Corp.
018490100 / Allergan plc
AFB / AllianceBernstein National Municipal Income Fund, Inc.
PEP / PepsiCo, Inc.
ASB / Associated Banc-Corp
APL.PRE / Atlas Pipeline Partners L.P.
ATML / Atmel Corporation
BTGOF / BT Group plc
MRK / Merck & Co., Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
BBBY / Bed Bath & Beyond, Inc.
BMS / Bemis Co., Inc.
BIIB / Biogen Inc.
HON / Honeywell International Inc.
MDT / Medtronic plc
CELG / Celgene Corp.
TSI / TCW Strategic Income Fund, Inc.
CVE / Cenovus Energy Inc.
385002100 / Gramercy Property Trust Inc.
CNK / Cinemark Holdings, Inc.
XCEMX / Clearbridge Energy MLP Fund Inc
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
CVLT / Commvault Systems, Inc.
BA / The Boeing Company
CXW / CoreCivic, Inc.
CRAY / Cray, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
DWS MUN INCOME TR / (23338M106)
DAKT / Daktronics, Inc.
BKNG / Booking Holdings Inc.
VFL / abrdn National Municipal Income Fund
DLX / Deluxe Corporation
BAC / Bank of America Corporation
DTV / DTE Energy Company
T / AT&T Inc.
DOW / Dow Inc.
FAST / Fastenal Company
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
MDLZ / Mondelez International, Inc.
BMY / Bristol-Myers Squibb Company
KMB / Kimberly-Clark Corporation
PNC / The PNC Financial Services Group, Inc.
PFE / Pfizer Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
EGHT / 8x8, Inc.
EMAN / EMagin Corp
AXP / American Express Company
30064K105 / Exacttarget, Inc.
RSLS / ReShape Lifesciences Inc.
CSCO / Cisco Systems, Inc.
ESRX / Express Scripts Holding Co.
CTSH / Cognizant Technology Solutions Corporation
FSD / First Trust High Income Long/Short Fund
FEI / First Trust MLP and Energy Income Fund
IBM / International Business Machines Corporation
ZBH / Zimmer Biomet Holdings, Inc.
DIS / The Walt Disney Company
FTR / Frontier Communications Corp.
WMT / Walmart Inc.
GK / AdvisorShares Trust - AdvisorShares Gerber Kawasaki ETF
US3615921083 / GEA Group AG
DD / DuPont de Nemours, Inc.
CL / Colgate-Palmolive Company
NEM / Newmont Corporation
CCI / Crown Castle Inc.
WFC / Wells Fargo & Company
GIS / General Mills, Inc.
ABBV / AbbVie Inc.
XOM / Exxon Mobil Corporation
PM / Philip Morris International Inc.
SBUX / Starbucks Corporation
GILD / Gilead Sciences, Inc.
CVS / CVS Health Corporation
GEOS / Geospace Technologies Corporation
CCK / Crown Holdings, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
NAZ / Nuveen Arizona Quality Municipal Income Fund
MMC / Marsh & McLennan Companies, Inc.
EHC / Encompass Health Corporation
CME / CME Group Inc.
HCSG / Healthcare Services Group, Inc.
HIBB / Hibbett, Inc.
HOLX / Hologic, Inc.
BLOX / Tidal Trust II - Nicholas Crypto Income ETF
WAB / Westinghouse Air Brake Technologies Corporation
US45773Y1055 / InnerWorkings, Inc.
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
INTC / Intel Corporation
VTA / Invesco Dynamic Credit Opportunities Fund
IAU / iShares Gold Trust
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
IDV / iShares Trust - iShares International Select Dividend ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
JCOM / J2 Global Inc.
KKR / KKR & Co. Inc.
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
KMP /
KRFT /
LTX-CREDENCE CORP / (502403207)
EL / The Estée Lauder Companies Inc.
QRTEA / Qurate Retail Inc - Series A
MDU / MDU Resources Group, Inc.
US5537771033 / MTS Systems Corporation
MMP / Magellan Midstream Partners L.P.
MCD / McDonald's Corporation
DSL / DoubleLine Income Solutions Fund
MTD / Mettler-Toledo International Inc.
TYPE / Monotype Imaging Holdings, Inc.
61166W101 / Monsanto Co.
MSI / Motorola Solutions, Inc.
NVEC / NVE Corporation
NOV / NOV Inc.
NSM / Nationstar Mortgage Holdings Inc.
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
NRZ / New Residential Investment Corp
NCT.PRD / Newcastle Investment Corp.
NXTM / NxStage Medical, Inc.
OI / O-I Glass, Inc.
PHH / Park Ha Biological Technology Co., Ltd.
PDCO / Patterson Companies, Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
DBC / Invesco DB Commodity Index Tracking Fund
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
74005P104 / Praxair, Inc.
PCP / Precision Castparts Corporation
GHY / PGIM Global High Yield Fund, Inc
748356102 / Questar Corp.
R2U / Red Lion Hotels Corporation
JPM / JPMorgan Chase & Co.
RYAAY / Ryanair Holdings plc - Depositary Receipt (Common Stock)
MA / Mastercard Incorporated
ITW / Illinois Tool Works Inc.
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
STJ / St. Jude Medical, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SHPG / Shire Plc.
SIAL / Sigma-Aldrich Corporation
HWKN / Hawkins, Inc.
847560109 / Spectra Energy Corp.
SPR / Spirit AeroSystems Holdings, Inc.
868536103 / Supervalu, Inc.
SYA / Symetra Financial Corporation
TDC / Teradata Corporation
NTG / Tortoise Midstream Energy Fund, Inc.
RTX / RTX Corporation
WY / Weyerhaeuser Company
UMPQ / Umpqua Holdings Corp
IWR / iShares Trust - iShares Russell Mid-Cap ETF
PCAR / PACCAR Inc
TMO / Thermo Fisher Scientific Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
FI / Fiserv, Inc.
904784709 / Unilever N.V.
VFC / V.F. Corporation
91911K102 / Bausch Health Companies
920355104 / Valspar Corp.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
US92220P1057 / Varian Medical Systems, Inc.
VIAB / Viacom, Inc.
651824104 / Newport Corporation
VODPF / Vodafone Group Public Limited Company
WAG /
WEB / Web.com Group, Inc.
WCG / Wellcare Health Plans, Inc.
MSFT / Microsoft Corporation
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
XRX / Xerox Holdings Corporation
SNA / Snap-on Incorporated
YUM / Yum! Brands, Inc.
BMG253431073 / Cosan Ltd.
COV /
OUBS /
UPS / United Parcel Service, Inc.
CPA / Copa Holdings, S.A.
DCI / Donaldson Company, Inc.
AAPL / Apple Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
DVY / iShares Trust - iShares Select Dividend ETF
NSC / Norfolk Southern Corporation
CVX / Chevron Corporation
FUL / H.B. Fuller Company
C.WSA / Citigroup, Inc.
AMGN / Amgen Inc.
QCOM / QUALCOMM Incorporated
872307903 / TCF Financial Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
XEL / Xcel Energy Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
ADP / Automatic Data Processing, Inc.
GOOGL / Alphabet Inc.
SLB / Schlumberger Limited
TTC / The Toro Company
MPC / Marathon Petroleum Corporation
TECH / Bio-Techne Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
AMG / Affiliated Managers Group, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
ABT / Abbott Laboratories
GGG / Graco Inc.
EBAY / eBay Inc.
BMI / Badger Meter, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
GLD / SPDR Gold Trust
CB / Chubb Limited
SPY / SPDR S&P 500 ETF
BX / Blackstone Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
AWK / American Water Works Company, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
JNJ / Johnson & Johnson
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
CMCSA / Comcast Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
MDY / SPDR S&P MidCap 400 ETF Trust
TJX / The TJX Companies, Inc.
MRK / Merck & Co., Inc.
GLW / Corning Incorporated
PRU / Prudential Financial, Inc.
MMM / 3M Company
VZ / Verizon Communications Inc.
KO / The Coca-Cola Company
PG / The Procter & Gamble Company
IVV / iShares Trust - iShares Core S&P 500 ETF
KMI / Kinder Morgan, Inc.
OKE / ONEOK, Inc.
UNP / Union Pacific Corporation
PFG / Principal Financial Group, Inc.
WU / The Western Union Company
PNR / Pentair plc
CAT / Caterpillar Inc.
CHRW / C.H. Robinson Worldwide, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
HRL / Hormel Foods Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
OXY / Occidental Petroleum Corporation
ECL / Ecolab Inc.
OEF / iShares Trust - iShares S&P 100 ETF
LLY / Eli Lilly and Company
WMB / The Williams Companies, Inc.
TGT / Target Corporation
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
HD / The Home Depot, Inc.
ORCL / Oracle Corporation
V / Visa Inc.
AMZN / Amazon.com, Inc.
EMR / Emerson Electric Co.
ACN / Accenture plc
PSX / Phillips 66
DUK / Duke Energy Corporation
WAFD / WaFd, Inc
SRE / Sempra
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
BAX / Baxter International Inc.
UNH / UnitedHealth Group Incorporated
BRK.B / Berkshire Hathaway Inc.
DHR / Danaher Corporation
USB / U.S. Bancorp
WM / Waste Management, Inc.
HSY / The Hershey Company
COP / ConocoPhillips