Market Value120,988,000
Total Holdings159
File Date2019-10-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
D / Dominion Energy, Inc.
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
NVDA / NVIDIA Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
STAA / STAAR Surgical Company
CGC / Canopy Growth Corporation
IYG / iShares Trust - iShares U.S. Financial Services ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
CVX / Chevron Corporation
JPM / JPMorgan Chase & Co.
VUG / Vanguard Index Funds - Vanguard Growth ETF
HYT / BlackRock Corporate High Yield Fund, Inc.
OGE / OGE Energy Corp.
FDIV / EA Series Trust - MarketDesk Focused U.S. Dividend ETF
SIVB / SVB Financial Group
ADES / Advanced Emissions Solutions, Inc.
IGR / CBRE Global Real Estate Income Fund
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
GOOS / Canada Goose Holdings Inc.
ZBRA / Zebra Technologies Corporation
CRON / Cronos Group Inc.
AX / Axos Financial, Inc.
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
WB / Weibo Corporation - Depositary Receipt (Common Stock)
AINV / Apollo Investment Corporation
UTG / Reaves Utility Income Fund
COLD / Americold Realty Trust, Inc.
AAPL / Apple Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
BE / Bloom Energy Corporation
KO / The Coca-Cola Company
ORCL / Oracle Corporation
FDIS / Fidelity Covington Trust - Fidelity MSCI Consumer Discretionary Index ETF
LHX / L3Harris Technologies, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
ICSH / iShares U.S. ETF Trust - iShares Ultra Short Duration Bond Active ETF
MBB / iShares Trust - iShares MBS ETF
CSCO / Cisco Systems, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XERHX / Evergreen Utilities and High Income Fund
FAX / Abrdn Asia-Pacific Income Fund Inc
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SHOP / Shopify Inc.
QQQ / Invesco QQQ Trust, Series 1
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
AMLP / ALPS ETF Trust - Alerian MLP ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
PEP / PepsiCo, Inc.
META / Meta Platforms, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
SBUX / Starbucks Corporation
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
SPLG / SPDR Series Trust - SPDR Portfolio S&P 500 ETF
ARCC / Ares Capital Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
BRK.B / Berkshire Hathaway Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
SPY / SPDR S&P 500 ETF
SDS / ProShares Trust - ProShares UltraShort S&P500
IVW / iShares Trust - iShares S&P 500 Growth ETF
AMZN / Amazon.com, Inc.
QYLD / Global X Funds - Global X NASDAQ 100 Covered Call ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
MUB / iShares Trust - iShares National Muni Bond ETF
CCL / Carnival Corporation & plc
WM / Waste Management, Inc.
BRSP / BrightSpire Capital, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
CZR / Caesars Entertainment, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
MCO / Moody's Corporation
BX / Blackstone Inc.
DHR / Danaher Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
MSFT / Microsoft Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
SH / ProShares Trust - ProShares Short S&P500
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
ABBV / AbbVie Inc.
COST / Costco Wholesale Corporation
FSK / FS KKR Capital Corp.
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
CNC / Centene Corporation
ET / Energy Transfer LP - Limited Partnership
MRK / Merck & Co., Inc.
NFLX / Netflix, Inc.
ARCT / Arcturus Therapeutics Holdings Inc.
RIGS / ALPS ETF Trust - RiverFront Strategic Income Fund
/ TD AmeriTrade Holding Corp.
CHI / Calamos Convertible Opportunities and Income Fund
FIDU / Fidelity Covington Trust - Fidelity MSCI Industrials Index ETF
JXI / iShares Trust - iShares Global Utilities ETF
US73640QAB14 / PRA Group, Inc. - Convertible Bond 3%
ATVI / Activision Blizzard Inc
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
UHS / Universal Health Services, Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
IQDY / FlexShares Trust - FlexShares International Quality Dividend Dynamic Index Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
IQ / iQIYI, Inc. - Depositary Receipt (Common Stock)
JHMU / John Hancock Exchange-Traded Fund Trust - John Hancock Dynamic Municipal Bond ETF
TWLO / Twilio Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
DAL / Delta Air Lines, Inc.
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
EVV / Eaton Vance Limited Duration Income Fund
ICLN / iShares Trust - iShares Global Clean Energy ETF
US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15
WTRG / Essential Utilities, Inc.
LAZ / Lazard, Inc.
LULU / lululemon athletica inc.
JE / Just Energy Group Inc
AVYA / Avaya Holdings Corp.
UBER / Uber Technologies, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
TXMD / TherapeuticsMD, Inc.
ZM / Zoom Communications Inc.
GOOG / Alphabet Inc.
DIS / The Walt Disney Company
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
VTIAX / Vanguard Star Funds - Vanguard Total International Stock Index Fund Admiral
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
MA / Mastercard Incorporated
BA / The Boeing Company
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
PG / The Procter & Gamble Company
STZ / Constellation Brands, Inc.
LLY / Eli Lilly and Company
AFIN / American Fin Tr Inc - Class A
PYPL / PayPal Holdings, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
OKE / ONEOK, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
ONEY / SPDR Series Trust - SPDR Russell 1000 Yield Focus ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
V / Visa Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
GLD / SPDR Gold Trust
GOOGL / Alphabet Inc.
AMGN / Amgen Inc.
AVGO / Broadcom Inc.
PFE / Pfizer Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
PAYC / Paycom Software, Inc.
JNJ / Johnson & Johnson
LMT / Lockheed Martin Corporation
AXP / American Express Company
NKE / NIKE, Inc.
ZTS / Zoetis Inc.
BAC / Bank of America Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
VZ / Verizon Communications Inc.
GNL / Global Net Lease, Inc.
T / AT&T Inc.
T / AT&T Inc. Call