Market Value346,959,000
Total Holdings165
File Date2021-05-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ANTM / Anthem Inc
ASND / Ascendis Pharma A/S - Depositary Receipt (Common Stock)
NUW / Nuveen AMT-Free Municipal Value Fund
ONEM / 1life Healthcare Inc
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
26433F207 / Duff & Phelps Select MLP and M Common Stock
SZC / Cushing NextGen Infrastructure Income Fund
SOLY / Soliton Inc
FAX / Abrdn Asia-Pacific Income Fund Inc
PDX / PIMCO Dynamic Income Strategy Fund
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
RMPLX / RiverNorth Marketplace Lending Corp
VSTM / Verastem, Inc.
US92913C1062 / Voya Natural Resources Equity Income Fnd
DHY / Credit Suisse High Yield Credit Fund
JSD / Nuveen Short Duration Credit Opportunities Fund
VTN / Invesco Trust for Investment Grade New York Municipals
SRV / NXG Cushing Midstream Energy Fund
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
BMEZ / BlackRock Health Sciences Term Trust
JGH / Nuveen Global High Income Fund
IGR / CBRE Global Real Estate Income Fund
AEF / abrdn Emerging Markets ex-China Fund, Inc.
KIO / KKR Income Opportunities Fund
JCRAX / Financial Investors Trust - ALPS/CoreCommodity Mgmnt CompleteCommodities Strategy Fd - Investor Cl
MA / Mastercard Incorporated
CAF / Morgan Stanley China A Share Fund, Inc.
USB / U.S. Bancorp
AIF / Apollo Tactical Income Fund Inc.
BSL / Blackstone Senior Floating Rate 2027 Term Fund
GAM / General American Investors Company, Inc.
ADX / Adams Diversified Equity Fund, Inc.
MMM / 3M Company
WVE / Wave Life Sciences Ltd.
GLQ / Clough Global Equity Fund
CUBA / The Herzfeld Caribbean Basin Fund Inc.
IGA / Voya Global Advantage and Premium Opportunity Fund
KALA / KALA BIO, Inc.
SIEN / Sientra, Inc.
ARVN / Arvinas, Inc.
LRCX / Lam Research Corporation
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
NBO / Neuberger Berman New York Municipal Fund Inc
AFT / Apollo Senior Floating Rate Fund Inc.
GHG / GreenTree Hospitality Group Ltd. - Depositary Receipt (Common Stock)
TTP / Tortoise Pipeline & Energy Fund, Inc.
MGU / Macquarie Global Infrastructure Total Return Fund Inc
KSM / DWS Strategic Municipal Income Trust
JLS / Nuveen Mortgage and Income Fund
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
TEI / Templeton Emerging Markets Income Fund
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
SMM / Salient Midstream & MLP Fund
SLDB / Solid Biosciences Inc.
RVT / Royce Small-Cap Trust, Inc.
JDD / Nuveen Diversified Dividend and Income Fund
NBW / Neuberger Berman California Municipal Fund Inc
CPZ / Calamos Long/Short Equity & Dynamic Income Term Trust
BFZ / BlackRock California Municipal Income Trust
AMRK / A-Mark Precious Metals, Inc.
GHY / PGIM Global High Yield Fund, Inc
HQH / Abrdn Healthcare Investors
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
GDL / The GDL Fund
RMT / Royce Micro-Cap Trust, Inc.
GDV / The Gabelli Dividend & Income Trust
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
IVH / Delaware Ivy High Income Opportunities Fund
FINS / Angel Oak Financial Strategies Income Term Trust
PGZ / Principal Real Estate Income Fund
HIE / Miller/Howard High Income Equity Fund
ORBC / Orbcomm Inc
MYJ / BlackRock MuniYield New Jersey Fund Inc
JQC / Nuveen Credit Strategies Income Fund
FDEU / First Trust Dynamic Europe Equity Income Fund
VMM / Delaware Investments Minnesota Municipal Income Fund II Inc
ASGI / Abrdn Global Infrastructure Income Fund
DYFN / Angel Oak Dynamic Financial Strategies Income Term Trust
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
IRL / New Ireland Fund Inc
GER / GE Capital Global Holdings, LLC - Preferred Security
NUO / Nuveen Ohio Quality Municipal Income Fund
NDP / Tortoise Energy Independence Fund, Inc.
US32010E1001 / First Eagle Senior Loan Fund
SBIO / ALPS ETF Trust - ALPS Medical Breakthroughs ETF
HUM / Humana Inc.
ORTX / Orchard Therapeutics plc - Depositary Receipt (Common Stock)
NCZ / Virtus Convertible & Income Fund II
NXJ / Nuveen New Jersey Quality Municipal Income Fund
HFRO / Highland Funds I - Highland Opportunities and Income Fund
AAPL / Apple Inc.
BGB / Blackstone Strategic Credit 2027 Term Fund
MED / Medifast, Inc.
NKE / NIKE, Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
UNH / UnitedHealth Group Incorporated
BIF / Boulder Growth & Income Fund Inc
SWAV / Shockwave Medical, Inc.
NG / NovaGold Resources Inc.
GRX / The Gabelli Healthcare & Wellness Trust
WMT / Walmart Inc.
NOC / Northrop Grumman Corporation
RMRM / RMR Mortgage Trust
TEAF / Ecofin Sustainable and Social Impact Term Fund
FIF / First Trust Energy Infrastructure Fund
LMT / Lockheed Martin Corporation
HQL / Abrdn Life Sciences Investors
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
VPV / Invesco Pennsylvania Value Municipal Income Trust
UUUU / Energy Fuels Inc.
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
57772K101 / Maxim Integrated Products Inc.
SWZ / Total Return Securities, Inc.
SQ / Block, Inc.
TGT / Target Corporation
FTHY / First Trust High Yield Opportunities 2027 Term Fund
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
BGH / Barings Global Short Duration High Yield Fund
JPM / JPMorgan Chase & Co.
RNG / RingCentral, Inc.
PYPL / PayPal Holdings, Inc.
JRO / Nuveen Floating Rate Income Opportunity Fund
BCX / Blackrock Resources & Commodities Strategy Trust
FEI / First Trust MLP and Energy Income Fund
MFD / Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
JRI / Nuveen Real Asset Income and Growth Fund
/ Nuveen New Jersey Municipal Value Fund
AIO / Virtus Artificial Intelligence & Technology Opportunities Fund
VTA / Invesco Dynamic Credit Opportunities Fund
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
IDE / Voya Infrastructure, Industrials and Materials Fund
ISRG / Intuitive Surgical, Inc.
JFR / Nuveen Floating Rate Income Fund
SBUX / Starbucks Corporation
LPTH / LightPath Technologies, Inc.
CEV / Eaton Vance California Municipal Income Trust
ASA / ASA Gold and Precious Metals Limited
DIS / The Walt Disney Company
ITW / Illinois Tool Works Inc.
INTC / Intel Corporation
V / Visa Inc.
GD / General Dynamics Corporation
LOW / Lowe's Companies, Inc.
BSTZ / BlackRock Science and Technology Term Trust
IFN / The India Fund, Inc.
TWN / The Taiwan Fund, Inc.
COST / Costco Wholesale Corporation
CEE / The Central and Eastern Europe Fund, Inc.
AMZN / Amazon.com, Inc.
670979889 / Nuveen Michigan Quality Income
GOOGL / Alphabet Inc.
WIA / Western Asset Inflation-Linked Income Fund
IIF / Morgan Stanley India Investment Fund, Inc.
CVX / Chevron Corporation
TYG / Tortoise Energy Infrastructure Corporation
EMF / Templeton Emerging Markets Fund
MSFT / Microsoft Corporation
NHF / NexPoint Strategic Opportunities Fund
CHN / The China Fund, Inc.
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
GGZ / The Gabelli Global Small and Mid Cap Value Trust
JNJ / Johnson & Johnson
CCIF / Carlyle Credit Income Fund
GLO / Clough Global Opportunities Fund
JOF / Japan Smaller Capitalization Fund, Inc.
GRF / Eagle Capital Growth Fund, Inc.
NTG / Tortoise Midstream Energy Fund, Inc.
CET / Central Securities Corporation
JEQ / Abrdn Japan Equity Fund Inc
IWD / iShares Trust - iShares Russell 1000 Value ETF
HD / The Home Depot, Inc.
PG / The Procter & Gamble Company
HGLB / Highland Global Allocation Fund
HYB / The New America High Income Fund Inc.
BRK.B / Berkshire Hathaway Inc.
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.