Market Value229,396,000
Total Holdings249
File Date2016-10-31
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ALL / The Allstate Corporation
TGT / Target Corporation
KMB / Kimberly-Clark Corporation
PEP / PepsiCo, Inc.
AWH / Aspira Women's Health Inc.
WBA / Walgreens Boots Alliance, Inc.
GIS / General Mills, Inc.
PVCT / Provectus Biopharmaceuticals, Inc.
UQM / UQM Technologies, Inc.
CVM / CEL-SCI Corporation
SR / Spire Inc.
MET / MetLife, Inc.
BDSI / Biodelivery Sciences International
IMS / IMS Health Holdings, Inc.
ARRS / ARRIS International plc
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
PPL / Pembina Pipeline Corporation
NDM / Northern Dynasty Minerals Ltd.
ANDE / The Andersons, Inc.
KTOS / Kratos Defense & Security Solutions, Inc.
PMM / Putnam Managed Municipal Income Trust
BAC.PRL / Bank of America Corporation - Preferred Stock
USO / United States Oil Fund, LP - Limited Partnership
VMC / Vulcan Materials Company
QUIK / QuickLogic Corporation
IVE / iShares Trust - iShares S&P 500 Value ETF
SNAK / Inventure Foods, Inc.
FEYE / FireEye Inc
CMP / Compass Minerals International, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
WAIR / Wesco Aircraft Holdings Inc.
SH / ProShares Trust - ProShares Short S&P500
COTY / Coty Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
ORIT / Oritani Financial Corp.
CLX / The Clorox Company
IGR / CBRE Global Real Estate Income Fund
465685105 / ITC Holdings Corp.
AWR / American States Water Company
UCTT / Ultra Clean Holdings, Inc.
MOS / The Mosaic Company
WETF / Wisdomtree Investments Inc
WFC.PRL / Wells Fargo & Company - Preferred Stock
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
NOV / NOV Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
NHS / Neuberger Berman High Yield Strategies Fund Inc.
CTWS / Connecticut Water Service, Inc.
RAI / Reynolds American, Inc.
US2296691064 / Cubic Corporation
XCO / EXCO Resources, Inc.
OKS / ONEOK Partners, L.P.
AES.PRC / AES Trust III
SJI / South Jersey Industries Inc.
847560109 / Spectra Energy Corp.
US98212B1035 / WPX Energy, Inc.
MUSA / Murphy USA Inc.
VSR / Versar, Inc.
AGU / Agrium Inc.
VGM / Invesco Trust for Investment Grade Municipals
TYG / Tortoise Energy Infrastructure Corporation
VMI / Valmont Industries, Inc.
ARTNA / Artesian Resources Corporation
EEQ / Enbridge Energy Management LLC.
SJW / SJW Group
GWR / Genesee & Wyoming, Inc.
DEA / Easterly Government Properties, Inc.
AVNS / Avanos Medical, Inc.
KERX / Keryx Biopharmaceuticals, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
CSFL / Centerstate Banks, Inc.
GEL / Genesis Energy, L.P. - Limited Partnership
WPZ / Access Midstream Partners, L.P
MQY / BlackRock MuniYield Quality Fund, Inc.
MYI / BlackRock MuniYield Quality Fund III, Inc.
SNN / Smith & Nephew plc - Depositary Receipt (Common Stock)
JPC / Nuveen Preferred & Income Opportunities Fund
DNOW / DNOW Inc.
MIL / MFC Industrial Ltd.
OFG / OFG Bancorp
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
CBI / Chicago Bridge & Iron Co., N.V.
EXAS / Exact Sciences Corporation
UFS / Domtar Corporation
AZO / AutoZone, Inc.
WELL / Welltower Inc.
TRIP / Tripadvisor, Inc.
QQQ / Invesco QQQ Trust, Series 1
JPS / Nuveen Preferred & Income Securities Fund
SHLM / Schulman (A.), Inc.
INB / Cohen & Steers Global Income Builder, Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
BBBY / Bed Bath & Beyond, Inc.
NBSE / NeuBase Therapeutics, Inc.
SKT / Tanger Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
WG / Willbros Group, Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
CPK / Chesapeake Utilities Corporation
RPM / RPM International Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
CORE / Core-Mark Hldg Co Inc
XPLR / Xplore Technologies Corp.
PAG / Penske Automotive Group, Inc.
TA / TravelCenters of America Inc
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
FTR / Frontier Communications Corp.
ERINQ / Erin Energy Corporation
JRJC / China Finance Online Co. Ltd. - ADR
CPN / Calpine Corp.
GIG / GigCapital7 Corp.
TEUM / Pareteum Corp
US09253Y1001 / Blackrock MuniEnhanced Fund Inc.
FSLR / First Solar, Inc.
TDS / Telephone and Data Systems, Inc.
SHW / The Sherwin-Williams Company
SPLS / Staples, Inc.
MRLN / Marlin Business Services Corp
FEN / First Trust Energy Income and Growth Fund
US1182301010 / Buckeye Partners, L.P.
SBUX / Starbucks Corporation
MDXG / MiMedx Group, Inc.
MARK / Remark Holdings, Inc.
DDD / 3D Systems Corporation
KMI.WS / Kinder Morgan, Inc. Warrants
SNI / Scripps Networks Interactive, Inc.
DAL / Delta Air Lines, Inc.
SPB / Spectrum Brands Holdings, Inc.
ITW / Illinois Tool Works Inc.
FMC / FMC Corporation
BA / The Boeing Company
COWN / Cowen Inc - Class A
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
POT / Potash Corp. of Saskatchewan, Inc.
CLNE / Clean Energy Fuels Corp.
MDP / Meredith Holdings Corp
PRGO / Perrigo Company plc
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
VLO / Valero Energy Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
MSEX / Middlesex Water Company
DGAS / Delta Natural Gas Co., Inc.
CMCSA / Comcast Corporation
MMP / Magellan Midstream Partners L.P.
XYZ / Block, Inc.
MNR / Mach Natural Resources LP
PAA / Plains All American Pipeline, L.P. - Limited Partnership
VHC / VirnetX Holding Corporation
AFL / Aflac Incorporated
UNP / Union Pacific Corporation
CAIAF / CA Immobilien Anlagen AG
MFA / MFA Financial, Inc.
DFS / Discover Financial Services
MPW / Medical Properties Trust, Inc.
HVT / Haverty Furniture Companies, Inc.
UMH / UMH Properties, Inc.
PGEN / Precigen, Inc.
JEF / Jefferies Financial Group Inc.
PRTS / CarParts.com, Inc.
ENBL / Enable Midstream Partners LP - Unit
SWK / Stanley Black & Decker, Inc.
PEG / Public Service Enterprise Group Incorporated
FE / FirstEnergy Corp.
KW / Kennedy-Wilson Holdings, Inc.
DUK / Duke Energy Corporation
TCOM / Trip.com Group Limited - Depositary Receipt (Common Stock)
TGA / Transglobe Energy Corp.
KR / The Kroger Co.
SHEL / Shell plc - Depositary Receipt (Common Stock)
ESRX / Express Scripts Holding Co.
UNM / Unum Group
WKHS / Workhorse Group Inc.
SRE / Sempra
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
CVS / CVS Health Corporation
JCI / Johnson Controls International plc
EIX / Edison International
IPI / Intrepid Potash, Inc.
DRI / Darden Restaurants, Inc.
CNP / CenterPoint Energy, Inc.
IBA / Industrias Bachoco, S.A.B. DE C.V. - ADR
NVS / Novartis AG - Depositary Receipt (Common Stock)
YUM / Yum! Brands, Inc.
ETN / Eaton Corporation plc
DCP / DCP Midstream LP - Unit
HOLX / Hologic, Inc.
BWA / BorgWarner Inc.
XRX / Xerox Holdings Corporation
CWT / California Water Service Group
IBM / International Business Machines Corporation
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
VLGEA / Village Super Market, Inc.
GDV / The Gabelli Dividend & Income Trust
EPD / Enterprise Products Partners L.P. - Limited Partnership
IDN / Intellicheck, Inc.
MDT / Medtronic plc
KSU / Kansas City Southern
SWIR / Sierra Wireless Inc
WILC / G. Willi-Food International Ltd.
F / Ford Motor Company
RMTI / Rockwell Medical, Inc.
AMT / American Tower Corporation
RGCO / RGC Resources, Inc.
GLW / Corning Incorporated
KO / The Coca-Cola Company
KHC / The Kraft Heinz Company
GNSS / Genasys Inc.
HD / The Home Depot, Inc.
PHYS / Sprott Physical Gold Trust
DEO / Diageo plc - Depositary Receipt (Common Stock)
EVG / Eaton Vance Short Duration Diversified Income Fund
VZ / Verizon Communications Inc.
T / AT&T Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
CSCO / Cisco Systems, Inc.
BMY / Bristol-Myers Squibb Company
XOM / Exxon Mobil Corporation
SO / The Southern Company
WMT / Walmart Inc.
MRK / Merck & Co., Inc.
GILD / Gilead Sciences, Inc.
GE / General Electric Company
LCNB / LCNB Corp.
SANW / S&W Seed Company
JNJ / Johnson & Johnson
KMI / Kinder Morgan, Inc.
CRWS / Crown Crafts, Inc.
BRK.B / Berkshire Hathaway Inc.
PAGP / Plains GP Holdings, L.P. - Limited Partnership
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
CSX / CSX Corporation
MO / Altria Group, Inc.
FI / Fiserv, Inc.
AWK / American Water Works Company, Inc.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
HBAN / Huntington Bancshares Incorporated
ILMN / Illumina, Inc.
PFE / Pfizer Inc.
CVX / Chevron Corporation
NXPI / NXP Semiconductors N.V.
LMT / Lockheed Martin Corporation
AXDX / Accelerate Diagnostics, Inc.
INTC / Intel Corporation
ENZ / Enzo Biochem, Inc.
GALT / Galectin Therapeutics Inc.
CFBK / CF Bankshares Inc.
MNTX / Manitex International, Inc.
AEE / Ameren Corporation
NWL / Newell Brands Inc.
BAC / Bank of America Corporation
IYW / iShares Trust - iShares U.S. Technology ETF
HWKN / Hawkins, Inc.
BTZ / BlackRock Credit Allocation Income Trust
LFCR / Lifecore Biomedical, Inc.
LRCX / Lam Research Corporation
DIA / SPDR Dow Jones Industrial Average ETF Trust
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
SPY / SPDR S&P 500 ETF
PM / Philip Morris International Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
ODP / The ODP Corporation
KEY / KeyCorp
DNP / DNP Select Income Fund Inc.
WTRG / Essential Utilities, Inc.
BLRX / BioLineRx Ltd. - Depositary Receipt (Common Stock)
LEG / Leggett & Platt, Incorporated
SBFG / SB Financial Group, Inc.
JPM / JPMorgan Chase & Co.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
BRK.A / Berkshire Hathaway Inc.
META / Meta Platforms, Inc.
TPHS / Trinity Place Holdings Inc.
MCD / McDonald's Corporation
MSFT / Microsoft Corporation
AAPL / Apple Inc.