Market Value260,150,000
Total Holdings242
File Date2014-11-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
EVG / Eaton Vance Short Duration Diversified Income Fund
KMB / Kimberly-Clark Corporation
AWK / American Water Works Company, Inc.
GIG / GigCapital7 Corp.
OKE / ONEOK, Inc.
ITW / Illinois Tool Works Inc.
SR / Spire Inc.
WETF / Wisdomtree Investments Inc
BDSI / Biodelivery Sciences International
ESV / Ensco plc
SASOF / Sasol Limited
NXEO / Nexeo Solutions, Inc.
TLM /
PPL / Pembina Pipeline Corporation
LAYN / Layne Christensen Co.
LIQD / Liquid Holdings Group, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
GAS / AGL Resources Inc.
CMP / Compass Minerals International, Inc.
AWR / American States Water Company
CSFL / Centerstate Banks, Inc.
INB / Cohen & Steers Global Income Builder, Inc.
US1182301010 / Buckeye Partners, L.P.
WAIR / Wesco Aircraft Holdings Inc.
MQY / BlackRock MuniYield Quality Fund, Inc.
OGS / ONE Gas, Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
465685105 / ITC Holdings Corp.
KMI.WS / Kinder Morgan, Inc. Warrants
CAMAC ENERGY INC / (131745101)
441060100 / Hospira
CPN / Calpine Corp.
TWTR / Twitter Inc
STO / Statoil ASA
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
CCM / Concord Medical Services Holdings Limited - Depositary Receipt (Common Stock)
OCR /
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
AINV / Apollo Investment Corporation
RTK / Rentech, Inc.
US09253Y1001 / Blackrock MuniEnhanced Fund Inc.
61166W101 / Monsanto Co.
US2296691064 / Cubic Corporation
AUO / AU Optronics Corp.
PWX / Providence & Worcester Railroad Co.
ACFN / Acorn Energy, Inc.
QQQ / Invesco QQQ Trust, Series 1
XCO / EXCO Resources, Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
OKS / ONEOK Partners, L.P.
SNAK / Inventure Foods, Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
/ Total S.A.
SJI / South Jersey Industries Inc.
DGAS / Delta Natural Gas Co., Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
AES.PRC / AES Trust III
IDU / iShares Trust - iShares U.S. Utilities ETF
BWP / Boardwalk Pipeline Partners L.P
CNP / CenterPoint Energy, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
FRS / Frischs Restaurants Inc
PPL / PPL Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
FST / FAST Acquisition Corp - Class A
MIL / MFC Industrial Ltd.
US74733V1008 / QEP Resources, Inc.
RAI / Reynolds American, Inc.
JPS / Nuveen Preferred & Income Securities Fund
UCTT / Ultra Clean Holdings, Inc.
SEAS / United Parks & Resorts Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
PMM / Putnam Managed Municipal Income Trust
GWR / Genesee & Wyoming, Inc.
YORW / The York Water Company
LNCO / Linn Co, LLC
CCU / Compañía Cervecerías Unidas S.A. - Depositary Receipt (Common Stock)
847560109 / Spectra Energy Corp.
TE / T1 Energy Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
SPLS / Staples, Inc.
GEL / Genesis Energy, L.P. - Limited Partnership
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
DNOW / DNOW Inc.
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
CTWS / Connecticut Water Service, Inc.
EFC / Ellington Financial Inc.
WGL / WGL Holdings, Inc.
GIM / Templeton Global Income Fund
SXL / Sunoco Logistics Partners L.P.
KMP /
748356102 / Questar Corp.
HIO / Western Asset High Income Opportunity Fund Inc.
MYI / BlackRock MuniYield Quality Fund III, Inc.
LOCMQ / Local Corp
PIKE / Pike Corp
PSXP / Phillips 66 Partners LP - Units
PSXP / Phillips 66 Partners LP - Units
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
LNN / Lindsay Corporation
FEN / First Trust Energy Income and Growth Fund
SWZ / Total Return Securities, Inc.
UPLMQ / Ultra Petroleum Corp.
HYT / BlackRock Corporate High Yield Fund, Inc.
POM / PEPCO Holdings, Inc.
MUSA / Murphy USA Inc.
670984103 / Nuveen Municipal Opportunity Fund, Inc.
JW.A / John Wiley & Sons Inc. - Class A
CGRN / Capstone Green Energy Corp.
VGM / Invesco Trust for Investment Grade Municipals
AVA / Avista Corporation
NES / Nuverra Environmental Solutions Inc
TYG / Tortoise Energy Infrastructure Corporation
HRI / Herc Holdings Inc.
WLL / Whiting Petroleum Corp (New)
SU / Suncor Energy Inc.
ARTNA / Artesian Resources Corporation
INVE / Identiv, Inc.
Y / Alleghany Corp.
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
EBRYY / Centrais Electricas Brazil
EEQ / Enbridge Energy Management LLC.
DTV / DTE Energy Company
SJW / SJW Group
ALE / ALLETE, Inc.
TC / Token Cat Limited - Depositary Receipt (Common Stock)
VIV / Telefônica Brasil S.A. - Depositary Receipt (Common Stock)
PCH / PotlatchDeltic Corporation
CST / CST Brands, Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
RJET / Republic Airways Holdings, Inc.
RYAM / Rayonier Advanced Materials Inc.
VSR / Versar, Inc.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
NJR / New Jersey Resources Corporation
GOGO / Gogo Inc.
CPK / Chesapeake Utilities Corporation
ACMP /
MPOYQ / Midstates Petroleum Company, Inc.
MDXG / MiMedx Group, Inc.
WMT / Walmart Inc.
NFX / Newfield Exploration Company
TAP / Molson Coors Beverage Company
NBR / Nabors Industries Ltd.
POR / Portland General Electric Company
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
US98212B1035 / WPX Energy, Inc.
VMI / Valmont Industries, Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
GDV / The Gabelli Dividend & Income Trust
RVT / Royce Small-Cap Trust, Inc.
LMT / Lockheed Martin Corporation
FI / Fiserv, Inc.
MO / Altria Group, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
BRK.B / Berkshire Hathaway Inc.
BMY / Bristol-Myers Squibb Company
JNJ / Johnson & Johnson
RYN / Rayonier Inc.
ABC / Amerisource Bergen Corp.
FMC / FMC Corporation
T / AT&T Inc.
COWN / Cowen Inc - Class A
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
AGU / Agrium Inc.
POT / Potash Corp. of Saskatchewan, Inc.
UGI / UGI Corporation
CSX / CSX Corporation
MDP / Meredith Holdings Corp
GEF.B / Greif, Inc.
KMI / Kinder Morgan, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
DE / Deere & Company
/ Weight Watchers International, Inc.
MMP / Magellan Midstream Partners L.P.
MOS / The Mosaic Company
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
MNR / Mach Natural Resources LP
PAA / Plains All American Pipeline, L.P. - Limited Partnership
IVW / iShares Trust - iShares S&P 500 Growth ETF
DUK / Duke Energy Corporation
PCG / PG&E Corporation
MSEX / Middlesex Water Company
CAIAF / CA Immobilien Anlagen AG
DFS / Discover Financial Services
TAC / TransAlta Corporation
MPW / Medical Properties Trust, Inc.
GM / General Motors Company
CNHI / CNH Industrial N.V.
HVT / Haverty Furniture Companies, Inc.
UMH / UMH Properties, Inc.
TDS / Telephone and Data Systems, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
LO /
LNT / Alliant Energy Corporation
JEF / Jefferies Financial Group Inc.
BA / The Boeing Company
CVS / CVS Health Corporation
QCCO / QC Holdings, Inc.
FE / FirstEnergy Corp.
SSKN / STRATA Skin Sciences, Inc.
TCOM / Trip.com Group Limited - Depositary Receipt (Common Stock)
TGA / Transglobe Energy Corp.
NOV / NOV Inc.
YUM / Yum! Brands, Inc.
KR / The Kroger Co.
ESRX / Express Scripts Holding Co.
UNM / Unum Group
ENBL / Enable Midstream Partners LP - Unit
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
EGN / Energen Corp.
DCP / DCP Midstream LP - Unit
ETN / Eaton Corporation plc
AAPL / Apple Inc.
PEAK / Healthpeak Properties, Inc.
CWT / California Water Service Group
DAL / Delta Air Lines, Inc.
CE / Celanese Corporation
LMNR / Limoneira Company
XYL / Xylem Inc.
MDT / Medtronic plc
INTC / Intel Corporation
KSU / Kansas City Southern
MFA / MFA Financial, Inc.
WILC / G. Willi-Food International Ltd.
LEG / Leggett & Platt, Incorporated
DNP / DNP Select Income Fund Inc.
PFE / Pfizer Inc.
PBI / Pitney Bowes Inc.
VLGEA / Village Super Market, Inc.
PEP / PepsiCo, Inc.
NSC / Norfolk Southern Corporation
KMI / Kinder Morgan, Inc.
VZ / Verizon Communications Inc.
MCD / McDonald's Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
SBFG / SB Financial Group, Inc.
DVN / Devon Energy Corporation
CFBK / CF Bankshares Inc.
BG / Bunge Global SA
CRWS / Crown Crafts, Inc.
IPI / Intrepid Potash, Inc.
GE / General Electric Company
BFB / Brown-Forman Corp. - Class B
PSEC / Prospect Capital Corporation
BRK.A / Berkshire Hathaway Inc.
FCX / Freeport-McMoRan Inc.
MRK / Merck & Co., Inc.
PG / The Procter & Gamble Company
KO / The Coca-Cola Company
WMB / The Williams Companies, Inc.
HBAN / Huntington Bancshares Incorporated
PM / Philip Morris International Inc.
IBA / Industrias Bachoco, S.A.B. DE C.V. - ADR
AEE / Ameren Corporation
WIA / Western Asset Inflation-Linked Income Fund
TMO / Thermo Fisher Scientific Inc.
CSCO / Cisco Systems, Inc.
RGCO / RGC Resources, Inc.
BTZ / BlackRock Credit Allocation Income Trust
HWKN / Hawkins, Inc.
NFG / National Fuel Gas Company
IBM / International Business Machines Corporation
LFCR / Lifecore Biomedical, Inc.
WTRG / Essential Utilities, Inc.
LCNB / LCNB Corp.
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
JPM / JPMorgan Chase & Co.
SPY / SPDR S&P 500 ETF
XOM / Exxon Mobil Corporation
COP / ConocoPhillips
CVX / Chevron Corporation
META / Meta Platforms, Inc.
MSFT / Microsoft Corporation