Market Value256,211,000
Total Holdings285
File Date2013-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AMLP / ALPS ETF Trust - Alerian MLP ETF
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
AXAS / Abraxas Petroleum Corp.
ACCELRYS INC / Stock (00430U103)
ARAY / Accuray Incorporated
BIRT / Actuate Corp
AAV / Advantage Energy Ltd.
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
ALU / Alcatel Lucent
ALE / ALLETE, Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
ANRZQ / Alpha Natural Resources, Inc.
MO / Altria Group, Inc.
AMOV / America Movil S.A.B.DE C.V. - ADR - Class A
AEP / American Electric Power Company, Inc.
AEO / American Eagle Outfitters, Inc.
AXP / American Express Company
AIG / American International Group, Inc.
US0325111070 / Anadarko Petroleum Corp.
ADI / Analog Devices, Inc.
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
APOLLO GLOBAL MGMT LLC / Stock (037612306)
AAPL / Apple Inc.
AMAT / Applied Materials, Inc.
ASTX / Investment Managers Series Trust II - Tradr 2X Long ASTS Daily ETF
ADP / Automatic Data Processing, Inc.
AVY / Avery Dennison Corporation
BRT / BRT Apartments Corp.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BHI / Baker Hughes Inc.
BAC / Bank of America Corporation
BAC.PRL / Bank of America Corporation - Preferred Stock
BMO / Bank of Montreal
BBG / Bill Barrett Corp.
BAX / Baxter International Inc.
BLC / Belo Corp
BRK.B / Berkshire Hathaway Inc.
BMRN / BioMarin Pharmaceutical Inc.
BLACKROCK HIGH INCOME SHS / Pref Stock (09250E107)
BKCC / BlackRock Capital Investment Corporation
BWP / Boardwalk Pipeline Partners L.P
US09739C1027 / Boingo Wireless Inc
DVN / Devon Energy Corporation
DVN / Devon Energy Corporation
BMY / Bristol-Myers Squibb Company
BVSN / BroadVision, Inc.
BRCD / Brocade Communications Systems, Inc.
CBZ / CBIZ, Inc.
CVS / CVS Health Corporation
LSE / Leishen Energy Holding Co., Ltd.
CSE / Capitalsource Inc
CAH / Cardinal Health, Inc.
CAT / Caterpillar Inc.
CE / Celanese Corporation
CELG / Celgene Corp.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CVE / Cenovus Energy Inc.
CEVA / CEVA, Inc.
CLDT / Chatham Lodging Trust
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
CVX / Chevron Corporation
CHYR / Chyronhego Corp
CSCO / Cisco Systems, Inc.
C / Citigroup Inc. - Corporate Bond/Note
KO / The Coca-Cola Company
CL / Colgate-Palmolive Company
CLP / Colonial Properties Trust
CMCSA / Comcast Corporation
COP / ConocoPhillips
ED / Consolidated Edison, Inc.
GLW / Corning Incorporated
COST / Costco Wholesale Corporation
DCP / DCP Midstream LP - Unit
DTSI / DTS, Inc.
DE / Deere & Company
DMRC / Digimarc Corporation
DIS / The Walt Disney Company
D / Dominion Energy, Inc.
RRD / R.R. Donnelley & Sons Co.
DOW CHEM CO / Stock (260543103)
DOW / Dow Inc.
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
DUK / Duke Energy Corporation
DRRX / DURECT Corporation
EOG / EOG Resources, Inc.
US2692464017 / E*TRADE Financial, Inc.
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
EVV / Eaton Vance Limited Duration Income Fund
EBAY / eBay Inc.
ECL / Ecolab Inc.
ELN / Elan Corp. Plc
EMR / Emerson Electric Co.
ECA / EnCana Corp.
ECA / EnCana Corp.
EPD / Enterprise Products Partners L.P. - Limited Partnership
ENZ / Enzo Biochem, Inc.
EXAR / Exar Corp.
XLS / Exelis
XOM / Exxon Mobil Corporation
META / Meta Platforms, Inc.
FICO / Fair Isaac Corporation
FALC / FalconStor Software, Inc.
FAST / Fastenal Company
F / Ford Motor Company
FTNT / Fortinet, Inc.
FCX / Freeport-McMoRan Inc.
FTR / Frontier Communications Corp.
GTAT / GT Advanced Technologies Inc
GDV / The Gabelli Dividend & Income Trust
GPS / The Gap, Inc.
GE / General Electric Company
GIS / General Mills, Inc.
GILD / Gilead Sciences, Inc.
GCOM / Globecomm Systems Inc
GOOGL / Alphabet Inc.
PEAK / Healthpeak Properties, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
HKRS / Halcon Resources Corp.
HSTI / High Sierra Technologies, Inc.
HP / Helmerich & Payne, Inc.
HPQ / HP Inc.
ITT / ITT Inc.
IMUC / EOM Pharmaceuticals Holdings, Inc.
INTC / Intel Corporation
IBM / International Business Machines Corporation
ISIL / Intersil Corp.
ISHARES / Stock (464286699)
FXI / iShares Trust - iShares China Large-Cap ETF
MBB / iShares Trust - iShares MBS ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
JPM / JPMorgan Chase & Co.
JNJ / Johnson & Johnson
JNY / Jones Group Inc
JNPR / Juniper Networks, Inc.
KMB / Kimberly-Clark Corporation
KMP /
KRFT /
SCD / LMP Capital and Income Fund Inc.
LSI / Life Storage Inc - Registered Shares
LLL / JX Luxventure Limited
LH / Labcorp Holdings Inc.
LF / Leapfrog Enterprises Inc
LGCY / Legacy Education Inc.
LEN / Lennar Corporation
LIFE TECHNOLOGIES CORP / Stock (53217V109)
LLY / Eli Lilly and Company
LIOX / Lionbridge Technologies, Inc.
LMT / Lockheed Martin Corporation
LOW / Lowe's Companies, Inc.
US55027E1029 / Luminex Corporation
MAIDENFORM BRANDS INC / Stock (560305104)
MAKO / Mako Surgical Corp.
MKL / Markel Group Inc.
MARKET VECTORS ETF TR / Stock (57060U100)
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
MCD / McDonald's Corporation
MRK / Merck & Co., Inc.
MET / MetLife, Inc.
MSFT / Microsoft Corporation
MSPD / Mindspeed Technologies, Inc
MOLX / Molex Inc
MDLZ / Mondelez International, Inc.
MOS / The Mosaic Company
US62914B1008 / NIC Inc.
NVEC / NVE Corporation
NRCIA / National Research Corp.
NATIONAL TECHNICAL SYS INC / Stock (638104109)
NEOG / Neogen Corporation
NFX / Newfield Exploration Company
NFX / Newfield Exploration Company
NEM / Newmont Corporation
NSC / Norfolk Southern Corporation
NOG / Northern Oil and Gas, Inc.
NOC / Northrop Grumman Corporation
NRF / NorthStar Realty Finance Corp.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
NVE / Nv Energy, Inc.
OXY / Occidental Petroleum Corporation
OFFICIAL PMTS HLDGS INC / Stock (67623R106)
ONVI / Onvia, Inc.
ONXX / Onyx Pharmaceuticals Inc
ORCL / Oracle Corporation
PDFS / PDF Solutions, Inc.
PPG / PPG Industries, Inc.
PFYA / PRGX Global Inc
PTC / PTC Inc.
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
PRKR / ParkerVision, Inc.
PAYX / Paychex, Inc.
PVA / Penn Virginia Corporation
PEP / PepsiCo, Inc.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
PQ / Petroquest Energy, Inc.
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POT / Potash Corp. of Saskatchewan, Inc.
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
PG / The Procter & Gamble Company
UKF / ProShares Ultra Russell1000 Growth
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
QCOM / QUALCOMM Incorporated
QUIK / QuickLogic Corporation
KWK /
REGN / Regeneron Pharmaceuticals, Inc.
REIS / Reis, Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RUE / Rue21, Inc.
SHFL / Shfl Entertainment Inc.
GLD / SPDR Gold Trust
SKS / Saks Inc
SD / SandRidge Energy, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
SVNTQ / Savient Pharmaceuticals Inc
SLB / Schlumberger Limited
GSK / GSK plc - Depositary Receipt (Common Stock)
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SELECTICA INC / Stock (816288203)
SRE / Sempra
SNMX / Senomyx, Inc.
SIRI / Sirius XM Holdings Inc.
SMSI / Smith Micro Software, Inc.
SONS / Sonus Networks, Inc.
FIRE / Sourcefire Inc
847560109 / Spectra Energy Corp.
SPLP / Steel Partners Holdings L.P. - Limited Partnership
859319303 / Sterling Financial Corp
STRS / Stratus Properties Inc.
SU / Suncor Energy Inc.
SFY / Tidal Trust I - SoFi Select 500 ETF
NLOK / NortonLifeLock Inc
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
SYY / Sysco Corporation
OXSQ / Oxford Square Capital Corp.
NGLS / Targa Resources Partners LP
TGT / Target Corporation
TEN / Tsakos Energy Navigation Limited
TSLA / Tesla, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TXN / Texas Instruments Incorporated
DDD / 3D Systems Corporation
TACT / TransAct Technologies Incorporated
TRV / The Travelers Companies, Inc.
TPLM / Triangle Petroleum Corp.
USB / U.S. Bancorp
UL / Unilever PLC - Depositary Receipt (Common Stock)
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
RTX / RTX Corporation
UNH / UnitedHealth Group Incorporated
BHC / Bausch Health Companies Inc.
VHS / Vanguard Health Systems Inc
VZ / Verizon Communications Inc.
VIRGINIA COMM BANCORP INC / Stock (92778Q109)
VIROPHARMA INC / Stock (928241108)
651824104 / Newport Corporation
VODPF / Vodafone Group Public Limited Company
WMS / Advanced Drainage Systems, Inc.
WMT / Walmart Inc.
WAG /
WM / Waste Management, Inc.
WFC / Wells Fargo & Company
WY / Weyerhaeuser Company
WMB / The Williams Companies, Inc.
CWEI / Williams (CLAYTON) Energy, Inc.
Y / Alleghany Corp.
WEC / WEC Energy Group, Inc.
XIN / Xinyuan Real Estate Co., Ltd. - Depositary Receipt (Common Stock)
XYL / Xylem Inc.
AABA / Altaba Inc
ZAZA / ZaZa Energy Corporation
AON / Aon plc
EXXI / Energy XXI Ltd.
BG / Bunge Global SA
COV /
MNKKQ / Mallinckrodt Plc
IR / Ingersoll Rand Inc.
LBTYK / Liberty Global Ltd.
WCRX / Warner Chilcott plc
00B65Z9D7 / Noble Corporation plc
RIG / Transocean Ltd.
LYB / LyondellBasell Industries N.V.
CMPR / Cimpress plc