Market Value120,696,000
Total Holdings119
File Date2022-11-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
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Current
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XBI / SPDR Series Trust - SPDR S&P Biotech ETF
AG / First Majestic Silver Corp.
VLTA / Volta Inc - Class A
VUG / Vanguard Index Funds - Vanguard Growth ETF
AVNS / Avanos Medical, Inc.
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
ABT / Abbott Laboratories
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
GOOGL / Alphabet Inc.
VMO / Invesco Municipal Opportunity Trust
CVX / Chevron Corporation
VZ / Verizon Communications Inc.
URA / Global X Funds - Global X Uranium ETF
ERC / Allspring Multi-Sector Income Fund
JQC / Nuveen Credit Strategies Income Fund
CLM / Cornerstone Strategic Investment Fund, Inc.
PG / The Procter & Gamble Company
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
SIRI / Sirius XM Holdings Inc.
HIO / Western Asset High Income Opportunity Fund Inc.
MCD / McDonald's Corporation
FTF / Franklin Limited Duration Income Trust
JNJ / Johnson & Johnson
PPT / Putnam Premier Income Trust
SWIR / Sierra Wireless Inc
AESR / Two Roads Shared Trust - Anfield U.S. Equity Sector Rotation ETF
KO / The Coca-Cola Company
VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF
NUSI / NEOS ETF Trust - NEOS Nasdaq-100 Hedged Equity Income ETF
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
SBLK / Star Bulk Carriers Corp.
ABNB / Airbnb, Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
AAL / American Airlines Group Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
BMRN / BioMarin Pharmaceutical Inc.
ZTS / Zoetis Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SJM / The J. M. Smucker Company
VFC / V.F. Corporation
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
ALC / Alcon Inc.
ALL / The Allstate Corporation
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
OZK / Bank OZK
AMLP / ALPS ETF Trust - Alerian MLP ETF
PACW / Pacwest Bancorp
VRT / Vertiv Holdings Co
ARKF / ARK ETF Trust - ARK Fintech Innovation ETF
AXP / American Express Company
AEM / Agnico Eagle Mines Limited
AKUS / Akouos Inc
CTT / CatchMark Timber Trust Inc - Class A
IXC / iShares Trust - iShares Global Energy ETF
BA / The Boeing Company
FAN / First Trust Exchange-Traded Fund II - First Trust Global Wind Energy ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
FLLV / Franklin U.S. Core Dividend Tilt Index ETF - Franklin U.S. Low Volatility ETF
HFXI / New York Life Investments ETF Trust - NYLI FTSE International Equity Currency Neutral ETF
GOF / Guggenheim Strategic Opportunities Fund
BTZ / BlackRock Credit Allocation Income Trust
DALT / Two Roads Shared Trust - Anfield Diversified Alternatives ETF
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
ISRG / Intuitive Surgical, Inc.
BIG / Big Lots, Inc.
RTX / RTX Corporation
ZIM / ZIM Integrated Shipping Services Ltd.
NIE / Virtus Equity & Convertible Income Fund
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
WWE / World Wrestling Entertainment, Inc. - Class A
ARCO / Arcos Dorados Holdings Inc.
XLC / The Select Sector SPDR Trust - The Communication Services Select Sector SPDR Fund
CREE / Cree, Inc.
NEPT / Neptune Wellness Solutions Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
BDX / Becton, Dickinson and Company
HAIN / The Hain Celestial Group, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
CCXI / ChemoCentryx Inc
ARKK / ARK ETF Trust - ARK Innovation ETF
VBIV / VBI Vaccines Inc.
ITM / VanEck ETF Trust - VanEck Intermediate Muni ETF
ALB / Albemarle Corporation
AVK / Advent Convertible and Income Fund
TIPX / SPDR Series Trust - SPDR Bloomberg 1-10 Year TIPS ETF
AFIF / Two Roads Shared Trust - Anfield Universal Fixed Income ETF
SIX / Six Flags Entertainment Corporation
SNCR / Synchronoss Technologies, Inc.
ALK / Alaska Air Group, Inc.
AFT / Apollo Senior Floating Rate Fund Inc.
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
APD / Air Products and Chemicals, Inc.
ACB / Aurora Cannabis Inc.
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
AMAT / Applied Materials, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
UDR / UDR, Inc.
SCHW / The Charles Schwab Corporation
PMM / Putnam Managed Municipal Income Trust
CCI / Crown Castle Inc.
ADM / Archer-Daniels-Midland Company
APDN / Applied DNA Sciences, Inc.
BCEXF / BCE Inc. - Preferred Stock
BLDP / Ballard Power Systems Inc.
RJA / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
AMD / Advanced Micro Devices, Inc.
BKT / BlackRock Income Trust, Inc.
BK / The Bank of New York Mellon Corporation
LBRDA / Liberty Broadband Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ENPH / Enphase Energy, Inc.
ICE / Intercontinental Exchange, Inc.
MRK / Merck & Co., Inc.
SEDG / SolarEdge Technologies, Inc.
EXPI / eXp World Holdings, Inc.
C / Citigroup Inc. - Corporate Bond/Note
GOEV / Canoo Inc.
AVB / AvalonBay Communities, Inc.
WPM / Wheaton Precious Metals Corp.
APO / Apollo Global Management, Inc.
GDO / Western Asset Global Corporate Defined Opportunity Fund Inc.
AMGN / Amgen Inc.
FUV / Arcimoto, Inc.
WDS / Woodside Energy Group Ltd - Depositary Receipt (Common Stock)
NVTA / Invitae Corporation
CARR / Carrier Global Corporation
AMPE / Ampio Pharmaceuticals, Inc.
C.WSA / Citigroup, Inc.
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
MO / Altria Group, Inc.
WBA / Walgreens Boots Alliance, Inc.
BCI / abrdn ETFs - abrdn Bloomberg All Commodity Strategy K-1 Free ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
HLT / Hilton Worldwide Holdings Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
SRE / Sempra
GALT / Galectin Therapeutics Inc.
ALRS / Alerus Financial Corporation
CRM / Salesforce, Inc.
CCL / Carnival Corporation & plc
AAPL / Apple Inc.
APTV / Aptiv PLC
SMP / Standard Motor Products, Inc.
BIT / BlackRock Multi-Sector Income Trust
GE / General Electric Company
AIG / American International Group, Inc.
AFL / Aflac Incorporated
BAC / Bank of America Corporation
EXPE / Expedia Group, Inc.
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
SWBI / Smith & Wesson Brands, Inc.
NCLH / Norwegian Cruise Line Holdings Ltd.
NVDA / NVIDIA Corporation
XEL / Xcel Energy Inc.
ADP / Automatic Data Processing, Inc.
ARR / ARMOUR Residential REIT, Inc.
CL / Colgate-Palmolive Company
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
AWK / American Water Works Company, Inc.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
BSM / Black Stone Minerals, L.P. - Limited Partnership
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
ASMLF / ASML Holding N.V.
EDIT / Editas Medicine, Inc.
SLAB / Silicon Laboratories Inc.
GIS / General Mills, Inc.
NIO / NIO Inc. - Depositary Receipt (Common Stock)
ASM / Avino Silver & Gold Mines Ltd.
DOCU / DocuSign, Inc.
FTRI / First Trust Exchange-Traded Fund II - First Trust Indxx Global Natural Resources Income ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
BBY / Best Buy Co., Inc.
BALL / Ball Corporation
EXC / Exelon Corporation
NFLX / Netflix, Inc.
CAT / Caterpillar Inc.
ADCT / ADC Therapeutics SA
PGNY / Progyny, Inc.
EQT / EQT Corporation
AHH / Armada Hoffler Properties, Inc.
WYNN / Wynn Resorts, Limited
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
CRU.U / Crucible Acquisition Corporation Units, each consisting of one share of Class A common stock and one
ISD / PGIM High Yield Bond Fund, Inc.
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
RSPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Energy ETF
RCL / Royal Caribbean Cruises Ltd.
BAX / Baxter International Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
/ POLARITYTE INC
FAX / Abrdn Asia-Pacific Income Fund Inc
DSU / BlackRock Debt Strategies Fund, Inc.
AVA / Avista Corporation
AKRO / Akero Therapeutics, Inc.
AMT / American Tower Corporation
ABR / Arbor Realty Trust, Inc.
XYL / Xylem Inc.
NSC / Norfolk Southern Corporation
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
CLLS / Cellectis S.A. - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
GOOG / Alphabet Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
DIS / The Walt Disney Company
INSG / Inseego Corp.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
PHYS / Sprott Physical Gold Trust
UGA / United States Gasoline Fund, LP - Limited Partnership
ICSH / iShares U.S. ETF Trust - iShares Ultra Short Duration Bond Active ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
RSPN / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Industrials ETF
OUNZ / VanEck Merk Gold ETF
MSTR / Strategy Inc
CEF / Sprott Physical Gold and Silver Trust
GGN / GAMCO Global Gold, Natural Resources & Income Trust
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
HAP / VanEck ETF Trust - VanEck Natural Resources ETF
COST / Costco Wholesale Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
IWB / iShares Trust - iShares Russell 1000 ETF
T / AT&T Inc.
GNT / GAMCO Natural Resources, Gold & Income Trust
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
IDV / iShares Trust - iShares International Select Dividend ETF
PYPL / PayPal Holdings, Inc.
ABBV / AbbVie Inc.
PSI / Invesco Exchange-Traded Fund Trust - Invesco Semiconductors ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
ZM / Zoom Communications Inc.
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
AMZN / Amazon.com, Inc.
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
TFLO / iShares Trust - iShares Treasury Floating Rate Bond ETF
BRK.B / Berkshire Hathaway Inc.
BRK.A / Berkshire Hathaway Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
QQQ / Invesco QQQ Trust, Series 1
PSLV / Sprott Physical Silver Trust
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
IYG / iShares Trust - iShares U.S. Financial Services ETF
RSPT / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Technology ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
LII / Lennox International Inc.
SPY / SPDR S&P 500 ETF
TSLA / Tesla, Inc.
AIRR / First Trust Exchange-Traded Fund VI - First Trust RBA American Industrial Renaissance ETF
WMT / Walmart Inc.
CWST / Casella Waste Systems, Inc.
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
SLVP / iShares, Inc. - iShares MSCI Global Silver and Metals Miners ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
MSFT / Microsoft Corporation
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
AVUV / American Century ETF Trust - Avantis U.S. Small Cap Value ETF
SGDM / Sprott Funds Trust - Sprott Gold Miners ETF
ACTG / Acacia Research Corporation
TIP / iShares Trust - iShares TIPS Bond ETF