Market Value164,473,000
Total Holdings143
File Date2021-11-02
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
SQ / Block, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
XOM / Exxon Mobil Corporation
IWN / iShares Trust - iShares Russell 2000 Value ETF
GIS / General Mills, Inc.
NRGU / MicroSectors U.S. Big Oil 3× Leveraged ETNs due February 17, 2045
IWM / iShares Trust - iShares Russell 2000 ETF
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
PTE / PolarityTE Inc
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
ADFI / Two Roads Shared Trust - Anfield Dynamic Fixed Income ETF
AESR / Two Roads Shared Trust - Anfield U.S. Equity Sector Rotation ETF
QQQJ / Invesco Exchange-Traded Fund Trust II - Invesco NASDAQ Next Gen 100 ETF
ISD / PGIM High Yield Bond Fund, Inc.
MU / Micron Technology, Inc.
DIAL / Columbia Threadneedle Investments - Columbia Diversified Fixed Income Allocation ETF Fund
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
MVPS / Amplify ETF Trust - Amplify Thematic All-Stars ETF
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
GPM / Guggenheim Enhanced Equity Income Fund
RCL / Royal Caribbean Cruises Ltd.
DIS / The Walt Disney Company
VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
DOW / Dow Inc.
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
MA / Mastercard Incorporated
SBNY / Signature Bank
PSJ / Invesco Capital Management LLC - Invesco Dynamic Software ETF
RCS / PIMCO Strategic Income Fund, Inc.
MGM / MGM Resorts International
CSCO / Cisco Systems, Inc.
HFXI / New York Life Investments ETF Trust - NYLI FTSE International Equity Currency Neutral ETF
NUSI / NEOS ETF Trust - NEOS Nasdaq-100 Hedged Equity Income ETF
BA / The Boeing Company
NVTA / Invitae Corporation
WBA / Walgreens Boots Alliance, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
CCL / Carnival Corporation & plc
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
SLVO / ETRACS Silver Shares Covered Call ETNs due April 21, 2033
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
NSC / Norfolk Southern Corporation
RJA / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
SBUX / Starbucks Corporation
RSPN / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Industrials ETF
V / Visa Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
SPY / SPDR S&P 500 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
DALT / Two Roads Shared Trust - Anfield Diversified Alternatives ETF
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
ACTG / Acacia Research Corporation
MSTR / Strategy Inc
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
UGA / United States Gasoline Fund, LP - Limited Partnership
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
NCLH / Norwegian Cruise Line Holdings Ltd.
BAX / Baxter International Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
IDV / iShares Trust - iShares International Select Dividend ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
COIN / Coinbase Global, Inc.
TFLO / iShares Trust - iShares Treasury Floating Rate Bond ETF
CEF / Sprott Physical Gold and Silver Trust
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
TIP / iShares Trust - iShares TIPS Bond ETF
CWST / Casella Waste Systems, Inc.
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
INSG / Inseego Corp.
RTX / RTX Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
WMT / Walmart Inc.
T / AT&T Inc.
SNCR / Synchronoss Technologies, Inc.
ICSH / iShares U.S. ETF Trust - iShares Ultra Short Duration Bond Active ETF
IWB / iShares Trust - iShares Russell 1000 ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
ABBV / AbbVie Inc.
UAL / United Airlines Holdings, Inc.
LII / Lennox International Inc.
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
PG / The Procter & Gamble Company
CVX / Chevron Corporation
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
IYG / iShares Trust - iShares U.S. Financial Services ETF
HIO / Western Asset High Income Opportunity Fund Inc.
PSI / Invesco Exchange-Traded Fund Trust - Invesco Semiconductors ETF
JPM / JPMorgan Chase & Co.
CLM / Cornerstone Strategic Investment Fund, Inc.
AMZN / Amazon.com, Inc.
OUNZ / VanEck Merk Gold ETF
TSLA / Tesla, Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
JQC / Nuveen Credit Strategies Income Fund
DAL / Delta Air Lines, Inc.
MCD / McDonald's Corporation
VZ / Verizon Communications Inc.
VMO / Invesco Municipal Opportunity Trust
AAL / American Airlines Group Inc.
ERC / Allspring Multi-Sector Income Fund
FTF / Franklin Limited Duration Income Trust
SIX / Six Flags Entertainment Corporation
GOF / Guggenheim Strategic Opportunities Fund
JNJ / Johnson & Johnson
AFIF / Two Roads Shared Trust - Anfield Universal Fixed Income ETF
BRK.B / Berkshire Hathaway Inc.
PYPL / PayPal Holdings, Inc.
ABT / Abbott Laboratories
RSPT / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Technology ETF
MSFT / Microsoft Corporation
BRK.A / Berkshire Hathaway Inc.
AAPL / Apple Inc.
AIRR / First Trust Exchange-Traded Fund VI - First Trust RBA American Industrial Renaissance ETF
PHYS / Sprott Physical Gold Trust
QQQ / Invesco QQQ Trust, Series 1
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
GNT / GAMCO Natural Resources, Gold & Income Trust
PSLV / Sprott Physical Silver Trust