Market Value120,164,000
Total Holdings399
File Date2020-02-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
AG / First Majestic Silver Corp.
AVNS / Avanos Medical, Inc.
05208W108 / Auryn Resources Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
OMC / Omnicom Group Inc.
ORBC / Orbcomm Inc
OXY / Occidental Petroleum Corporation
PPL / PPL Corporation
RHP / Ryman Hospitality Properties, Inc.
RIBT / RiceBran Technologies
VMW / Vmware Inc. - Class A
ACN / Accenture plc
AJG / Arthur J. Gallagher & Co.
ALEC / Alector, Inc.
03765K104 / Aphria Inc.
AVGO / Broadcom Inc.
CCEP / Coca-Cola Europacific Partners PLC
CNP / CenterPoint Energy, Inc.
COP / ConocoPhillips
DUK / Duke Energy Corporation
DVY / iShares Trust - iShares Select Dividend ETF
EB / Eventbrite, Inc.
EDI / Virtus Stone Harbor Emerging Markets Total Income Fund
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
EMR / Emerson Electric Co.
ENB / Enbridge Inc.
EOS / Eaton Vance Enhanced Equity Income Fund II
EPD / Enterprise Products Partners L.P. - Limited Partnership
US2782651036 / Eaton Vance Corp.
EWM / iShares, Inc. - iShares MSCI Malaysia ETF
FCX / Freeport-McMoRan Inc.
FE / FirstEnergy Corp.
FFTY / Innovator ETFs Trust - Innovator IBD 50 ETF
FTR / Frontier Communications Corp.
FTHI / First Trust Exchange-Traded Fund VI - First Trust BuyWrite Income ETF
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
GILD / Gilead Sciences, Inc.
GLO / Clough Global Opportunities Fund
HAL / Halliburton Company
HD / The Home Depot, Inc.
IBM / International Business Machines Corporation
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IRDM / Iridium Communications Inc.
IPG / The Interpublic Group of Companies, Inc.
ITW / Illinois Tool Works Inc.
KMB / Kimberly-Clark Corporation
LITE / Lumentum Holdings Inc.
ESRT / Empire State Realty Trust, Inc.
LK / Luckin Coffee Inc.
LMT / Lockheed Martin Corporation
LVS / Las Vegas Sands Corp.
MDLZ / Mondelez International, Inc.
MET / MetLife, Inc.
MMC / Marsh & McLennan Companies, Inc.
MMM / 3M Company
MRAM / Everspin Technologies, Inc.
MSB / Mesabi Trust
MSM / MSC Industrial Direct Co., Inc.
MUI / BlackRock Municipal Income Fund, Inc.
NEWR / New Relic Inc
NGG / National Grid plc - Depositary Receipt (Common Stock)
NKE / NIKE, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
NTR / Nutrien Ltd.
NTRA / Natera, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
OHI / Omega Healthcare Investors, Inc.
O / Realty Income Corporation
PLXP / PLx Pharma Inc.
QCOM / QUALCOMM Incorporated
QTRX / Quanterix Corporation
US7800976893 / Royal Bank of Scotland Group Plc
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RF / Regions Financial Corporation
RPM / RPM International Inc.
RY / Royal Bank of Canada
SLV / iShares Silver Trust
SNY / Sanofi - Depositary Receipt (Common Stock)
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
SSNC / SS&C Technologies Holdings, Inc.
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
TGT / Target Corporation
TMUS / T-Mobile US, Inc.
WEN / The Wendy's Company
WMB / The Williams Companies, Inc.
US98212B1035 / WPX Energy, Inc.
WSO / Watsco, Inc.
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
YUM / Yum! Brands, Inc.
ZUO / Zuora, Inc.
ZYME / Zymeworks Inc.
UNP / Union Pacific Corporation
ERF / Enerplus Corporation
AMCR / Amcor plc
/ Benefytt Technologies Inc
PPL / Pembina Pipeline Corporation
SQ / Block, Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
/ BlackRock Municipal 2020 Term Trust
BMY / Bristol-Myers Squibb Company
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
BWA / BorgWarner Inc.
D / Dominion Energy, Inc.
KAR / OPENLANE, Inc.
KHC / The Kraft Heinz Company
KMI / Kinder Morgan, Inc.
LTHM / Livent Corporation
US59408Q1067 / Michaels Companies Inc. (The)
US23162T1025 / Cushing Energy Income Fund
SNAP / Snap Inc.
HFXI / New York Life Investments ETF Trust - NYLI FTSE International Equity Currency Neutral ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF
PYPL / PayPal Holdings, Inc.
CAT / Caterpillar Inc.
AAL / American Airlines Group Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
PSCT / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Information Technology ETF
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
EELV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Emerging Markets Low Volatility ETF
C / Citigroup Inc. - Corporate Bond/Note
OIH / VanEck ETF Trust - VanEck Oil Services ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
AEE / Ameren Corporation
AEP / American Electric Power Company, Inc.
AES / The AES Corporation
DK / Delek US Holdings, Inc.
DRI / Darden Restaurants, Inc.
DTIL / Precision BioSciences, Inc.
EMF / Templeton Emerging Markets Fund
ETR / Entergy Corporation
FANG / Diamondback Energy, Inc.
FAST / Fastenal Company
ETN / Eaton Corporation plc
FNF / Fidelity National Financial, Inc.
FRPT / Freshpet, Inc.
FSD / First Trust High Income Long/Short Fund
FTS / Fortis Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
GLQ / Clough Global Equity Fund
GLW / Corning Incorporated
GM / General Motors Company
GOSS / Gossamer Bio, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
GT / The Goodyear Tire & Rubber Company
HARP / Harpoon Therapeutics, Inc.
HBAN / Huntington Bancshares Incorporated
HBI / Hanesbrands Inc.
IRM / Iron Mountain Incorporated
MMP / Magellan Midstream Partners L.P.
MTN / Vail Resorts, Inc.
NOA / North American Construction Group Ltd.
PBCT / People`s United Financial Inc
US7018771029 / Parsley Energy, Inc.
PEP / PepsiCo, Inc.
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PNC / The PNC Financial Services Group, Inc.
QRVO / Qorvo, Inc.
RDS.B / Shell Plc - ADR
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
ROK / Rockwell Automation, Inc.
SBIO / ALPS ETF Trust - ALPS Medical Breakthroughs ETF
SBRA / Sabra Health Care REIT, Inc.
SLB / Schlumberger Limited
SO / The Southern Company
SPG / Simon Property Group, Inc.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
TRVN / Trevena, Inc.
TRP / TC Energy Corporation
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
US22542D2586 / ETN
TWTR / Twitter Inc
TXN / Texas Instruments Incorporated
UBER / Uber Technologies, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
UNG / United States Natural Gas Fund, LP - Limited Partnership
UPS / United Parcel Service, Inc.
USB / U.S. Bancorp
VAC / Marriott Vacations Worldwide Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
WELL / Welltower Inc.
VTR / Ventas, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
WCN / Waste Connections, Inc.
WEC / WEC Energy Group, Inc.
XHE / SPDR Series Trust - SPDR S&P Health Care Equipment ETF
ZBH / Zimmer Biomet Holdings, Inc.
SGDJ / Sprott Funds Trust - Sprott Junior Gold Miners ETF
VLO / Valero Energy Corporation
VRTV / Veritiv Corp
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
AMBA / Ambarella, Inc.
AESR / Two Roads Shared Trust - Anfield U.S. Equity Sector Rotation ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
BBN / BlackRock Taxable Municipal Bond Trust
BCX / Blackrock Resources & Commodities Strategy Trust
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
CLDR / Cloudera Inc
CNA / CNA Financial Corporation
CNK / Cinemark Holdings, Inc.
CRBP / Corbus Pharmaceuticals Holdings, Inc.
US2296691064 / Cubic Corporation
IVZ / Invesco Ltd.
KLAC / KLA Corporation
LEG / Leggett & Platt, Incorporated
LOGC / ContextLogic Holdings Inc.
LAZ / Lazard, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
MIXT / MiX Telematics Limited - Depositary Receipt (Common Stock)
SSO / ProShares Trust - ProShares Ultra S&P500
US30224P2002 / Extended Stay America Inc
STOR / Store Capital Corp
SWKS / Skyworks Solutions, Inc.
SWX / Southwest Gas Holdings, Inc.
FIVG / ETF Series Solutions - Defiance Next Gen Connectivity ETF
ROBT / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Artificial Intelligence and Robotics ETF
PICB / Invesco Exchange-Traded Fund Trust II - Invesco International Corporate Bond ETF
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
CPA / Copa Holdings, S.A.
CXP / Columbia Property Trust Inc
DALT / Two Roads Shared Trust - Anfield Diversified Alternatives ETF
GALT / Galectin Therapeutics Inc.
PSX / Phillips 66
AXS / AXIS Capital Holdings Limited
LYB / LyondellBasell Industries N.V.
OUNZ / VanEck Merk Gold ETF
SGDM / Sprott Funds Trust - Sprott Gold Miners ETF
PSLV / Sprott Physical Silver Trust
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
PG / The Procter & Gamble Company
TSLA / Tesla, Inc.
ARCO / Arcos Dorados Holdings Inc.
TU / TELUS Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
MKC / McCormick & Company, Incorporated
TFC / Truist Financial Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
RJA / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
MRK / Merck & Co., Inc.
CNXC / Concentrix Corporation
46138G607 / Invesco Shipping ETF
BX / Blackstone Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
SFL / SFL Corporation Ltd.
AY / Atlantica Sustainable Infrastructure plc
OAS / Oasis Petroleum Inc. - New
TAK / Takeda Pharmaceutical Company Limited - Depositary Receipt (Common Stock)
MO / Altria Group, Inc.
PTE / PolarityTE Inc
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
LVHI / Legg Mason ETF Investment Trust - Franklin International Low Volatility High Dividend Index ETF
CM / Canadian Imperial Bank of Commerce
INTC / Intel Corporation
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
PSJ / Invesco Capital Management LLC - Invesco Dynamic Software ETF
DIAL / Columbia Threadneedle Investments - Columbia Diversified Fixed Income Allocation ETF Fund
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
KO / The Coca-Cola Company
MGM / MGM Resorts International
C.WSA / Citigroup, Inc.
WBA / Walgreens Boots Alliance, Inc.
RCI / Rogers Communications Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
DE / Deere & Company
ICE / Intercontinental Exchange, Inc.
AMD / Advanced Micro Devices, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
MDT / Medtronic plc
AAPL / Apple Inc.
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
QEMM / SPDR Index Shares Funds - SPDR MSCI Emerging Markets StrategicFactors ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
MAR / Marriott International, Inc.
CRM / Salesforce, Inc.
WFC / Wells Fargo & Company
GE / General Electric Company
DOW / Dow Inc.
UNH / UnitedHealth Group Incorporated
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
SBUX / Starbucks Corporation
CMCSA / Comcast Corporation
CSCO / Cisco Systems, Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
BAC / Bank of America Corporation
EDIT / Editas Medicine, Inc.
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
DOCU / DocuSign, Inc.
GOOG / Alphabet Inc.
GIS / General Mills, Inc.
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
ZTS / Zoetis Inc.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
AMGN / Amgen Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
XMMO / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap Momentum ETF
BRK.B / Berkshire Hathaway Inc.
PHYS / Sprott Physical Gold Trust
TFLO / iShares Trust - iShares Treasury Floating Rate Bond ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
AHH / Armada Hoffler Properties, Inc.
XYL / Xylem Inc.
ISRG / Intuitive Surgical, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
ADP / Automatic Data Processing, Inc.
WWE / World Wrestling Entertainment, Inc. - Class A
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
BCE / BCE Inc.
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
NEPT / Neptune Wellness Solutions Inc.
AVB / AvalonBay Communities, Inc.
NEM / Newmont Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
DIS / The Walt Disney Company
INSG / Inseego Corp.
VZ / Verizon Communications Inc.
RTX / RTX Corporation
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
NSC / Norfolk Southern Corporation
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
DIA / SPDR Dow Jones Industrial Average ETF Trust
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
QQQ / Invesco QQQ Trust, Series 1
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
AMZN / Amazon.com, Inc.
VMO / Invesco Municipal Opportunity Trust
NVDA / NVIDIA Corporation
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
DAL / Delta Air Lines, Inc.
WMT / Walmart Inc.
CVX / Chevron Corporation
BA / The Boeing Company
ABBV / AbbVie Inc.
SIX / Six Flags Entertainment Corporation
JNJ / Johnson & Johnson
MCD / McDonald's Corporation
GGN / GAMCO Global Gold, Natural Resources & Income Trust
JPM / JPMorgan Chase & Co.
LLY / Eli Lilly and Company
TIP / iShares Trust - iShares TIPS Bond ETF
PANW / Palo Alto Networks, Inc.
CWST / Casella Waste Systems, Inc.
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
CEF / Sprott Physical Gold and Silver Trust
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
ICSH / iShares U.S. ETF Trust - iShares Ultra Short Duration Bond Active ETF
SPY / SPDR S&P 500 ETF
MSFT / Microsoft Corporation
MPC / Marathon Petroleum Corporation
T / AT&T Inc.
GNT / GAMCO Natural Resources, Gold & Income Trust
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
MUB / iShares Trust - iShares National Muni Bond ETF
LII / Lennox International Inc.
GLD / SPDR Gold Trust
FLOT / iShares Trust - iShares Floating Rate Bond ETF
IWB / iShares Trust - iShares Russell 1000 ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
ABT / Abbott Laboratories
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
RSPT / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Technology ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
PSI / Invesco Exchange-Traded Fund Trust - Invesco Semiconductors ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
RSPN / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Industrials ETF
IDV / iShares Trust - iShares International Select Dividend ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
XOM / Exxon Mobil Corporation