Market Value753,917,000
Total Holdings390
File Date2014-02-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
JQC / Nuveen Credit Strategies Income Fund
US0373471012 / Anworth Mortgage Asset Corp.
EVV / Eaton Vance Limited Duration Income Fund
LO /
ECTM / ECA Marcellus Trust I
STI / Solidion Technology, Inc.
JFR / Nuveen Floating Rate Income Fund
NRP / Natural Resource Partners L.P. - Limited Partnership
GLJ / iShares Trust
GLD / SPDR Gold Trust
US09253Y1001 / Blackrock MuniEnhanced Fund Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
COV /
HPF / John Hancock Preferred Income Fund II
HCN / Welltower Inc.
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
NXR / Nuveen Select Tax-Free Income Portfolio 3
NXQ / Nuveen Select Tax-Free Income Portfolio 2
VTA / Invesco Dynamic Credit Opportunities Fund
61166W101 / Monsanto Co.
MHF / Western Asset Municipal High Income Fund Inc.
BFK / BlackRock Municipal Income Trust
US09249H1041 / BlackRock Municipal Bond Investment Trust
MUA / BlackRock MuniAssets Fund, Inc.
Blackrock Muniholdings Fl Insd / (62624W105)
Blackrock Muniyield Qlty II / (62630T104)
BWP / Boardwalk Pipeline Partners L.P
US1182301010 / Buckeye Partners, L.P.
CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock
SNP / China Petroleum & Chemical Corp - ADR
CNX / CNX Resources Corporation
DDF / Delaware Investments Dividend and Income Fund, Inc.
DWS High Income Oppt Fund / (23339M204)
DWS Strategic Income Trust / SHS (23338N104)
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EEP / Enbridge Energy Partners, L.P.
SXL / Sunoco Logistics Partners L.P.
ESV / Ensco plc
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
EOT / Eaton Vance National Municipal Opportunities Trust
EXPR / Express, Inc.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
OCSL / Oaktree Specialty Lending Corporation
CARZ / First Trust Exchange-Traded Fund II - First Trust S-Network Future Vehicles & Technology ETF
TDTT / FlexShares Trust - FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
ARRS / ARRIS International plc
HPI / John Hancock Preferred Income Fund
HPS / John Hancock Preferred Income Fund III
HTR / Brookfield Total Return Fund Inc.
HR / Healthcare Realty Trust Incorporated
VLT / Invesco High Income Trust II
ITB / iShares Trust - iShares U.S. Home Construction ETF
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
KMP /
KRFT /
LGI / Lazard Global Total Return and Income Fund, Inc.
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
Lilly Eli & Company / (532457208)
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
MHY / Western Asset Managed High Income Fund.
MRO / Marathon Oil Corporation
Market Vectors Etf TRUST / COAL ETF (57060U837)
MWE / MarkWest Energy Partners, LP
MMT / MFS Multimarket Income Trust
SNH / Senior Housing Properties Trust
XMUSX / BlackRock MuniHoldings Quality
MMU / Western Asset Managed Municipals Fund Inc.
NUS / Nu Skin Enterprises, Inc.
NXZ / Nuveen Dividend Advantage Municipal Fund 2
670984103 / Nuveen Municipal Opportunity Fund, Inc.
NQI / Nuveen Quality Municipal Fund, Inc.
NMA / Nuveen Municipal Advantage Fund, Inc.
NMI / Nuveen Municipal Income Fund, Inc.
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
NPP / Nuveen Performance Plus Municipal Fund, Inc.
Nuveen Prem Inc Mun Fd / (6706K4105)
NPI / Nuveen Premium Income Municipal Fund, Inc.
XNPMX / Nuveen Premium Income Municipal
NQU / Nuveen Quality Income Municipal Fund, Inc.
67071S101 / Nuveen Quality Preferred Income Fund
Petroleum & Resources Cp / (716549100)
PCN / PIMCO Corporate & Income Strategy Fund
PKO / Pimco Income Opportunity Fund
PMX / PIMCO Municipal Income Fund III
PML / PIMCO Municipal Income Fund II
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
ProShares UltraShort 20+ Year / PSHS ULT S&P 500 (74347R297)
PSEC / Prospect Capital Corporation
RGP / Resources Connection, Inc.
RAI / Reynolds American, Inc.
772739207 / Rock-Tenn
US80007A1025 / SandRidge Permian Trust
Scudder Muni Income Tr / (23338M106)
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
US87233Q1085 / TC Pipelines, LP
TE / T1 Energy Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
847560109 / Spectra Energy Corp.
EHI / Western Asset Global High Income Fund Inc.
VODPF / Vodafone Group Public Limited Company
WAG /
Y / Alleghany Corp.
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
US98212B1035 / WPX Energy, Inc.
XES / SPDR Series Trust - SPDR S&P Oil & Gas Equipment & Services ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
DHF / BNY Mellon High Yield Strategies Fund
Allianzgi Nfj Div Int Fd / (65337H109)
ING Global Equity Div Prem / SH BEN INT (45684E107)
BKF / iShares, Inc. - iShares MSCI BIC ETF
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
IYE / iShares Trust - iShares U.S. Energy ETF
BTSM1 / SHORT EURO-BTP FU JUN21 XEUR 20210608
RPAI / Retail Properties of America Inc - Class A
AFB / AllianceBernstein National Municipal Income Fund, Inc.
ORCL / Oracle Corporation
CHY / Calamos Convertible and High Income Fund
AMBKP / American Capital Trust I - Preferred Security
AVP / Avon Products, Inc.
BPT / BP Prudhoe Bay Royalty Trust
Blackrock Debt Strategies / (019255R10)
US0325111070 / Anadarko Petroleum Corp.
A / Agilent Technologies, Inc.
018490100 / Allergan plc
NICRL / Ottawa Acquisition LLC - Corporate Bond/Note
ARNC / Arconic Corporation
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
Allianzgi Conv & Income Fund I / (65370G109)
Amern Strategic Incm III / (03009T101)
Amern Strategic Incm PFTL / (030099105)
RIG / Transocean Ltd.
CNS / Cohen & Steers, Inc.
BXSY / Bexil Investment Trust
BDJ / BlackRock Enhanced Equity Dividend Trust
PTY / Partway Group Plc
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
HGTXU / Hugoton Royalty Trust
PFF / iShares Trust - iShares Preferred and Income Securities ETF
AAPL / Apple Inc.
AXP / American Express Company
CSQ / Calamos Strategic Total Return Fund
WEA / Western Asset Premier Bond Fund
HIX / Western Asset High Income Fund II Inc.
MBB / iShares Trust - iShares MBS ETF
MVF / BlackRock MuniVest Fund, Inc.
AEP / American Electric Power Company, Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
COR / Cencora, Inc.
WMB / The Williams Companies, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
NCV / Virtus Convertible & Income Fund
HEP / Holly Energy Partners L.P. - Unit
APA / APA Corporation
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
AYI / Acuity Inc.
PFE / Pfizer Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
EMD / Western Asset Emerging Markets Debt Fund Inc.
ET / Energy Transfer LP - Limited Partnership
NAD / Nuveen Quality Municipal Income Fund
JNJ / Johnson & Johnson
MDY / SPDR S&P MidCap 400 ETF Trust
CVX / Chevron Corporation
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
IYF / iShares Trust - iShares U.S. Financials ETF
KO / The Coca-Cola Company
MPW / Medical Properties Trust, Inc.
PBT / Permian Basin Royalty Trust
VVR / Invesco Senior Income Trust
IYG / iShares Trust - iShares U.S. Financial Services ETF
WMT / Walmart Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
SPY / SPDR S&P 500 ETF
DIS / The Walt Disney Company
HD / The Home Depot, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
BRK.B / Berkshire Hathaway Inc.
GS / The Goldman Sachs Group, Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
HIO / Western Asset High Income Opportunity Fund Inc.
OIA / Invesco Municipal Income Opportunities Trust
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
AVK / Advent Convertible and Income Fund
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
BLE / BlackRock Municipal Income Trust II
ACP / Abrdn Income Credit Strategies Fund
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
HSY / The Hershey Company
IYW / iShares Trust - iShares U.S. Technology ETF
PEG / Public Service Enterprise Group Incorporated
BKT / BlackRock Income Trust, Inc.
NLY / Annaly Capital Management, Inc.
WFC / Wells Fargo & Company
FE / FirstEnergy Corp.
CAH / Cardinal Health, Inc.
NHF / NexPoint Strategic Opportunities Fund
ETR / Entergy Corporation
JRO / Nuveen Floating Rate Income Opportunity Fund
MMP / Magellan Midstream Partners L.P.
CHI / Calamos Convertible Opportunities and Income Fund
JPS / Nuveen Preferred & Income Securities Fund
FCX / Freeport-McMoRan Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
LH / Labcorp Holdings Inc.
CL / Colgate-Palmolive Company
NSL / Nuveen Senior Income Fund
EVF / Eaton Vance Senior Income Trust
BGT / BlackRock Floating Rate Income Trust
AFT / Apollo Senior Floating Rate Fund Inc.
INTC / Intel Corporation
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
PMO / Putnam Municipal Opportunities Trust
VKI / Invesco Advantage Municipal Income Trust II
COF / Capital One Financial Corporation
MPC / Marathon Petroleum Corporation
SBR / Sabine Royalty Trust
EVG / Eaton Vance Short Duration Diversified Income Fund
MDLZ / Mondelez International, Inc.
GGG / Graco Inc.
MSI / Motorola Solutions, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
BA / The Boeing Company
MDT / Medtronic plc
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
GPC / Genuine Parts Company
WM / Waste Management, Inc.
CIM / Chimera Investment Corporation
VZ / Verizon Communications Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
FSD / First Trust High Income Long/Short Fund
JPM / JPMorgan Chase & Co.
ERC / Allspring Multi-Sector Income Fund
CIK / Credit Suisse Asset Management Income Fund, Inc.
PMM / Putnam Managed Municipal Income Trust
MHI / Pioneer Municipal High Income Fund, Inc.
EFR / Eaton Vance Senior Floating-Rate Trust
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PEP / PepsiCo, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
OHI / Omega Healthcare Investors, Inc.
NZF / Nuveen Municipal Credit Income Fund
NVS / Novartis AG - Depositary Receipt (Common Stock)
MFM / MFS Municipal Income Trust
ADP / Automatic Data Processing, Inc.
AMZN / Amazon.com, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
MYI / BlackRock MuniYield Quality Fund III, Inc.
SO / The Southern Company
QCOM / QUALCOMM Incorporated
YUM / Yum! Brands, Inc.
PPT / Putnam Premier Income Trust
VLO / Valero Energy Corporation
RTX / RTX Corporation
CSCO / Cisco Systems, Inc.
UPS / United Parcel Service, Inc.
MCD / McDonald's Corporation
DTE / DTE Energy Company
BLW / BlackRock Limited Duration Income Trust
PHT / Pioneer High Income Fund, Inc.
UNH / UnitedHealth Group Incorporated
IWM / iShares Trust - iShares Russell 2000 ETF
COST / Costco Wholesale Corporation
PMF / PIMCO Municipal Income Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
MMM / 3M Company
PG / The Procter & Gamble Company
MHD / BlackRock MuniHoldings Fund, Inc.
NQM / Nuveen Investment Quality Municipal Fund, Inc.
HAL / Halliburton Company
COP / ConocoPhillips
MCHP / Microchip Technology Incorporated
EOI / Eaton Vance Enhanced Equity Income Fund
BMY / Bristol-Myers Squibb Company
META / Meta Platforms, Inc.
MSFT / Microsoft Corporation
EBAY / eBay Inc.
FXI / iShares Trust - iShares China Large-Cap ETF
KR / The Kroger Co.
HYB / The New America High Income Fund Inc.
IGR / CBRE Global Real Estate Income Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
NHS / Neuberger Berman High Yield Strategies Fund Inc.
DUK / Duke Energy Corporation
LOW / Lowe's Companies, Inc.
C / Citigroup Inc. - Corporate Bond/Note
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
PBA / Pembina Pipeline Corporation
CAG / Conagra Brands, Inc.
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
PAYX / Paychex, Inc.
IIM / Invesco Value Municipal Income Trust
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
NUV / Nuveen Municipal Value Fund, Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
SJT / San Juan Basin Royalty Trust
AWF / AllianceBernstein Global High Income Fund
ABBV / AbbVie Inc.
NSC / Norfolk Southern Corporation
NXP / Nuveen Select Tax-Free Income Portfolio
MFD / Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
NKG / Nuveen Georgia Quality Municipal Income Fund
PM / Philip Morris International Inc.
IQI / Invesco Quality Municipal Income Trust
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
DVN / Devon Energy Corporation
DGX / Quest Diagnostics Incorporated
JRI / Nuveen Real Asset Income and Growth Fund
MO / Altria Group, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
DVY / iShares Trust - iShares Select Dividend ETF
ALL / The Allstate Corporation
MRK / Merck & Co., Inc.
ED / Consolidated Edison, Inc.
DD / DuPont de Nemours, Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
IBM / International Business Machines Corporation
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
CMCSA / Comcast Corporation
PHD / Pioneer Floating Rate Fund, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
BDX / Becton, Dickinson and Company
BTZ / BlackRock Credit Allocation Income Trust
IWC / iShares Trust - iShares Micro-Cap ETF
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
MQY / BlackRock MuniYield Quality Fund, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
PDI / PIMCO Dynamic Income Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
IDU / iShares Trust - iShares U.S. Utilities ETF
SLB / Schlumberger Limited
AMGN / Amgen Inc.
ABT / Abbott Laboratories
DE / Deere & Company
SNV / Synovus Financial Corp.
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
NI / NiSource Inc.
MUI / BlackRock Municipal Income Fund, Inc.
TEI / Templeton Emerging Markets Income Fund
NVG / Nuveen AMT-Free Municipal Credit Income Fund
KMB / Kimberly-Clark Corporation
FTF / Franklin Limited Duration Income Trust
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
VKQ / Invesco Municipal Trust
HON / Honeywell International Inc.
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
EFT / Eaton Vance Floating-Rate Income Trust
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BYM / BlackRock Municipal Income Quality Trust
D / Dominion Energy, Inc.
BHK / BlackRock Core Bond Trust
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PSX / Phillips 66
HPQ / HP Inc.
LMT / Lockheed Martin Corporation
XOM / Exxon Mobil Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
T / AT&T Inc.
GILD / Gilead Sciences, Inc.
F / Ford Motor Company
CAT / Caterpillar Inc.
BAC / Bank of America Corporation
SCHW / The Charles Schwab Corporation