Market Value171,559,000
Total Holdings167
File Date2016-08-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
JPM / JPMorgan Chase & Co.
WBK / Westpac Banking Corp - ADR
CSX / CSX Corporation
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
ROOF / New York Life Investments ETF Trust - NYLI CBRE NextGen Real Estate ETF
DX / Dynex Capital, Inc.
OLP / One Liberty Properties, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
AT&T INC (T) / (02206R102)
US74975N1054 / RTI Surgical, Inc.
FBP / First BanCorp.
BHOR / Behringer Harvard Opportunity REIT I Inc
UMC / United Microelectronics Corporation - Depositary Receipt (Common Stock)
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
MCD / McDonald's Corporation
NMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
PBCT / People`s United Financial Inc
AYTU / Aytu BioPharma, Inc.
PSEC / Prospect Capital Corporation
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
BCS / Barclays PLC - Depositary Receipt (Common Stock)
TAL / TAL Education Group - Depositary Receipt (Common Stock)
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
POT / Potash Corp. of Saskatchewan, Inc.
NSL / Nuveen Senior Income Fund
OWE / Obsidian Energy Ltd.
EPD / Enterprise Products Partners L.P. - Limited Partnership
/ Invesco Mortgage Capital Inc.
CBRI / CMTSU Liquidation, Inc.
AMBKP / American Capital Trust I - Preferred Security
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
WPZ / Access Midstream Partners, L.P
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
FS ENERGY AND POWER FUND (FSEN) / (30264D109)
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
AUO / AU Optronics Corp.
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
IBDB / iShares iBonds Mar 2018 Corporate ETF
PNRA / Panera Bread Co.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
XISDX / Prudential Short Duration High
MFG / Mizuho Financial Group, Inc. - Depositary Receipt (Common Stock)
NS / NuStar Energy L.P. - Limited Partnership
CCP / Care Capital Properties, Inc.
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
DEUTSCHE MULTI-MARKET INCOME (KMM) / (25160E102)
NRF / NorthStar Realty Finance Corp.
IXP / iShares Trust - iShares Global Comm Services ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
KYE / Kayne Anderson Energy Total Return Fund, Inc.
IGF / iShares Trust - iShares Global Infrastructure ETF
CMO / Capstead Mortgage Corp.
APOL / Apollo Education Group, Inc.
758766109 / Regal Entertainment Group
KED / Kayne Anderson Energy Development Company
CHW / Calamos Global Dynamic Income Fund
BWP / Boardwalk Pipeline Partners L.P
NRF.PRB / NorthStar Realty Finance Corp.
82735Q102 / Silver Bay Realty Trust Corp.
CHI / Calamos Convertible Opportunities and Income Fund
ICF / iShares Trust - iShares Select U.S. REIT ETF
MTGE / American Capital Mortgage Investment Corp.
FTR / Frontier Communications Corp.
847560109 / Spectra Energy Corp.
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
US0357108051 / Annaly Capital Management, Inc.
CYS / CYS Investments, Inc.
SXL / Sunoco Logistics Partners L.P.
ABB / ABB Ltd. - ADR
DRA / Diversified Real Asset Income Fund
JSD / Nuveen Short Duration Credit Opportunities Fund
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
COLE CREDIT PROPERTY TRUST IV INC (CCPT) / (19326U100)
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
GSV / Gold Standard Ventures Corp
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
DOW / Dow Inc.
VTA / Invesco Dynamic Credit Opportunities Fund
UTF / Cohen & Steers Infrastructure Fund, Inc
STEW / SRH Total Return Fund, Inc.
TTM / Tata Motors Ltd. - ADR
EVF / Eaton Vance Senior Income Trust
FE / FirstEnergy Corp.
FAX / Abrdn Asia-Pacific Income Fund Inc
SDRL / Seadrill Limited
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
WPG / Washington Prime Group Inc
US09250G1022 / BlackRock Municipal Income Investment Quality Trust
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
CXW / CoreCivic, Inc.
CMI / Cummins Inc.
QCOM / QUALCOMM Incorporated
AXP / American Express Company
RTX / RTX Corporation
KMI / Kinder Morgan, Inc.
EXC / Exelon Corporation
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
WU / The Western Union Company
EVV / Eaton Vance Limited Duration Income Fund
ARR / ARMOUR Residential REIT, Inc.
HBAN / Huntington Bancshares Incorporated
MSFT / Microsoft Corporation
MMP / Magellan Midstream Partners L.P.
WFC / Wells Fargo & Company
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
AMZN / Amazon.com, Inc.
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
AMPE / Ampio Pharmaceuticals, Inc.
PDM / Piedmont Realty Trust, Inc.
AAPL / Apple Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
PEP / PepsiCo, Inc.
ET / Energy Transfer LP - Limited Partnership
GSK / GSK plc - Depositary Receipt (Common Stock)
AINV / Apollo Investment Corporation
BHK / BlackRock Core Bond Trust
MYD / BlackRock MuniYield Fund, Inc.
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
MPC / Marathon Petroleum Corporation
C / Citigroup Inc. - Corporate Bond/Note
CSCO / Cisco Systems, Inc.
GME / GameStop Corp.
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
TPR / Tapestry, Inc.
F / Ford Motor Company
EMR / Emerson Electric Co.
OIA / Invesco Municipal Income Opportunities Trust
DHIL / Diamond Hill Investment Group, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
BX / Blackstone Inc.
HYB / The New America High Income Fund Inc.
SO / The Southern Company
DVN / Devon Energy Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
AGNC / AGNC Investment Corp.
EMD / Western Asset Emerging Markets Debt Fund Inc.
NSC / Norfolk Southern Corporation
DFS / Discover Financial Services
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
BTZ / BlackRock Credit Allocation Income Trust
ACRE / Ares Commercial Real Estate Corporation
MRK / Merck & Co., Inc.
CMG / Chipotle Mexican Grill, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
CVX / Chevron Corporation
OPI / Office Properties Income Trust
GILD / Gilead Sciences, Inc.
VZ / Verizon Communications Inc.
TJX / The TJX Companies, Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
FSD / First Trust High Income Long/Short Fund
TSN / Tyson Foods, Inc.
VTR / Ventas, Inc.
XOM / Exxon Mobil Corporation
PG / The Procter & Gamble Company
CAT / Caterpillar Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
BA / The Boeing Company
INTC / Intel Corporation
TWO / Two Harbors Investment Corp.
PII / Polaris Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
BKNG / Booking Holdings Inc.
VVR / Invesco Senior Income Trust
BRK.B / Berkshire Hathaway Inc.
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund