Market Value172,077,000
Total Holdings159
File Date2014-11-06
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
TWO / Two Harbors Investment Corp.
CSX / CSX Corporation
FAX / Abrdn Asia-Pacific Income Fund Inc
DX / Dynex Capital, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
US16941M1099 / China Mobile Ltd.
DS / Drive Shack Inc
BOULDER TOTAL RETURN FUND INC COM (BTF) / (101541100)
PGNPQ / Paragon Offshore plc
AMERICAN RLTY CAP PPTYS INC PFD SER F (ARCPP) / PFD (02917T401)
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
MTGE / American Capital Mortgage Investment Corp.
WFM / Whole Foods Market, Inc.
DEUTSCHE MULTI-MKT (KMM) / (25160E102)
PBCT / People`s United Financial Inc
UTF / Cohen & Steers Infrastructure Fund, Inc
PSEC / Prospect Capital Corporation
WU / The Western Union Company
GS.PRD / The Goldman Sachs Group, Inc. - Preferred Stock
MDVN / Medivation, Inc.
PFE / Pfizer Inc.
TAL / TAL Education Group - Depositary Receipt (Common Stock)
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
OWE / Obsidian Energy Ltd.
LXK / Lexmark International, Inc.
ESV / Ensco plc
ICF / iShares Trust - iShares Select U.S. REIT ETF
FTR / Frontier Communications Corp.
AMBKP / American Capital Trust I - Preferred Security
COV /
AMERICAN SELECT PORTFOLIO INC (SLA) / (029570108)
EMERSON ELECTRIC CO COM (EMR) / (029101114)
BIOC / Biocept Inc
NSAM / NorthStar Asset Management Group, Inc.
PNRA / Panera Bread Co.
FIRST NIAGARA FINL GROUP INC NEW COM (FNFG) / (03358V108)
US74975N1054 / RTI Surgical, Inc.
VER / VEREIT Inc
DWS MULTI MKT INCOME TR SHS (KMM(OLD)) / (23338L108)
HCN / Welltower Inc.
NRF / NorthStar Realty Finance Corp.
VALE / Vale S.A. - Depositary Receipt (Common Stock)
IXP / iShares Trust - iShares Global Comm Services ETF
74005P104 / Praxair, Inc.
NS / NuStar Energy L.P. - Limited Partnership
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
PRE / Prenetics Global Limited
PRE / Prenetics Global Limited
PRE / Prenetics Global Limited
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SXL / Sunoco Logistics Partners L.P.
KMP /
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
KYE / Kayne Anderson Energy Total Return Fund, Inc.
EMES / Harbor ETF Trust - Harbor Emerging Markets Select ETF
IGF / iShares Trust - iShares Global Infrastructure ETF
CMO / Capstead Mortgage Corp.
US87403A1079 / Tailored Brands, Inc.
APOL / Apollo Education Group, Inc.
758766109 / Regal Entertainment Group
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
KED / Kayne Anderson Energy Development Company
CHW / Calamos Global Dynamic Income Fund
BWP / Boardwalk Pipeline Partners L.P
APD / Air Products and Chemicals, Inc.
NRF.PRB / NorthStar Realty Finance Corp.
TEI / Templeton Emerging Markets Income Fund
FXC / Invesco CurrencyShares Canadian Dollar Trust
82735Q102 / Silver Bay Realty Trust Corp.
CHI / Calamos Convertible Opportunities and Income Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
DRA / Diversified Real Asset Income Fund
DEUTSCHE MUN INCOME TR COM (KTF) / (23338M106)
/ Invesco Mortgage Capital Inc.
XEC / Cimarex Energy Co.
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
CLF / Cleveland-Cliffs Inc.
GSV / Gold Standard Ventures Corp
FE / FirstEnergy Corp.
EVV / Eaton Vance Limited Duration Income Fund
AAPL / Apple Inc.
US09250G1022 / BlackRock Municipal Income Investment Quality Trust
COP / ConocoPhillips
QCOM / QUALCOMM Incorporated
ACRE / Ares Commercial Real Estate Corporation
IBM / International Business Machines Corporation
RCI / Rogers Communications Inc.
GOOGL / Alphabet Inc.
IRC / Inland Real Estate Corporation
WFC / Wells Fargo & Company
MDT / Medtronic plc
APA / APA Corporation
EXC / Exelon Corporation
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
ARR / ARMOUR Residential REIT, Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
RTX / RTX Corporation
ABBV / AbbVie Inc.
HBAN / Huntington Bancshares Incorporated
SYY / Sysco Corporation
E / Eni S.p.A. - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
SEA / Seabridge Gold Inc.
GE / General Electric Company
MMP / Magellan Midstream Partners L.P.
VUG / Vanguard Index Funds - Vanguard Growth ETF
MYD / BlackRock MuniYield Fund, Inc.
GOOG / Alphabet Inc.
AMPE / Ampio Pharmaceuticals, Inc.
INTC / Intel Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
CVX / Chevron Corporation
JPM / JPMorgan Chase & Co.
ARCC / Ares Capital Corporation
AINV / Apollo Investment Corporation
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
PPL / PPL Corporation
MSFT / Microsoft Corporation
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
NSC / Norfolk Southern Corporation
BDJ / BlackRock Enhanced Equity Dividend Trust
OLP / One Liberty Properties, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
CSCO / Cisco Systems, Inc.
JNJ / Johnson & Johnson
TPR / Tapestry, Inc.
DHIL / Diamond Hill Investment Group, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
BRK.B / Berkshire Hathaway Inc.
PEP / PepsiCo, Inc.
T / AT&T Inc.
BTZ / BlackRock Credit Allocation Income Trust
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
DVN / Devon Energy Corporation
AMT / American Tower Corporation
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
TJX / The TJX Companies, Inc.
BHK / BlackRock Core Bond Trust
FSD / First Trust High Income Long/Short Fund
PG / The Procter & Gamble Company
XOM / Exxon Mobil Corporation
CAT / Caterpillar Inc.
FCX / Freeport-McMoRan Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
AGNC / AGNC Investment Corp.
F / Ford Motor Company
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
AMZN / Amazon.com, Inc.
MPC / Marathon Petroleum Corporation
MRK / Merck & Co., Inc.
PDM / Piedmont Realty Trust, Inc.
OIA / Invesco Municipal Income Opportunities Trust
VVR / Invesco Senior Income Trust
BX / Blackstone Inc.
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
ET / Energy Transfer LP - Limited Partnership
MCD / McDonald's Corporation
JOE / The St. Joe Company
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DFS / Discover Financial Services