Market Value136,429,000
Total Holdings143
File Date2013-10-31
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
T / AT&T Inc.
APD / Air Products and Chemicals, Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
AMBKP / American Capital Trust I - Preferred Security
MTGE / American Capital Mortgage Investment Corp.
American Select Port / (029570108)
AMPE / Ampio Pharmaceuticals, Inc.
NLY / Annaly Capital Management, Inc.
US0373471012 / Anworth Mortgage Asset Corp.
APA / APA Corporation
APOL / Apollo Education Group, Inc.
EVV / Eaton Vance Limited Duration Income Fund
CSCO / Cisco Systems, Inc.
US09250G1022 / BlackRock Municipal Income Investment Quality Trust
BX / Blackstone Inc.
XCIIX / BlackRock Enhanced Capital and
BWP / Boardwalk Pipeline Partners L.P
Boulder Total Return Fd / (101541100)
DFS / Discover Financial Services
CHI / Calamos Convertible Opportunities and Income Fund
CHW / Calamos Global Dynamic Income Fund
CMO / Capstead Mortgage Corp.
FCX / Freeport-McMoRan Inc.
XEC / Cimarex Energy Co.
KO / The Coca-Cola Company
UTF / Cohen & Steers Infrastructure Fund, Inc
COP / ConocoPhillips
FXC / Invesco CurrencyShares Canadian Dollar Trust
DWS Multi Mkt Income Tr / (23338L108)
Dws Muni Income TRUST / (23338M106)
PEP / PepsiCo, Inc.
DX / Dynex Capital, Inc.
E / Eni S.p.A. - Depositary Receipt (Common Stock)
SXL / Sunoco Logistics Partners L.P.
EPD / Enterprise Products Partners L.P. - Limited Partnership
EXC / Exelon Corporation
FIRST TRUST VALUE LINE EQUITY / (336919105)
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
FSD / First Trust High Income Long/Short Fund
FE / FirstEnergy Corp.
XS0541453147 / FRANCE TELECOM
FTR / Frontier Communications Corp.
GE / General Electric Company
GSV / Gold Standard Ventures Corp
GS.PRD / The Goldman Sachs Group, Inc. - Preferred Stock
HCN / Welltower Inc.
HD / The Home Depot, Inc.
AGNC / AGNC Investment Corp.
EMR / Emerson Electric Co.
HBAN / Huntington Bancshares Incorporated
IRC / Inland Real Estate Corporation
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
INTC / Intel Corporation
ITG / Investment Technology Group, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
IXP / iShares Trust - iShares Global Comm Services ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IGF / iShares Trust - iShares Global Infrastructure ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
KYE / Kayne Anderson Energy Total Return Fund, Inc.
KED / Kayne Anderson Energy Development Company
KMB / Kimberly-Clark Corporation
KMP /
LXK / Lexmark International, Inc.
MYD / BlackRock MuniYield Fund, Inc.
MMP / Magellan Midstream Partners L.P.
NSC / Norfolk Southern Corporation
MCD / McDonald's Corporation
MDVN / Medivation, Inc.
MDT / Medtronic plc
US87403A1079 / Tailored Brands, Inc.
MS.PRA / Morgan Stanley - Preferred Stock
NCT.PRD / Newcastle Investment Corp.
DVN / Devon Energy Corporation
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
NRF / NorthStar Realty Finance Corp.
NS / NuStar Energy L.P. - Limited Partnership
OMX / American & Foreign Power, Inc. - Corporate Bond/Note
OHI / Omega Healthcare Investors, Inc.
OWE / Obsidian Energy Ltd.
PBCT / People`s United Financial Inc
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
Powershs Preferred ETF / (73936T565)
74005P104 / Praxair, Inc.
PG / The Procter & Gamble Company
PSEC / Prospect Capital Corporation
QCOM / QUALCOMM Incorporated
758766109 / Regal Entertainment Group
RSG / Republic Services, Inc.
RCI / Rogers Communications Inc.
JPM / JPMorgan Chase & Co.
SEA / Seabridge Gold Inc.
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
TAL / TAL Education Group - Depositary Receipt (Common Stock)
VALE / Vale S.A. - Depositary Receipt (Common Stock)
Van Kampen SR Incm Tr / (920961109)
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
Vanguard S&P 500 Etf / (922908413)
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
WFC / Wells Fargo & Company
WU / The Western Union Company
Covidien Plc / (G2554F105)
PRE / Prenetics Global Limited
MSFT / Microsoft Corporation
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
ARCC / Ares Capital Corporation
AINV / Apollo Investment Corporation
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
AAPL / Apple Inc.
GOOGL / Alphabet Inc.
OLP / One Liberty Properties, Inc.
RTX / RTX Corporation
PBI / Pitney Bowes Inc.
OIA / Invesco Municipal Income Opportunities Trust
V / Visa Inc.
BTZ / BlackRock Credit Allocation Income Trust
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
VTV / Vanguard Index Funds - Vanguard Value ETF
BHK / BlackRock Core Bond Trust
CVX / Chevron Corporation
SYY / Sysco Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
TWO / Two Harbors Investment Corp.
NVS / Novartis AG - Depositary Receipt (Common Stock)
F / Ford Motor Company
PAYX / Paychex, Inc.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
DHIL / Diamond Hill Investment Group, Inc.
XOM / Exxon Mobil Corporation
CLF / Cleveland-Cliffs Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
CAT / Caterpillar Inc.
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
PFE / Pfizer Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
ACRE / Ares Commercial Real Estate Corporation
JNJ / Johnson & Johnson
FAX / Abrdn Asia-Pacific Income Fund Inc