Market Value486,917,000
Total Holdings348
File Date2020-10-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ETN / Eaton Corporation plc
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
SQ / Block, Inc.
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
US98884U1088 / ZAGG Inc
IWR / iShares Trust - iShares Russell Mid-Cap ETF
US74975N1054 / RTI Surgical, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
IYW / iShares Trust - iShares U.S. Technology ETF
ZTS / Zoetis Inc.
TACO / Berto Acquisition Corp.
BMRN / BioMarin Pharmaceutical Inc.
APD / Air Products and Chemicals, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
MRO / Marathon Oil Corporation
EWC / iShares, Inc. - iShares MSCI Canada ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
ORCL / Oracle Corporation
BSJL / Invesco Capital Management LLC - Invesco BulletShares 2021 High Yield Corporate Bond ETF
OLLI / Ollie's Bargain Outlet Holdings, Inc.
ABBV / AbbVie Inc.
DD / DuPont de Nemours, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
HON / Honeywell International Inc.
GLW / Corning Incorporated
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
KXI / iShares Trust - iShares Global Consumer Staples ETF
MRCC / Monroe Capital Corporation
C / Citigroup Inc.
PM / Philip Morris International Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
HPE / Hewlett Packard Enterprise Company
MU / Micron Technology, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
LLY / Eli Lilly and Company
HD / The Home Depot, Inc.
CMF / iShares Trust - iShares California Muni Bond ETF
D / Dominion Energy, Inc.
FIVE / Five Below, Inc.
TGT / Target Corporation
BLL / Ball Corp.
CMI / Cummins Inc.
TXN / Texas Instruments Incorporated
GWW / W.W. Grainger, Inc.
XOM / Exxon Mobil Corporation
MSFT / Microsoft Corporation
UNP / Union Pacific Corporation
OMER / Omeros Corporation
UNH / UnitedHealth Group Incorporated
NMFC / New Mountain Finance Corporation
LMT / Lockheed Martin Corporation
AMAT / Applied Materials, Inc.
GIS / General Mills, Inc.
NEE / NextEra Energy, Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
CAT / Caterpillar Inc.
MMM / 3M Company
AMGN / Amgen Inc.
IBM / International Business Machines Corporation
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
MCD / McDonald's Corporation
ISRG / Intuitive Surgical, Inc.
AMD / Advanced Micro Devices, Inc.
TSLA / Tesla, Inc.
HIE / Miller/Howard High Income Equity Fund
NSC / Norfolk Southern Corporation
CSCO / Cisco Systems, Inc.
BAC / Bank of America Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EXC / Exelon Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
IBB / iShares Trust - iShares Biotechnology ETF
IGM / iShares Trust - iShares Expanded Tech Sector ETF
SHOP / Shopify Inc.
XLRN / Acceleron Pharma Inc
CTSH / Cognizant Technology Solutions Corporation
ILCG / iShares Trust - iShares Morningstar Growth ETF
LVS / Las Vegas Sands Corp.
OCSL / Oaktree Specialty Lending Corporation
AEE / Ameren Corporation
ATRS / Antares Pharma Inc
LUV / Southwest Airlines Co.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
ACB / Aurora Cannabis Inc.
CUK / Carnival Corporation & plc - Depositary Receipt (Common Stock)
ALL / The Allstate Corporation
AMT / American Tower Corporation
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
QQQ / Invesco QQQ Trust, Series 1
DNP / DNP Select Income Fund Inc.
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
DVY / iShares Trust - iShares Select Dividend ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
COF / Capital One Financial Corporation
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
BX / Blackstone Inc.
DUK / Duke Energy Corporation
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
OEF / iShares Trust - iShares S&P 100 ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
INTC / Intel Corporation
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
DIS / The Walt Disney Company
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
GLD / SPDR Gold Trust
FSK / FS KKR Capital Corp.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
RTX / RTX Corporation
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
NYMT / New York Mortgage Trust, Inc.
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
SYK / Stryker Corporation
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
PNC / The PNC Financial Services Group, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
FXI / iShares Trust - iShares China Large-Cap ETF
T / AT&T Inc.
CRM / Salesforce, Inc.
VIS / Vanguard World Fund - Vanguard Industrials ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
JNJ / Johnson & Johnson
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
EUFN / iShares Trust - iShares MSCI Europe Financials ETF
MA / Mastercard Incorporated
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
VFH / Vanguard World Fund - Vanguard Financials ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
PFE / Pfizer Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
MRK / Merck & Co., Inc.
PEG / Public Service Enterprise Group Incorporated
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
MUB / iShares Trust - iShares National Muni Bond ETF
RAVI / FlexShares Trust - FlexShares Ultra-Short Income Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
NVDA / NVIDIA Corporation
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
EDOG / ALPS ETF Trust - ALPS Emerging Sector Dividend Dogs ETF
INDA / iShares Trust - iShares MSCI India ETF
WMT / Walmart Inc.
FCOR / Fidelity Merrimack Street Trust - Fidelity Corporate Bond ETF
PG / The Procter & Gamble Company
IWM / iShares Trust - iShares Russell 2000 ETF
GLDM / World Gold Trust - SPDR Gold MiniShares Trust
QGRO / American Century ETF Trust - American Century U.S. Quality Growth ETF
/ Immunomedics, Inc.
ED / Consolidated Edison, Inc.
IYLD / iShares Trust - iShares Morningstar Multi-Asset Income ETF
CLSN / Imunon Inc
REZI / Resideo Technologies, Inc.
110122157 / Bristol Meyers Squibb CVR Exp. 12/31/2020
DFEB / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Deep Buffer ETF - February
BDX / Becton, Dickinson and Company
MAIN / Main Street Capital Corporation
ACN / Accenture plc
MDY / SPDR S&P MidCap 400 ETF Trust
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
FTS / Fortis Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
FDX / FedEx Corporation
ZM / Zoom Communications Inc.
SIRI / Sirius XM Holdings Inc.
GILD / Gilead Sciences, Inc.
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
BSJN / Invesco BulletShares 2023 High Yield Corporate Bond ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
TAXF / American Century ETF Trust - American Century Diversified Municipal Bond ETF
BGCP / BGC Partners Inc - Class A
VHT / Vanguard World Fund - Vanguard Health Care ETF
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
FDG / American Century ETF Trust - American Century Focused Dynamic Growth ETF
HYLB / DBX ETF Trust - Xtrackers USD High Yield Corporate Bond ETF
FULT / Fulton Financial Corporation
CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
DHR / Danaher Corporation
MET / MetLife, Inc.
XEL / Xcel Energy Inc.
MDLZ / Mondelez International, Inc.
TCPC / BlackRock TCP Capital Corp.
EFA / iShares Trust - iShares MSCI EAFE ETF
COST / Costco Wholesale Corporation
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
DTE / DTE Energy Company
BHK / BlackRock Core Bond Trust
NKE / NIKE, Inc.
EVN / Eaton Vance Municipal Income Trust
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
A / Agilent Technologies, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
JPM / JPMorgan Chase & Co.
SO / The Southern Company
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
F / Ford Motor Company
PYPL / PayPal Holdings, Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
V / Visa Inc.
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
ABT / Abbott Laboratories
FLOT / iShares Trust - iShares Floating Rate Bond ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
OLED / Universal Display Corporation
AVGO / Broadcom Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
QTWO / Q2 Holdings, Inc.
ZLAB / Zai Lab Limited - Depositary Receipt (Common Stock)
LOW / Lowe's Companies, Inc.
C.WSA / Citigroup, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
NXRT / NexPoint Residential Trust, Inc.
DG / Dollar General Corporation
TXMD / TherapeuticsMD, Inc.
PAYX / Paychex, Inc.
TTD / The Trade Desk, Inc.
SRGA / Surgalign Holdings Inc
CMCSA / Comcast Corporation
PTN / Palatin Technologies, Inc.
TVTX / Travere Therapeutics, Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
PMM / Putnam Managed Municipal Income Trust
RMD / ResMed Inc.
IUSB / iShares Trust - iShares Core Total USD Bond Market ETF
BSJM / Invesco Capital Management LLC - Invesco BulletShares 2022 High Yield Corporate Bond ETF
EVRG / Evergy, Inc.
BMY / Bristol-Myers Squibb Company
ES / Eversource Energy
NFLX / Netflix, Inc.
AQN / Algonquin Power & Utilities Corp.
TMO / Thermo Fisher Scientific Inc.
NHC / National HealthCare Corporation
AAPL / Apple Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
EXEL / Exelixis, Inc.
INSM / Insmed Incorporated
RGEN / Repligen Corporation
ULTA / Ulta Beauty, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
SPGI / S&P Global Inc.
WM / Waste Management, Inc.
GH / Guardant Health, Inc.
MRNA / Moderna, Inc.
SWKS / Skyworks Solutions, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
IAU / iShares Gold Trust
INTU / Intuit Inc.
BAR / GraniteShares Gold Trust
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
RKDA / Arcadia Biosciences, Inc.
NRG / NRG Energy, Inc.
GE / General Electric Company
HZNP / Horizon Therapeutics Plc
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
CFA / Victory Portfolios II - VictoryShares US 500 Volatility Wtd ETF
RJF / Raymond James Financial, Inc.
UPS / United Parcel Service, Inc.
CVX / Chevron Corporation
TMFC / The RBB Fund, Inc. - Motley Fool 100 Index ETF
BRK.B / Berkshire Hathaway Inc.
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
ADBE / Adobe Inc.
AMZN / Amazon.com, Inc.
KO / The Coca-Cola Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
GBT / Global Blood Therapeutics Inc.
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
KMDA / Kamada Ltd.
EBR / Centrais Elétricas Brasileiras S.A. - Eletrobrás - Depositary Receipt (Common Stock)
ETR / Entergy Corporation
WFC / Wells Fargo & Company
PEP / PepsiCo, Inc.
CSX / CSX Corporation
NBIX / Neurocrine Biosciences, Inc.
EXAS / Exact Sciences Corporation
QCOM / QUALCOMM Incorporated
MDT / Medtronic plc
OKE / ONEOK, Inc.
AES / The AES Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
STZ / Constellation Brands, Inc.
UGI / UGI Corporation
GOOGL / Alphabet Inc.
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
FOLD / Amicus Therapeutics, Inc.
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
SPY / SPDR S&P 500 ETF
NOC / Northrop Grumman Corporation
ATVI / Activision Blizzard Inc
GSK / GSK plc - Depositary Receipt (Common Stock)
AWK / American Water Works Company, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
VST / Vistra Corp.
CVS / CVS Health Corporation
AEP / American Electric Power Company, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BA / The Boeing Company
VDE / Vanguard World Fund - Vanguard Energy ETF
GOOG / Alphabet Inc.
META / Meta Platforms, Inc.
MO / Altria Group, Inc.
TD / The Toronto-Dominion Bank
CVM / CEL-SCI Corporation Call
CVM / CEL-SCI Corporation
VZ / Verizon Communications Inc.