Market Value120,901,000
Total Holdings262
File Date2014-02-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CMCSA / Comcast Corporation
NYT / The New York Times Company
AEF / abrdn Emerging Markets ex-China Fund, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
BDX / Becton, Dickinson and Company
IFN / The India Fund, Inc.
DRRX / DURECT Corporation
FXS / CurrencyShares Swedish Krona Trust
FXA / Invesco CurrencyShares Australian Dollar Trust
232820100 / Cytec Industries Inc.
SGHAX / Deutsche DWS Income Trust - DWS Global High Income Fund Class A
DGP / DB Gold Double Long ETN
LBND / DB 3x Long 25+ Year Treasury Bond ETN due 5/31/2040
DRN / Direxion Shares ETF Trust - Direxion Daily Real Estate Bull 3X Shares
DIREXION SHS ETF TR / DLY TECBEARX NEW (25459Y439)
DIREXION SHS ETF TR / LATN AM BULL3X (25459Y652)
TMV / Direxion Shares ETF Trust - Direxion Daily 20+ Year Treasury Bear 3X Shares
DIREXION SHS ETF TR / DLY EMRGMKT BULL (25459Y686)
KRFT /
RIT / LMP Real Estate Income Fund, Inc.
LNKD / LinkedIn Corp.
DBL / DoubleLine Opportunistic Credit Fund
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
EW / Edwards Lifesciences Corporation
ETFS WHITE METALS BASKET TR / PHY WM BSK SHS (26923B104)
EEP / Enbridge Energy Partners, L.P.
FIO / Franklin Income Opportunities Fund
GM.WS.B / General Motors Company - Warrants 07/10/2019
GM.WS.A / General Motors Company
ARGT / Global X Funds - Global X MSCI Argentina ETF
GREK / Global X Funds - Global X MSCI Greece ETF
GG / Goldcorp, Inc.
HQH / Abrdn Healthcare Investors
XPPRX / Voya Prime Rate Trust
IVR / Invesco Mortgage Capital Inc.
EWK / iShares, Inc. - iShares MSCI Belgium ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
TIP / iShares Trust - iShares TIPS Bond ETF
FXI / iShares Trust - iShares China Large-Cap ETF
ICLN / iShares Trust - iShares Global Clean Energy ETF
GLJ / iShares Trust
MBB / iShares Trust - iShares MBS ETF
MXI / iShares Trust - iShares Global Materials ETF
HDV / iShares Trust - iShares Core High Dividend ETF
US58503F5026 / Medley Capital Corp.
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / MV ENVIR SVCS (57060U209)
MCP /
GF / The New Germany Fund, Inc.
P / Pandora Media, Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PGJ / Invesco Exchange-Traded Fund Trust - Invesco Golden Dragon China ETF
POWERSHARES ETF TRUST / WNDRHLL CLN EN (73935X500)
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
PBD / Invesco Exchange-Traded Fund Trust II - Invesco Global Clean Energy ETF
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
PROSHARES TR / ULT MSCIMEX CAPP (74347X179)
PROSHARES TR / ULT MSCI PAC (74347X534)
YXI / ProShares Trust - ProShares Short FTSE China 50
TTT / ProShares Trust - ProShares UltraPro Short 20+ Year Treasury
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
GAF / SPDR(R) S&P(R) EMERGING MIDDLE EAST & AFRICA ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SIRI / Sirius XM Holdings Inc.
83416T100 / SolarCity Corp
TE / T1 Energy Inc.
WEAT / Teucrium Commodity Trust - Teucrium Wheat Fund
TWC / Spectrum Management Holding Company LLC
TRP / TC Energy Corporation
TKF / Turkish Investment Fund, Inc.
UTEK / Ultratech, Inc.
VMW / Vmware Inc. - Class A
VODPF / Vodafone Group Public Limited Company
WAG /
EMD / Western Asset Emerging Markets Debt Fund Inc.
AABA / Altaba Inc
BMG253431073 / Cosan Ltd.
AGNC / AGNC Investment Corp.
APU / AmeriGas Partners, L.P.
NLY / Annaly Capital Management, Inc.
BARCLAYS BK PLC / IPTH AGRIC ETN (06740P262)
BFZ / BlackRock California Municipal Income Trust
CHK / Chesapeake Energy Corporation
CYN / Cyngn Inc.
CGW / Invesco Exchange-Traded Fund Trust II - Invesco S&P Global Water Index ETF
TAO / Invesco China Real Estate ETF
AFL / Aflac Incorporated
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
MARKET VECTORS ETF TR / RUSSIA ETF (57060U506)
AOL /
LAQ / Aberdeen Latin America Equity Fund, Inc.
ARNC / Arconic Corporation
AFFX / Affymetrix, Inc.
AWF / AllianceBernstein Global High Income Fund
JJA / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJAB
NIB / Barclays Bank PLC - ZC SP ETN REDEEM 24/06/2038 USD 50
BEAM / Beam Therapeutics Inc.
CPHD / Cepheid
SITE / SiteOne Landscape Supply, Inc.
BDD / DB Base Metals Double Long ETN due 6/1/2038
DIREXION SHS ETF TR / DLY RUSSIA BUL (25459Y645)
EVV / Eaton Vance Limited Duration Income Fund
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
TURN / 180 Degree Capital Corp.
EWP / iShares, Inc. - iShares MSCI Spain ETF
EZA / iShares, Inc. - iShares MSCI South Africa ETF
IEV / iShares Trust - iShares Europe ETF
LDF / Latin American Discovery Fund, Inc. (The)
MARKET VECTORS ETF TR / RUSSIA SMALLCP (57061R585)
MXE / Mexico Equity & Income Fund Inc.
61166W101 / Monsanto Co.
MSF / Morgan Stanley Emerging Markets Fund, Inc.
JPS / Nuveen Preferred & Income Securities Fund
PCN / PIMCO Corporate & Income Strategy Fund
PBI / Pitney Bowes Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
EET / ProShares Trust - ProShares Ultra MSCI Emerging Markets
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
XTDFX / Templeton Dragon Fund, Inc.
FOX / Fox Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
COV /
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
XOM / Exxon Mobil Corporation
CORT / Corcept Therapeutics Incorporated
GLD / SPDR Gold Trust
SNY / Sanofi - Depositary Receipt (Common Stock)
FCX / Freeport-McMoRan Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
HIW / Highwoods Properties, Inc.
CELG / Celgene Corp.
MAC / The Macerich Company
ORCL / Oracle Corporation
AXP / American Express Company
GRX / The Gabelli Healthcare & Wellness Trust
APA / APA Corporation
DOW / Dow Inc.
AAPL / Apple Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
HPQ / HP Inc.
RF / Regions Financial Corporation
NOV / NOV Inc.
IBM / International Business Machines Corporation
CMCSA / Comcast Corporation
CNP / CenterPoint Energy, Inc.
GOOGL / Alphabet Inc.
TRV / The Travelers Companies, Inc.
HRL / Hormel Foods Corporation
QGEN / Qiagen N.V.
NWSA / News Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
0PP / Portola Pharmaceuticals Inc
RDS.B / Shell Plc - ADR
OMC / Omnicom Group Inc.
YINN / Direxion Shares ETF Trust - Direxion Daily FTSE China Bull 3X Shares
WMB / The Williams Companies, Inc.
HFC / HollyFrontier Corp
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
BRK.B / Berkshire Hathaway Inc.
IHI / iShares Trust - iShares U.S. Medical Devices ETF
HON / Honeywell International Inc.
PEP / PepsiCo, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
CSCO / Cisco Systems, Inc.
TGT / Target Corporation
WFC / Wells Fargo & Company
KO / The Coca-Cola Company
TUR / iShares, Inc. - iShares MSCI Turkey ETF
COST / Costco Wholesale Corporation
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
HAL / Halliburton Company
FTR / Frontier Communications Corp.
UPS / United Parcel Service, Inc.
MRK / Merck & Co., Inc.
BMRN / BioMarin Pharmaceutical Inc.
WMT / Walmart Inc.
TWTR / Twitter Inc
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MET / MetLife, Inc.
GIS / General Mills, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
GE / General Electric Company
IAU / iShares Gold Trust
SEEL / Seelos Therapeutics, Inc.
LEN / Lennar Corporation
KIM / Kimco Realty Corporation
BLK / BlackRock, Inc.
RWT / Redwood Trust, Inc.
DVAX / Dynavax Technologies Corporation
JPM / JPMorgan Chase & Co.
USB / U.S. Bancorp
EMR / Emerson Electric Co.
EBAY / eBay Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
PFE / Pfizer Inc.
ARCC / Ares Capital Corporation
T / AT&T Inc.
PG / The Procter & Gamble Company
SBUX / Starbucks Corporation
MCD / McDonald's Corporation
AMAT / Applied Materials, Inc.
IGR / CBRE Global Real Estate Income Fund
AVB / AvalonBay Communities, Inc.
WTRG / Essential Utilities, Inc.
COP / ConocoPhillips
SLB / Schlumberger Limited
GPC / Genuine Parts Company
IWB / iShares Trust - iShares Russell 1000 ETF
MTN / Vail Resorts, Inc.
JCI / Johnson Controls International plc
SPY / SPDR S&P 500 ETF
AMZN / Amazon.com, Inc.
AMGN / Amgen Inc.
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
INTC / Intel Corporation
NFG / National Fuel Gas Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
UNP / Union Pacific Corporation
META / Meta Platforms, Inc.
F_KZ / Ford Motor Company
MMM / 3M Company
BMY / Bristol-Myers Squibb Company
ITW / Illinois Tool Works Inc.
FDX / FedEx Corporation
ISRG / Intuitive Surgical, Inc.
V / Visa Inc.
WY / Weyerhaeuser Company
QCOM / QUALCOMM Incorporated
MSFT / Microsoft Corporation
DVN / Devon Energy Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
BAX / Baxter International Inc.
CL / Colgate-Palmolive Company
HD / The Home Depot, Inc.
JNJ / Johnson & Johnson
CVX / Chevron Corporation
MDT / Medtronic plc
FBIN / Fortune Brands Innovations, Inc.
DIS / The Walt Disney Company
GM / General Motors Company
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
CB / Chubb Limited
IBB / iShares Trust - iShares Biotechnology ETF
GILD / Gilead Sciences, Inc.
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
VZ / Verizon Communications Inc.
CLX / The Clorox Company