Market Value328,417,000
Total Holdings176
File Date2021-04-23
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ARKK / ARK ETF Trust - ARK Innovation ETF
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
EMF / Templeton Emerging Markets Fund
UFEB / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - February
UAPR / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - April
RSPT / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Technology ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
PNOV / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - November
SMH / VanEck ETF Trust - VanEck Semiconductor ETF
POCT / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - October
ASG / Liberty All-Star Growth Fund, Inc.
IIF / Morgan Stanley India Investment Fund, Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
BSEP / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - September
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SPE / Special Opportunities Fund, Inc.
GGZ / The Gabelli Global Small and Mid Cap Value Trust
QQQE / Direxion Shares ETF Trust - Direxion NASDAQ-100 Equal Weighted Index Shares
BLOK / Amplify ETF Trust - Amplify Transformational Data Sharing ETF
BSTZ / BlackRock Science and Technology Term Trust
BOCT / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - October
BMAR / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - March
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
IHAK / iShares Trust - iShares Cybersecurity and Tech ETF
LGI / Lazard Global Total Return and Income Fund, Inc.
PHYS / Sprott Physical Gold Trust
EQS / Equus Total Return, Inc.
SPY / SPDR S&P 500 ETF Put
153501101 / Central Fund of Canada Ltd.
FIVG / ETF Series Solutions - Defiance Next Gen Connectivity ETF
SH / ProShares Trust - ProShares Short S&P500
UJUL / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - July
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
/ Special Opportunities Fund, Inc.
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
SCHK / Schwab Strategic Trust - Schwab 1000 Index ETF
HON / Honeywell International Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
OCTT / AIM ETF Products Trust - AllianzIM U.S. Large Cap Buffer10 Oct ETF
EIS / iShares, Inc. - iShares MSCI Israel ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
OEF / iShares Trust - iShares S&P 100 ETF Call
OEF / iShares Trust - iShares S&P 100 ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
UNOV / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - November
ONLN / ProShares Trust - ProShares Online Retail ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
QELLU / Qell Acquisition Corp - Units (1 Ord Share Class A & 1/3 War) Call
AAPL / Apple Inc. Call
GLO / Clough Global Opportunities Fund
BMEZ / BlackRock Health Sciences Term Trust
AIQ / Global X Funds - Global X Artificial Intelligence & Technology ETF
GGO / Gabelli Go Anywhere Trust
INNOVATOR LADDERED FUND OF S&P 500 POWER BUFFER ETFS / (45783G102)
IRL / New Ireland Fund Inc
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
Invesco QQQ Trust / (631100104)
AllianzGI NFJ Divid Int / (65337H109)
Madison/Claymore Covered Call & Eq Strtg / (556582104)
Royce Focus TRUST Inc / (78080N108)
Vanguard S&P 500 ETF / (922908413)
GLD / SPDR Gold Trust
H&Q Life Sciences Invtrs / (404053100)
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
Gyrodyne Company of America / (403820103)
BME / BlackRock Health Sciences Trust
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
Proshares Inverse S&P 500 / (74347R503)
Call QQQ JAN21 at 305 / Call (46090E903)
SILJ / Amplify ETF Trust - Amplify Junior Silver Miners ETF Call
USEP / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - September
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
PCF / High Income Securities Fund
PRNT / ARK ETF Trust - The 3D Printing ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
ESPO / VanEck ETF Trust - VanEck Video Gaming and Esports ETF
BXMX / Nuveen S&P 500 Buy-Write Income Fund
TY / Tri-Continental Corporation
RMT / Royce Micro-Cap Trust, Inc.
PEO / Adams Natural Resources Fund, Inc.
DTEC / ALPS ETF Trust - ALPS Disruptive Technologies ETF
NERD / Listed Funds Trust - Roundhill Video Games ETF
CEF / Sprott Physical Gold and Silver Trust
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
MDY / SPDR S&P MidCap 400 ETF Trust
BOE / BlackRock Enhanced Global Dividend Trust
SPY / SPDR S&P 500 ETF
CPZ / Calamos Long/Short Equity & Dynamic Income Term Trust
PFEB / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - February
PSEP / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - September
BJUL / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - July
IWM / iShares Trust - iShares Russell 2000 ETF
CLOU / Global X Funds - Global X Cloud Computing ETF
BLCN / Siren ETF Trust - Siren Nasdaq NexGen Economy ETF
UDEC / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - December
UMAY / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - May
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
GPM / Guggenheim Enhanced Equity Income Fund
STT / State Street Corporation Call
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
STEW / SRH Total Return Fund, Inc.
USA / Liberty All-Star Equity Fund
SPEU / SPDR Index Shares Funds - SPDR Portfolio Europe ETF
EWJ / iShares, Inc. - iShares MSCI Japan ETF
HQH / Abrdn Healthcare Investors
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
ISRA / VanEck ETF Trust - VanEck Israel ETF
EVG / Eaton Vance Short Duration Diversified Income Fund
BJAN / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - January
CNCR / ETF Series Solutions - Range Cancer Therapeutics ETF
BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December
BXSY / Bexil Investment Trust
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
IYE / iShares Trust - iShares U.S. Energy ETF
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
KOCT / Innovator ETFs Trust - Innovator U.S. Small Cap Power Buffer ETF - October
AOD / Abrdn Total Dynamic Dividend Fund
CCIF / Carlyle Credit Income Fund
ADX / Adams Diversified Equity Fund, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
FUND / Sprott Focus Trust, Inc.
HERZ / Herzfeld Credit Income Fund, Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
GDV / The Gabelli Dividend & Income Trust
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
RVT / Royce Small-Cap Trust, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
GYRO / Gyrodyne, LLC
BNOV / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - November
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
AIEQ / Amplify ETF Trust - Amplify AI Powered Equity ETF
ITEQ / Amplify ETF Trust - Amplify BlueStar Israel Technology ETF
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
IZRL / ARK ETF Trust - ARK Israel Innovative Technology ETF
PMAY / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - May
NOCT / Innovator ETFs Trust - Innovator Growth-100 Power Buffer ETF - October
PAPR / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - April
PJUN / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - June
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
IAU / iShares Gold Trust
BJK / VanEck ETF Trust - VanEck Gaming ETF
SWZ / Total Return Securities, Inc.
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
SMB / VanEck ETF Trust - VanEck Short Muni ETF
DBOC / Innovator ETFs Trust - Innovator Double Stacker 9 Buffer ETF - October
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
ASA / ASA Gold and Precious Metals Limited
QQQ / Invesco QQQ Trust, Series 1
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
PMAR / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - March
CET / Central Securities Corporation
PDEC / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - December
SPY / SPDR S&P 500 ETF Call
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
SLV / iShares Silver Trust
PJUL / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - July
JEQ / Abrdn Japan Equity Fund Inc
GLD / SPDR Gold Trust
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
SOXX / iShares Trust - iShares Semiconductor ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
IWL / iShares Trust - iShares Russell Top 200 ETF
BFEB / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - February
UOCT / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - October
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
BAPR / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - April
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
KO / The Coca-Cola Company Call
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
PJAN / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - January
BJUN / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - June
UJAN / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - January
GRX / The Gabelli Healthcare & Wellness Trust
GAM / General American Investors Company, Inc.
PAUG / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - August
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
PSLV / Sprott Physical Silver Trust
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF