Market Value290,150,000
Total Holdings155
File Date2021-01-21
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ARKK / ARK ETF Trust - ARK Innovation ETF
ITEQ / Amplify ETF Trust - Amplify BlueStar Israel Technology ETF
FXBY / Foxby Corp.
IRL / New Ireland Fund Inc
SPY / SPDR S&P 500 ETF Call
UOCT / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - October
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SPY / SPDR S&P 500 ETF
PAUG / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - August
PJUN / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - June
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
BLOK / Amplify ETF Trust - Amplify Transformational Data Sharing ETF
BSTZ / BlackRock Science and Technology Term Trust
IIF / Morgan Stanley India Investment Fund, Inc.
BOE / BlackRock Enhanced Global Dividend Trust
POCT / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - October
PSEP / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - September
PRNT / ARK ETF Trust - The 3D Printing ETF
BJUL / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - July
ADX / Adams Diversified Equity Fund, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
ISRA / VanEck ETF Trust - VanEck Israel ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
GGO / Gabelli Go Anywhere Trust
153501101 / Central Fund of Canada Ltd.
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
GPM / Guggenheim Enhanced Equity Income Fund
HON / Honeywell International Inc.
SLV / iShares Silver Trust
FIVG / ETF Series Solutions - Defiance Next Gen Connectivity ETF
Invesco QQQ Trust / (631100104)
AllianzGI NFJ Divid Int / (65337H109)
Vanguard S&P 500 ETF / (922908413)
GLD / SPDR Gold Trust
Madison/Claymore Covered Call & Eq Strtg / (556582104)
Royce Focus TRUST Inc / (78080N108)
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
H&Q Life Sciences Invtrs / (404053100)
Gyrodyne Company of America / (403820103)
NHF / NexPoint Strategic Opportunities Fund
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
AIQ / Global X Funds - Global X Artificial Intelligence & Technology ETF
Proshares Inverse S&P 500 / (74347R503)
Call QQQ JAN21 at 305 / Call (46090E903)
Petroleum & Resources Cp / (716549100)
FEO / First Trust-abrdn Emerging Opportunity Fund
VOYA / Voya Financial, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
PSLV / Sprott Physical Silver Trust
EIS / iShares, Inc. - iShares MSCI Israel ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
OEF / iShares Trust - iShares S&P 100 ETF
OEF / iShares Trust - iShares S&P 100 ETF Call
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
/ Dividend and Income Fund
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
ONLN / ProShares Trust - ProShares Online Retail ETF
GLQ / Clough Global Equity Fund
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
XPPRX / Voya Prime Rate Trust
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
NERD / Listed Funds Trust - Roundhill Video Games ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
IWM / iShares Trust - iShares Russell 2000 ETF
CLOU / Global X Funds - Global X Cloud Computing ETF
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
/ Special Opportunities Fund, Inc.
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
BLCN / Siren ETF Trust - Siren Nasdaq NexGen Economy ETF
BME / BlackRock Health Sciences Trust
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
HERZ / Herzfeld Credit Income Fund, Inc.
SPY / SPDR S&P 500 ETF Put
ASG / Liberty All-Star Growth Fund, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SMH / VanEck ETF Trust - VanEck Semiconductor ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
STT / State Street Corporation Call
USA / Liberty All-Star Equity Fund
CET / Central Securities Corporation
BAPR / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - April
STEW / SRH Total Return Fund, Inc.
SPEU / SPDR Index Shares Funds - SPDR Portfolio Europe ETF
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
EMF / Templeton Emerging Markets Fund
GRX / The Gabelli Healthcare & Wellness Trust
HQH / Abrdn Healthcare Investors
AIG / American International Group, Inc.
EQS / Equus Total Return, Inc.
RVT / Royce Small-Cap Trust, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SCHK / Schwab Strategic Trust - Schwab 1000 Index ETF
JEQ / Abrdn Japan Equity Fund Inc
LGI / Lazard Global Total Return and Income Fund, Inc.
AGD / Abrdn Global Dynamic Dividend Fund
RGT / Royce Global Trust, Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
CCIF / Carlyle Credit Income Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
IWL / iShares Trust - iShares Russell Top 200 ETF
DTEC / ALPS ETF Trust - ALPS Disruptive Technologies ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
PCF / High Income Securities Fund
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
SWZ / Total Return Securities, Inc.
THQ / Abrdn Healthcare Opportunities Fund
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
AIEQ / Amplify ETF Trust - Amplify AI Powered Equity ETF
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
IZRL / ARK ETF Trust - ARK Israel Innovative Technology ETF
IAU / iShares Gold Trust
BJK / VanEck ETF Trust - VanEck Gaming ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
IYE / iShares Trust - iShares U.S. Energy ETF
PJUL / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - July
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
MDY / SPDR S&P MidCap 400 ETF Trust
GGZ / The Gabelli Global Small and Mid Cap Value Trust
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
IGE / iShares Trust - iShares North American Natural Resources ETF
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
BSEP / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - September
SOXX / iShares Trust - iShares Semiconductor ETF
AOD / Abrdn Total Dynamic Dividend Fund
IHAK / iShares Trust - iShares Cybersecurity and Tech ETF
TY / Tri-Continental Corporation
RMT / Royce Micro-Cap Trust, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
GAM / General American Investors Company, Inc.
GLO / Clough Global Opportunities Fund
CPZ / Calamos Long/Short Equity & Dynamic Income Term Trust
PJAN / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - January
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
SPE / Special Opportunities Fund, Inc.
GDV / The Gabelli Dividend & Income Trust
RCG / RENN Fund, Inc.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
PNOV / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - November
PHYS / Sprott Physical Gold Trust
ESPO / VanEck ETF Trust - VanEck Video Gaming and Esports ETF
ASA / ASA Gold and Precious Metals Limited
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
BJUN / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - June
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
CNCR / ETF Series Solutions - Range Cancer Therapeutics ETF
QQQE / Direxion Shares ETF Trust - Direxion NASDAQ-100 Equal Weighted Index Shares