Market Value217,451,000
Total Holdings197
File Date2019-11-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EQS / Equus Total Return, Inc.
PSLV / Sprott Physical Silver Trust
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
OEF / iShares Trust - iShares S&P 100 ETF
OEF / iShares Trust - iShares S&P 100 ETF Call
IVW / iShares Trust - iShares S&P 500 Growth ETF
VTA / Invesco Dynamic Credit Opportunities Fund
FXBY / Foxby Corp.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
PRNT / ARK ETF Trust - The 3D Printing ETF
RGT / Royce Global Trust, Inc.
BOE / BlackRock Enhanced Global Dividend Trust
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
SPY / SPDR S&P 500 ETF Put
GAM / General American Investors Company, Inc.
JPS / Nuveen Preferred & Income Securities Fund
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
XPPRX / Voya Prime Rate Trust
/ Dividend and Income Fund
FNDA / Schwab Strategic Trust - Schwab Fundamental U.S. Small Company ETF
CNCR / ETF Series Solutions - Range Cancer Therapeutics ETF
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
BL / BlackLine, Inc. Call
Gabelli Global Deal Fund / (36245G103)
153501101 / Central Fund of Canada Ltd.
NHF / NexPoint Strategic Opportunities Fund
SLVO / ETRACS Silver Shares Covered Call ETNs due April 21, 2033
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
US3021041047 / ExOne Co
LMP Capital & Income / (795500107)
INP / Barclays iPath MSCI India Index ETN due on 12/18/2036 due 12/18/2036
SSSS / SuRo Capital Corp.
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
DDD / 3D Systems Corporation
/ Special Opportunities Fund, Inc.
AAL / American Airlines Group Inc.
AIG / American International Group, Inc.
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
BLCN / Siren ETF Trust - Siren Nasdaq NexGen Economy ETF
UJUL / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - July
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
PUTW / WisdomTree Trust - WisdomTree PutWrite Strategy Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
ASG / Liberty All-Star Growth Fund, Inc.
AGD / Abrdn Global Dynamic Dividend Fund
SOR / Source Capital
SPEU / SPDR Index Shares Funds - SPDR Portfolio Europe ETF
GRX / The Gabelli Healthcare & Wellness Trust
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
EEA / The European Equity Fund, Inc.
SPY / SPDR S&P 500 ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
TDF / Templeton Dragon Fund, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
TIP / iShares Trust - iShares TIPS Bond ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
RMT / Royce Micro-Cap Trust, Inc.
JOF / Japan Smaller Capitalization Fund, Inc.
PHYS / Sprott Physical Gold Trust
AOD / Abrdn Total Dynamic Dividend Fund
MMM / 3M Company
SOXX / iShares Trust - iShares Semiconductor ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BGR / BlackRock Energy and Resources Trust
IRL / New Ireland Fund Inc
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
US5538291023 / MVC Capital, Inc.
CCIF / Carlyle Credit Income Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MNA / New York Life Investments ETF Trust - NYLI Merger Arbitrage ETF
EEB / Invesco BRIC ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
USA / Liberty All-Star Equity Fund
ONLN / ProShares Trust - ProShares Online Retail ETF
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
Royce Focus TRUST Inc / (78080N108)
Gyrodyne Company of America / (403820103)
VanEck Vectors Agribusiness ETF / (57060U605)
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
PIN / Invesco India Exchange-Traded Fund Trust - Invesco India ETF
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
FRN / Guggenheim Frontier Markets ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
ILF / iShares Trust - iShares Latin America 40 ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
FNDB / Schwab Strategic Trust - Schwab Fundamental U.S. Broad Market ETF
VNM / VanEck ETF Trust - VanEck Vietnam ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
XLORX / Lazard World Dividend & Income
AIQ / Global X Funds - Global X Artificial Intelligence & Technology ETF
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
FNDC / Schwab Strategic Trust - Schwab Fundamental International Small Equity ETF
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
GLD / SPDR Gold Trust
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
FNG / ADVISORSHARES NEW TECH AND MEDIA ETF
Invesco QQQ Trust / (631100104)
Proshares Inverse S&P 500 / (74347R503)
DFJ / WisdomTree Trust - WisdomTree Japan SmallCap Dividend Fund
GSG / iShares S&P GSCI Commodity-Indexed Trust
Petroleum & Resources Cp / (716549100)
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
CEW / WisdomTree Trust - WisdomTree Emerging Currency Strategy Fund
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
SVVC / Firsthand Technology Value Fund, Inc.
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
AllianzGI NFJ Divid Int / (65337H109)
US25459Y7691 / Direxion All Cap Insider Sentiment Shares
EWC / iShares, Inc. - iShares MSCI Canada ETF
CQQQ / Invesco Exchange-Traded Fund Trust II - Invesco China Technology ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
BATT / Amplify ETF Trust - Amplify Lithium & Battery Technology ETF
ETFMG Prime Cyber Security ETF / (30304R407)
AVK / Advent Convertible and Income Fund
BDJ / BlackRock Enhanced Equity Dividend Trust
RMRM / RMR Mortgage Trust
CAF / Morgan Stanley China A Share Fund, Inc.
CHN / The China Fund, Inc.
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
IFN / The India Fund, Inc.
DEX / Delaware Enhanced Global Dividend & Income Fund
STEW / SRH Total Return Fund, Inc.
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
Nasdaq Prem Incm & Grwth / (63110R105)
Madison Claymore Covered Call & Eq Strtg / (556582104)
SPE / Special Opportunities Fund, Inc.
SCHK / Schwab Strategic Trust - Schwab 1000 Index ETF
BCX / Blackrock Resources & Commodities Strategy Trust
GDV / The Gabelli Dividend & Income Trust
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
MXE / Mexico Equity & Income Fund Inc.
BGY / BlackRock Enhanced International Dividend Trust
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
SLV / iShares Silver Trust
SWZ / Total Return Securities, Inc.
JRI / Nuveen Real Asset Income and Growth Fund
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
IIF / Morgan Stanley India Investment Fund, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
RVT / Royce Small-Cap Trust, Inc.
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
HERZ / Herzfeld Credit Income Fund, Inc.
CET / Central Securities Corporation
SPY / SPDR S&P 500 ETF Call
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
TY / Tri-Continental Corporation
GGZ / The Gabelli Global Small and Mid Cap Value Trust
IYT / iShares Trust - iShares U.S. Transportation ETF
TWN / The Taiwan Fund, Inc.
ASA / ASA Gold and Precious Metals Limited
GLQ / Clough Global Equity Fund
BLOK / Amplify ETF Trust - Amplify Transformational Data Sharing ETF
JEQ / Abrdn Japan Equity Fund Inc
PJAN / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - January
LGI / Lazard Global Total Return and Income Fund, Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
HQH / Abrdn Healthcare Investors
VLUE / iShares Trust - iShares MSCI USA Value Factor ETF
IWM / iShares Trust - iShares Russell 2000 ETF
WIA / Western Asset Inflation-Linked Income Fund
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
QQQE / Direxion Shares ETF Trust - Direxion NASDAQ-100 Equal Weighted Index Shares
IAU / iShares Gold Trust
ADX / Adams Diversified Equity Fund, Inc.
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
PCF / High Income Securities Fund
IWD / iShares Trust - iShares Russell 1000 Value ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
AEF / abrdn Emerging Markets ex-China Fund, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
BJK / VanEck ETF Trust - VanEck Gaming ETF
IYE / iShares Trust - iShares U.S. Energy ETF
HON / Honeywell International Inc.
EMF / Templeton Emerging Markets Fund