Market Value214,025,000
Total Holdings198
File Date2019-04-23
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
OEF / iShares Trust - iShares S&P 100 ETF Call
OEF / iShares Trust - iShares S&P 100 ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
IYT / iShares Trust - iShares U.S. Transportation ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
RGT / Royce Global Trust, Inc.
153501101 / Central Fund of Canada Ltd.
AllianzGI NFJ Divid Int / (65337H109)
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
FXBY / Foxby Corp.
US3021041047 / ExOne Co
DDD / 3D Systems Corporation
SLVO / ETRACS Silver Shares Covered Call ETNs due April 21, 2033
/ Dividend and Income Fund
FNDA / Schwab Strategic Trust - Schwab Fundamental U.S. Small Company ETF
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
MMM / 3M Company
GGZ / The Gabelli Global Small and Mid Cap Value Trust
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
PRNT / ARK ETF Trust - The 3D Printing ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
BOE / BlackRock Enhanced Global Dividend Trust
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
RMT / Royce Micro-Cap Trust, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
TDF / Templeton Dragon Fund, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IWM / iShares Trust - iShares Russell 2000 ETF
SPY / SPDR S&P 500 ETF Put
FNDB / Schwab Strategic Trust - Schwab Fundamental U.S. Broad Market ETF
XPPRX / Voya Prime Rate Trust
ETFMG Prime Cyber Security ETF / (30304R407)
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
BLCN / Siren ETF Trust - Siren Nasdaq NexGen Economy ETF
WY / Weyerhaeuser Company Call
GPM / Guggenheim Enhanced Equity Income Fund
NHF / NexPoint Strategic Opportunities Fund
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
/ Special Opportunities Fund, Inc.
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
GAM / General American Investors Company, Inc.
THQ / Abrdn Healthcare Opportunities Fund
AAL / American Airlines Group Inc.
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
EFV / iShares Trust - iShares MSCI EAFE Value ETF
BGR / BlackRock Energy and Resources Trust
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SWZ / Total Return Securities, Inc.
STEW / SRH Total Return Fund, Inc.
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
MXE / Mexico Equity & Income Fund Inc.
XAPBX / Asia Pacific Fund, Inc.
THW / Abrdn World Healthcare Fund
AKP / Alliance California Municipal Income Fund, Inc.
ENY / Guggenheim Canadian Energy Income ETF
IRL / New Ireland Fund Inc
SVVC / Firsthand Technology Value Fund, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SPEU / SPDR Index Shares Funds - SPDR Portfolio Europe ETF
USA / Liberty All-Star Equity Fund
VanEck Vectors Agribusiness ETF / (57060U605)
Invesco QQQ Trust / (631100104)
Petroleum & Resources Cp / (716549100)
Gabelli Global Deal Fund / (36245G103)
XLORX / Lazard World Dividend & Income
EEB / Invesco BRIC ETF
Gyrodyne Company of America / (403820103)
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
CQQQ / Invesco Exchange-Traded Fund Trust II - Invesco China Technology ETF
Proshares Inverse S&P 500 / (74347R503)
US5538291023 / MVC Capital, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
ILF / iShares Trust - iShares Latin America 40 ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
LMP Capital & Income / (795500107)
EUO / ProShares Trust II - ProShares UltraShort Euro
APF / Morgan Stanley Asia-Pacific Fund, Inc.
VHC / VirnetX Holding Corporation Call
MNA / New York Life Investments ETF Trust - NYLI Merger Arbitrage ETF
Royce Focus TRUST Inc / (78080N108)
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PUTW / WisdomTree Trust - WisdomTree PutWrite Strategy Fund
RMRM / RMR Mortgage Trust
DEX / Delaware Enhanced Global Dividend & Income Fund
CAF / Morgan Stanley China A Share Fund, Inc.
IFN / The India Fund, Inc.
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
FNG / ADVISORSHARES NEW TECH AND MEDIA ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
CEW / WisdomTree Trust - WisdomTree Emerging Currency Strategy Fund
ACWI / iShares Trust - iShares MSCI ACWI ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
BL / BlackLine, Inc. Put
FNDC / Schwab Strategic Trust - Schwab Fundamental International Small Equity ETF
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
Ishares Msci Malaysia / (464286830)
AIQ / Global X Funds - Global X Artificial Intelligence & Technology ETF
SSSS / SuRo Capital Corp.
GLD / SPDR Gold Trust
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
MSF / Morgan Stanley Emerging Markets Fund, Inc.
EZA / iShares, Inc. - iShares MSCI South Africa ETF
INP / Barclays iPath MSCI India Index ETN due on 12/18/2036 due 12/18/2036
JPS / Nuveen Preferred & Income Securities Fund
EOI / Eaton Vance Enhanced Equity Income Fund
FRN / Guggenheim Frontier Markets ETF
VNM / VanEck ETF Trust - VanEck Vietnam ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
PIN / Invesco India Exchange-Traded Fund Trust - Invesco India ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
US25459Y7691 / Direxion All Cap Insider Sentiment Shares
Nasdaq Prem Incm & Grwth / (63110R105)
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
BL / BlackLine, Inc. Call
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
BATT / Amplify ETF Trust - Amplify Lithium & Battery Technology ETF
AVK / Advent Convertible and Income Fund
FNDX / Schwab Strategic Trust - Schwab Fundamental U.S. Large Company ETF
PSLV / Sprott Physical Silver Trust
MO / Altria Group, Inc. Call
TWN / The Taiwan Fund, Inc.
TY / Tri-Continental Corporation
BCV / Bancroft Fund Ltd.
TIP / iShares Trust - iShares TIPS Bond ETF
SCHK / Schwab Strategic Trust - Schwab 1000 Index ETF
PHYS / Sprott Physical Gold Trust
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
IYE / iShares Trust - iShares U.S. Energy ETF
CNCR / ETF Series Solutions - Range Cancer Therapeutics ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
RVT / Royce Small-Cap Trust, Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
ASG / Liberty All-Star Growth Fund, Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
BGY / BlackRock Enhanced International Dividend Trust
IVW / iShares Trust - iShares S&P 500 Growth ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
EEA / The European Equity Fund, Inc.
EQS / Equus Total Return, Inc.
HERZ / Herzfeld Credit Income Fund, Inc.
SPE / Special Opportunities Fund, Inc.
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
SOR / Source Capital
HEQ / John Hancock Diversified Income Fund
LGI / Lazard Global Total Return and Income Fund, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
AIG / American International Group, Inc. Call
ADX / Adams Diversified Equity Fund, Inc.
QQQE / Direxion Shares ETF Trust - Direxion NASDAQ-100 Equal Weighted Index Shares
GDV / The Gabelli Dividend & Income Trust
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
EMF / Templeton Emerging Markets Fund
JOF / Japan Smaller Capitalization Fund, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
HON / Honeywell International Inc.
AGD / Abrdn Global Dynamic Dividend Fund
AEF / abrdn Emerging Markets ex-China Fund, Inc.
AOD / Abrdn Total Dynamic Dividend Fund
HQH / Abrdn Healthcare Investors
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
BLOK / Amplify ETF Trust - Amplify Transformational Data Sharing ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
AIG / American International Group, Inc.
GRX / The Gabelli Healthcare & Wellness Trust
JEQ / Abrdn Japan Equity Fund Inc
IWD / iShares Trust - iShares Russell 1000 Value ETF
ASA / ASA Gold and Precious Metals Limited
CHN / The China Fund, Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SLV / iShares Silver Trust
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
SPY / SPDR S&P 500 ETF
SPY / SPDR S&P 500 ETF Call
BJK / VanEck ETF Trust - VanEck Gaming ETF
SOXX / iShares Trust - iShares Semiconductor ETF
IAU / iShares Gold Trust
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
CET / Central Securities Corporation
PCF / High Income Securities Fund
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
BCX / Blackrock Resources & Commodities Strategy Trust
IGE / iShares Trust - iShares North American Natural Resources ETF
IIF / Morgan Stanley India Investment Fund, Inc.
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
JRI / Nuveen Real Asset Income and Growth Fund
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
META / Meta Platforms, Inc. Call