Market Value214,025,000
Total Holdings198
File Date2019-04-23
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
EEA / The European Equity Fund, Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
BLOK / Amplify ETF Trust - Amplify Transformational Data Sharing ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
PHYS / Sprott Physical Gold Trust
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
FEU / SPDR STOXX Europe 50 ETF
IAU / iShares Gold Trust
XETWX / Eaton Vance Tax-Managed Global
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
BLCN / Siren ETF Trust - Siren Nasdaq NexGen Economy ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
SPE / Special Opportunities Fund, Inc.
JOF / Japan Smaller Capitalization Fund, Inc.
CET / Central Securities Corporation
IYT / iShares Trust - iShares U.S. Transportation ETF
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
US5538291023 / MVC Capital, Inc.
MMM / 3M Company
PRNT / ARK ETF Trust - The 3D Printing ETF
GDV / The Gabelli Dividend & Income Trust
BGY / BlackRock Enhanced International Dividend Trust
AIG / American International Group, Inc.
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
ADX / Adams Diversified Equity Fund, Inc.
IIF / Morgan Stanley India Investment Fund, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BOE / BlackRock Enhanced Global Dividend Trust
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
AOD / Abrdn Total Dynamic Dividend Fund
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
AAL / American Airlines Group Inc.
BIF / Boulder Growth & Income Fund Inc
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
RMT / Royce Micro-Cap Trust, Inc.
BGR / BlackRock Energy and Resources Trust
CNCR / ETF Series Solutions - Range Cancer Therapeutics ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SLV / iShares Silver Trust
RVT / Royce Small-Cap Trust, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
SYY / Sysco Corporation
SOR / Source Capital
CUBA / The Herzfeld Caribbean Basin Fund Inc.
TY / Tri-Continental Corporation
GRX / The Gabelli Healthcare & Wellness Trust
IWD / iShares Trust - iShares Russell 1000 Value ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
GGZ / The Gabelli Global Small and Mid Cap Value Trust
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
PUTW / WisdomTree Trust - WisdomTree PutWrite Strategy Fund
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
US3021041047 / ExOne Co
/ Dividend and Income Fund
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
Ishares Msci Malaysia / (464286830)
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
Royce Focus TRUST Inc / (78080N108)
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
DEX / Delaware Enhanced Global Dividend & Income Fund
SLVO / ETRACS Silver Shares Covered Call ETNs due April 21, 2033
SVVC / Firsthand Technology Value Fund, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
CAF / Morgan Stanley China A Share Fund, Inc.
Invesco QQQ Trust / (631100104)
ETFMG Prime Cyber Security ETF / (30304R407)
VanEck Vectors Agribusiness ETF / (57060U605)
Petroleum & Resources Cp / (716549100)
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
MXE / Mexico Equity & Income Fund Inc.
FNDB / Schwab Strategic Trust - Schwab Fundamental U.S. Broad Market ETF
IRL / New Ireland Fund Inc
IYE / iShares Trust - iShares U.S. Energy ETF
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
FNG / ADVISORSHARES NEW TECH AND MEDIA ETF
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
EEB / Invesco BRIC ETF
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
XLORX / Lazard World Dividend & Income
XPPRX / Voya Prime Rate Trust
XUSAX / Liberty All Star Equity Fund
APF / Morgan Stanley Asia-Pacific Fund, Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
CQQQ / Invesco Exchange-Traded Fund Trust II - Invesco China Technology ETF
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
GLD / SPDR Gold Trust
DDD / 3D Systems Corporation
153501101 / Central Fund of Canada Ltd.
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
BJK / VanEck ETF Trust - VanEck Gaming ETF
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
JPS / Nuveen Preferred & Income Securities Fund
PIN / Invesco India Exchange-Traded Fund Trust - Invesco India ETF
IFN / The India Fund, Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
SCHK / Schwab Strategic Trust - Schwab 1000 Index ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
ACWI / iShares Trust - iShares MSCI ACWI ETF
NHF / NexPoint Strategic Opportunities Fund
FXBY / Foxby Corp.
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
Gabelli Global Deal Fund / (36245G103)
Gyrodyne Company of America / (403820103)
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
Proshares Inverse S&P 500 / (74347R503)
AllianzGI NFJ Divid Int / (65337H109)
LMP Capital & Income / (795500107)
SSSS / SuRo Capital Corp.
EZA / iShares, Inc. - iShares MSCI South Africa ETF
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
FNDA / Schwab Strategic Trust - Schwab Fundamental U.S. Small Company ETF
MNA / New York Life Investments ETF Trust - NYLI Merger Arbitrage ETF
PCF / High Income Securities Fund
TWN / The Taiwan Fund, Inc.
EWC / iShares, Inc. - iShares MSCI Canada ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
AVK / Advent Convertible and Income Fund
RMRM / RMR Mortgage Trust
/ Special Opportunities Fund, Inc.
THQ / Abrdn Healthcare Opportunities Fund
RGT / Royce Global Trust, Inc.
AIQ / Global X Funds - Global X Artificial Intelligence & Technology ETF
Nasdaq Prem Incm & Grwth / (63110R105)
EUO / ProShares Trust II - ProShares UltraShort Euro
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
US25459Y7691 / Direxion All Cap Insider Sentiment Shares
CEW / WisdomTree Trust - WisdomTree Emerging Currency Strategy Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
FNDC / Schwab Strategic Trust - Schwab Fundamental International Small Equity ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
BATT / Amplify ETF Trust - Amplify Lithium & Battery Technology ETF
ILF / iShares Trust - iShares Latin America 40 ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
FRN / Guggenheim Frontier Markets ETF
VNM / VanEck ETF Trust - VanEck Vietnam ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
INP / Barclays iPath MSCI India Index ETN due on 12/18/2036 due 12/18/2036
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
EOI / Eaton Vance Enhanced Equity Income Fund
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IWM / iShares Trust - iShares Russell 2000 ETF
VLCSX / Vanguard Large-Cap Index Fund
ASG / Liberty All-Star Growth Fund, Inc.
HON / Honeywell International Inc.
GAM / General American Investors Company, Inc.
PSLV / Sprott Physical Silver Trust
EFV / iShares Trust - iShares MSCI EAFE Value ETF
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
EQS / Equus Total Return, Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SPY / SPDR S&P 500 ETF
OEF / iShares Trust - iShares S&P 100 ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
SPY / SPDR S&P 500 ETF Put
OEF / iShares Trust - iShares S&P 100 ETF Call
LGI / Lazard Global Total Return and Income Fund, Inc.
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
CHN / The China Fund, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XTDFX / Templeton Dragon Fund, Inc.
BCX / Blackrock Resources & Commodities Strategy Trust
IGE / iShares Trust - iShares North American Natural Resources ETF
JEQ / Abrdn Japan Equity Fund Inc
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
SOXX / iShares Trust - iShares Semiconductor ETF
ASA / ASA Gold and Precious Metals Limited
QQQE / Direxion Shares ETF Trust - Direxion NASDAQ-100 Equal Weighted Index Shares
SPY / SPDR S&P 500 ETF Call
AEF / abrdn Emerging Markets ex-China Fund, Inc.
JRI / Nuveen Real Asset Income and Growth Fund
EMF / Templeton Emerging Markets Fund