Market Value209,354,000
Total Holdings243
File Date2017-10-24
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IGE / iShares Trust - iShares North American Natural Resources ETF
BGR / BlackRock Energy and Resources Trust
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
PFE / Pfizer Inc. Call
AAL / American Airlines Group Inc.
AIG / American International Group, Inc. Call
AIG / American International Group, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
OEF / iShares Trust - iShares S&P 100 ETF
OEF / iShares Trust - iShares S&P 100 ETF Call
IVW / iShares Trust - iShares S&P 500 Growth ETF
AAPL / Apple Inc. Call
FEO / First Trust-abrdn Emerging Opportunity Fund
PowerShares QQQ - Nasdaq 100 / (631100104)
/ Special Opportunities Fund, Inc.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
FXBY / Foxby Corp.
US3021041047 / ExOne Co
DDD / 3D Systems Corporation
SLVO / ETRACS Silver Shares Covered Call ETNs due April 21, 2033
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
BST / BlackRock Science and Technology Trust
Latin Amer Equity Fd New / (51827Q106)
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
/ Dividend and Income Fund
REMX / VanEck ETF Trust - VanEck Rare Earth/Strategic Metals ETF
GDV / The Gabelli Dividend & Income Trust
GPM / Guggenheim Enhanced Equity Income Fund
LCM / Advent Claymore Convertible Securities and Income Fund II
RMT / Royce Micro-Cap Trust, Inc.
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
GRF / Eagle Capital Growth Fund, Inc.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
GAM / General American Investors Company, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
WIA / Western Asset Inflation-Linked Income Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
HQH / Abrdn Healthcare Investors
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
SSSS / SuRo Capital Corp.
GSG / iShares S&P GSCI Commodity-Indexed Trust
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
EWRE / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Real Estate ETF
Thai Capital Fd Inc New / (882905201)
IRL / New Ireland Fund Inc
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
DEX / Delaware Enhanced Global Dividend & Income Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
SPEU / SPDR Index Shares Funds - SPDR Portfolio Europe ETF
USA / Liberty All-Star Equity Fund
EFA / iShares Trust - iShares MSCI EAFE ETF
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
GRR / Asia Tigers Fund, Inc. (THE)
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
Singapore Fund Inc / (82929L109)
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
SVVC / Firsthand Technology Value Fund, Inc.
DWS Dreman Val Inc Edge / (23339M105)
FNDB / Schwab Strategic Trust - Schwab Fundamental U.S. Broad Market ETF
TTF / Thaifund, Inc.
ISL / Aberdeen Israel Fund, Inc.
Van Kampen Advantage II / (92112K107)
ING Global Adv & Premium Opp / (44982N109)
IWB / iShares Trust - iShares Russell 1000 ETF
LMP Capital & Income / (795500107)
DDF / Delaware Investments Dividend and Income Fund, Inc.
Gabelli Global Deal Fund / (36245G103)
Royce Focus TRUST Inc / (78080N108)
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
Gyrodyne Company of America / (403820103)
153501101 / Central Fund of Canada Ltd.
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
EEB / Invesco BRIC ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
PureFunds ISE Cyber Security E / (30304R407)
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
ILF / iShares Trust - iShares Latin America 40 ETF
AllianzGI NFJ Divid Int / (65337H109)
MNA / New York Life Investments ETF Trust - NYLI Merger Arbitrage ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
Petroleum & Resources Cp / (716549100)
NHF / NexPoint Strategic Opportunities Fund
FNDC / Schwab Strategic Trust - Schwab Fundamental International Small Equity ETF
RYF / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Financials ETF
EWM / iShares, Inc. - iShares MSCI Malaysia ETF
LDF / Latin American Discovery Fund, Inc. (The)
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
INP / Barclays iPath MSCI India Index ETN due on 12/18/2036 due 12/18/2036
CQQQ / Invesco Exchange-Traded Fund Trust II - Invesco China Technology ETF
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
US0268741560 / American International Group, Inc. Warrants
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
ZF / Zweig Fund, Inc.
RFI / Cohen & Steers Total Return Realty Fund, Inc.
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
007639107 / Advent Claymore Convertible Securities & Income Fund II
ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
XIAFX / Aberdeen Australia Equity Fund,
YYY / Amplify ETF Trust - Amplify High Income ETF
SPDR Dow Jones Industrial Aver / (252787106)
PFF / iShares Trust - iShares Preferred and Income Securities ETF
BWV / Blue Water Biotech, Inc.
CEW / WisdomTree Trust - WisdomTree Emerging Currency Strategy Fund
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
RMRM / RMR Mortgage Trust
PUTW / WisdomTree Trust - WisdomTree PutWrite Strategy Fund
CAF / Morgan Stanley China A Share Fund, Inc.
IFN / The India Fund, Inc.
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
STEW / SRH Total Return Fund, Inc.
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
DRA / Diversified Real Asset Income Fund
MBLY / Mobileye Global Inc.
APF / Morgan Stanley Asia-Pacific Fund, Inc.
MSF / Morgan Stanley Emerging Markets Fund, Inc.
GML / SPDR(R) S&P(R) EMERGING LATIN AMERICA ETF
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
JPS / Nuveen Preferred & Income Securities Fund
Greater China Fund / (39167B102)
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
Jf China Region Fund Inc / (46614T107)
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
EZA / iShares, Inc. - iShares MSCI South Africa ETF
RYE / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Energy ETF
XGCVX / Gabelli Convertible and Income
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
JCE / Nuveen Core Equity Alpha Fund
GLD / SPDR Gold Trust
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
FRN / Guggenheim Frontier Markets ETF
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
VNM / VanEck ETF Trust - VanEck Vietnam ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
GAIN / Gladstone Investment Corporation
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
US25459Y7691 / Direxion All Cap Insider Sentiment Shares
Nasdaq Prem Incm & Grwth / (63110R105)
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PIN / Invesco India Exchange-Traded Fund Trust - Invesco India ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
EUO / ProShares Trust II - ProShares UltraShort Euro
XAPBX / Asia Pacific Fund, Inc.
EUFX / ProShares Trust - ProShares Short Euro
SH / ProShares Trust - ProShares Short S&P500
ZOES / Zoe's Kitchen, Inc.
CEFL / ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
JTA / Nuveen Tax-Advantaged Total Return Strategy Fund
ENY / Guggenheim Canadian Energy Income ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
IXC / iShares Trust - iShares Global Energy ETF
US5538291023 / MVC Capital, Inc.
LGI / Lazard Global Total Return and Income Fund, Inc.
CHN / The China Fund, Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BOE / BlackRock Enhanced Global Dividend Trust
BDJ / BlackRock Enhanced Equity Dividend Trust
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
PHYS / Sprott Physical Gold Trust
IVV / iShares Trust - iShares Core S&P 500 ETF
IWM / iShares Trust - iShares Russell 2000 ETF
GLQ / Clough Global Equity Fund
KO / The Coca-Cola Company Call
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
ASA / ASA Gold and Precious Metals Limited
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SLV / iShares Silver Trust
IHD / Voya Emerging Markets High Dividend Equity Fund
SOR / Source Capital
IYT / iShares Trust - iShares U.S. Transportation ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
SPY / SPDR S&P 500 ETF
GRX / The Gabelli Healthcare & Wellness Trust
TY / Tri-Continental Corporation
RGT / Royce Global Trust, Inc.
BGY / BlackRock Enhanced International Dividend Trust
SPE / Special Opportunities Fund, Inc.
EEA / The European Equity Fund, Inc.
HON / Honeywell International Inc.
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
ECF / Ellsworth Growth and Income Fund Ltd.
AOD / Abrdn Total Dynamic Dividend Fund
SWZ / Total Return Securities, Inc.
SPY / SPDR S&P 500 ETF Put
CNCR / ETF Series Solutions - Range Cancer Therapeutics ETF
BCV / Bancroft Fund Ltd.
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
THQ / Abrdn Healthcare Opportunities Fund
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
PCF / High Income Securities Fund
MFD / Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
ZTR / Virtus Global Dividend & Income Fund Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
IAU / iShares Gold Trust
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
EFV / iShares Trust - iShares MSCI EAFE Value ETF
IYE / iShares Trust - iShares U.S. Energy ETF
PSLV / Sprott Physical Silver Trust
JRI / Nuveen Real Asset Income and Growth Fund
CET / Central Securities Corporation
EMF / Templeton Emerging Markets Fund
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
MMM / 3M Company
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
JOF / Japan Smaller Capitalization Fund, Inc.
HERZ / Herzfeld Credit Income Fund, Inc.
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
EQS / Equus Total Return, Inc.
IIF / Morgan Stanley India Investment Fund, Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SOXX / iShares Trust - iShares Semiconductor ETF
GLO / Clough Global Opportunities Fund
TDF / Templeton Dragon Fund, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
RVT / Royce Small-Cap Trust, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
MXE / Mexico Equity & Income Fund Inc.
BCX / Blackrock Resources & Commodities Strategy Trust
TIP / iShares Trust - iShares TIPS Bond ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
OEF / iShares Trust - iShares S&P 100 ETF Put
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
GGZ / The Gabelli Global Small and Mid Cap Value Trust
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
QQQE / Direxion Shares ETF Trust - Direxion NASDAQ-100 Equal Weighted Index Shares
ASG / Liberty All-Star Growth Fund, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
PRNT / ARK ETF Trust - The 3D Printing ETF
SPY / SPDR S&P 500 ETF Call
ADX / Adams Diversified Equity Fund, Inc.