Market Value147,710,000
Total Holdings390
File Date2014-04-29
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
PUB / People's Utah Bancorp
ADT / ADT Inc.
AllianzGI Eqty & Conv Income F / (00119P102)
ISL / Aberdeen Israel Fund, Inc.
LCM / Advent Claymore Convertible Securities and Income Fund II
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
AGD / Abrdn Global Dynamic Dividend Fund
AWP / abrdn Global Premier Properties Fund
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
GF / The New Germany Fund, Inc.
AXP / American Express Company
Amer Strategic Incm Port / (030098107)
Amern Strategic Incm II / (030099105)
American Strat Income III / (03009T101)
BCV / Bancroft Fund Ltd.
COR / Cencora, Inc.
AMP / Ameriprise Financial, Inc.
US0325111070 / Anadarko Petroleum Corp.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
APA / APA Corporation
HQH / Abrdn Healthcare Investors
Argonaut Group / (040157109)
IVW / iShares Trust - iShares S&P 500 Growth ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
BHI / Baker Hughes Inc.
BWV / Blue Water Biotech, Inc.
INTC / Intel Corporation
BYM / BlackRock Municipal Income Quality Trust
BLE / BlackRock Municipal Income Trust II
Boulder Total Return Fd / (101541100)
CECE / Ceco Environmental Corp.
DVN / Devon Energy Corporation
CSQ / Calamos Strategic Total Return Fund
CNQ / Canadian Natural Resources Limited
CRS / Carpenter Technology Corporation
CELG / Celgene Corp.
CPK / Chesapeake Utilities Corporation
BGY / BlackRock Enhanced International Dividend Trust
CHD / Church & Dwight Co., Inc.
C.WS.B / Citigroup Inc.
EEB / Invesco BRIC ETF
ENY / Guggenheim Canadian Energy Income ETF
UTF / Cohen & Steers Infrastructure Fund, Inc
XDVMX / Cohen & Steers Dividend Majors
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
CL / Colgate-Palmolive Company
CLR / Continental Resources Inc (OKLA)
GLDI / ETRACS Gold Shares Covered Call ETNs due February 2, 2033 - Corporate Bond/Note
CW / Curtiss-Wright Corporation
DNBF / DNB Financial Corp.
DTE / DTE Energy Company
DDF / Delaware Investments Dividend and Income Fund, Inc.
DEX / Delaware Enhanced Global Dividend & Income Fund
DEO / Diageo plc - Depositary Receipt (Common Stock)
Diamonds TRUST Series1 / (252787106)
/ Dividend and Income Fund
DOW / Dow Inc.
DOW / Dow Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
E / Eni S.p.A. - Depositary Receipt (Common Stock)
ETFS Physical White Metals Bas / (26923B104)
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
EOI / Eaton Vance Enhanced Equity Income Fund
EOS / Eaton Vance Enhanced Equity Income Fund II
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
EVG / Eaton Vance Short Duration Diversified Income Fund
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
Emergin Mkts Telecomm / (290890102)
EGN / Energen Corp.
INBK / First Internet Bancorp
First Opportunity Fd Inc / (33587T108)
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
FEO / First Trust-abrdn Emerging Opportunity Fund
FAV / First Trust Dividend and Income Fund
FMY / First Trust Mortgage Income Fund
SVVC / Firsthand Technology Value Fund, Inc.
FLR / Fluor Corporation
FLS / Flowserve Corporation
FXBY / Foxby Corp.
SSSS / SuRo Capital Corp.
GGT / The Gabelli Multimedia Trust Inc.
Gabelli Global Deal Fund / (36245G103)
GAIN / Gladstone Investment Corporation
ORCL / Oracle Corporation
DIS / The Walt Disney Company
AAPL / Apple Inc.
Guggenheim Equal Weight / (40167M106)
GGE / Green Giant Inc.
Gyrodyne Company of America / (403820103)
H&Q Life Sciences Invtrs / (404053100)
HIG / The Hartford Insurance Group, Inc.
LNC / Lincoln National Corporation
HW / Headwaters Inc.
HSY / The Hershey Company
HES / Hess Corporation
TJX / The TJX Companies, Inc.
MSFT / Microsoft Corporation
IGE / iShares Trust - iShares North American Natural Resources ETF
IFN / The India Fund, Inc.
45409B834 / IQ Global Agribusiness Small Cap ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
IP / International Paper Company
IAU / iShares Gold Trust
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
Ishares Msci Malaysia / (464286830)
EZA / iShares, Inc. - iShares MSCI South Africa ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
DVY / iShares Trust - iShares Select Dividend ETF
FXI / iShares Trust - iShares China Large-Cap ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IXC / iShares Trust - iShares Global Energy ETF
PFE / Pfizer Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
HTD / John Hancock Tax-Advantaged Dividend Income Fund
JPM / JPMorgan Chase & Co.
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
Jf China Region Fund Inc / (46614T107)
Keating Capital Inc / (48722R106)
KMB / Kimberly-Clark Corporation
KIM / Kimco Realty Corporation
KMP /
Latin Amer Equity Fd New / (51827Q106)
LDF / Latin American Discovery Fund, Inc. (The)
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
USA / Liberty All-Star Equity Fund
LNKD / LinkedIn Corp.
MS / Morgan Stanley
US5538291023 / MVC Capital, Inc.
MGU / Macquarie Global Infrastructure Total Return Fund Inc
Madison Strat Sectr Prem / (558268108)
MMP / Magellan Midstream Partners L.P.
MSI / Motorola Solutions, Inc.
Market Vectors Gold Miners ETF / (57060U100)
Mkt Vectors Oil Services / (57060U191)
REMX / VanEck ETF Trust - VanEck Rare Earth/Strategic Metals ETF
Market Vectors Agribusiness ET / (57060U605)
Market Vectors Vietnam ETF / (57060U761)
ABBV / AbbVie Inc.
SYY / Sysco Corporation
TGT / Target Corporation
MCD / McDonald's Corporation
PNC / The PNC Financial Services Group, Inc.
MID / American Century ETF Trust - American Century Mid Cap Growth Impact ETF
MSF / Morgan Stanley Emerging Markets Fund, Inc.
APF / Morgan Stanley Asia-Pacific Fund, Inc.
US00C4U1L353 / Mylan N.V.
PowerShares QQQ - Nasdaq 100 / (631100104)
NFG / National Fuel Gas Company
IRL / New Ireland Fund Inc
NJR / New Jersey Resources Corporation
NEM / Newmont Corporation
AllianzGI NFJ Divid Int / (65337H109)
NSC / Norfolk Southern Corporation
NPI / Nuveen Premium Income Municipal Fund, Inc.
NMZ / Nuveen Municipal High Income Opportunity Fund
JGV / Nuveen Global Equity Income Fund
Nuveen Eqty Prem Opty Fd / (6706EM102)
XJLAX / Nuveen Equity Premium Advantage
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
JPS / Nuveen Preferred & Income Securities Fund
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
OXY / Occidental Petroleum Corporation
OSHC / Ocean Shore Holding Co.
LUKFY / PJSC Lukoil - GDR - 144A
TEL / TE Connectivity plc
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
PTR / PetroChina Co. Ltd. - ADR
Petroleum & Resources Cp / (716549100)
PAA / Plains All American Pipeline, L.P. - Limited Partnership
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
74005P104 / Praxair, Inc.
PCP / Precision Castparts Corporation
PFG / Principal Financial Group, Inc.
Proshares Inverse S&P 500 / (74347R503)
EUFX / ProShares Trust - ProShares Short Euro
EUO / ProShares Trust II - ProShares UltraShort Euro
PCF / High Income Securities Fund
KO / The Coca-Cola Company
DFS / Discover Financial Services
RYN / Rayonier Inc.
RTN / Raytheon Co.
RY / Royal Bank of Canada
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
Royce Focus TRUST Inc / (78080N108)
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
RYF / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Financials ETF
BlackRock S&P Qual Gl Eq / (783834104)
SPEU / SPDR Index Shares Funds - SPDR Portfolio Europe ETF
BIK / SPDR(R) S&P(R) BRIC 40 ETF
BWZ / SPDR Series Trust - SPDR Bloomberg Short Term International Treasury Bond ETF
EBND / SPDR Series Trust - SPDR Bloomberg Emerging Markets Local Bond ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
LMP Capital & Income / (795500107)
SLB / Schlumberger Limited
FNDA / Schwab Strategic Trust - Schwab Fundamental U.S. Small Company ETF
FNDB / Schwab Strategic Trust - Schwab Fundamental U.S. Broad Market ETF
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
SHPG / Shire Plc.
Singapore Fund Inc / (82929L109)
Sirius Satellite Radio / (82966U103)
MMM / 3M Company
SWK / Stanley Black & Decker, Inc.
PEP / PepsiCo, Inc.
CHN / The China Fund, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
XOM / Exxon Mobil Corporation
IBM / International Business Machines Corporation
GRF / Eagle Capital Growth Fund, Inc.
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
DD / DuPont de Nemours, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
GLD / SPDR Gold Trust
SU / Suncor Energy Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
STI / Solidion Technology, Inc.
SUSQ / Susquehanna Bancshares Inc
TFX / Teleflex Incorporated
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
THI / Tim Hortons, Inc.
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
GLV / Clough Global Dividend and Income Fund
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
RVT / Royce Small-Cap Trust, Inc.
D / Dominion Energy, Inc.
GAM / General American Investors Company, Inc.
BRK.B / Berkshire Hathaway Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
AMZN / Amazon.com, Inc.
/ Total S.A.
TUP / Tupperware Brands Corporation
TWTR / Twitter Inc
USNA / USANA Health Sciences, Inc.
UAL / United Airlines Holdings, Inc.
UNG / United States Natural Gas Fund, LP - Limited Partnership
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
Vivendi Universal Adr / (92851S204)
VODPF / Vodafone Group Public Limited Company
US950590AG46 / Wendys Intl Inc Deb Bond
WY / Weyerhaeuser Company
WMB / The Williams Companies, Inc.
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
CEW / WisdomTree Trust - WisdomTree Emerging Currency Strategy Fund
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
AUSE / WisdomTree Australia Dividend Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
US98212B1035 / WPX Energy, Inc.
XRX / Xerox Holdings Corporation
AABA / Altaba Inc
ZF / Zweig Fund, Inc.
ZTR / Virtus Global Dividend & Income Fund Inc.
Covidien Ltd / (G2552X108)
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
GSK / GSK plc - Depositary Receipt (Common Stock)
CVX / Chevron Corporation
WIA / Western Asset Inflation-Linked Income Fund
PRU / Prudential Financial, Inc.
SPY / SPDR S&P 500 ETF
GE / General Electric Company
META / Meta Platforms, Inc.
PNR / Pentair plc
STX / Seagate Technology Holdings plc
FIF / First Trust Energy Infrastructure Fund
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
TY / Tri-Continental Corporation
SPE / Special Opportunities Fund, Inc.
MFD / Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
HD / The Home Depot, Inc.
EQS / Equus Total Return, Inc.
SOR / Source Capital
MA / Mastercard Incorporated
LMT / Lockheed Martin Corporation
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
CRM / Salesforce, Inc.
CPB / The Campbell's Company
ECF / Ellsworth Growth and Income Fund Ltd.
HEQ / John Hancock Diversified Income Fund
EEA / The European Equity Fund, Inc.
AOD / Abrdn Total Dynamic Dividend Fund
CVS / CVS Health Corporation
PG / The Procter & Gamble Company
SOXX / iShares Trust - iShares Semiconductor ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
IWM / iShares Trust - iShares Russell 2000 ETF
SLV / iShares Silver Trust
PM / Philip Morris International Inc.
GLW / Corning Incorporated
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
SEE / Sealed Air Corporation
WFC / Wells Fargo & Company
VZ / Verizon Communications Inc.
CSCO / Cisco Systems, Inc.
SBUX / Starbucks Corporation
MO / Altria Group, Inc.
F / Ford Motor Company
ABT / Abbott Laboratories
EPD / Enterprise Products Partners L.P. - Limited Partnership
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
BMO / Bank of Montreal
COP / ConocoPhillips
JNJ / Johnson & Johnson
UNP / Union Pacific Corporation
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
BAC / Bank of America Corporation
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
HPQ / HP Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
SWZ / Total Return Securities, Inc.
RGT / Royce Global Trust, Inc.
PSLV / Sprott Physical Silver Trust
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
JCI / Johnson Controls International plc
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
IIF / Morgan Stanley India Investment Fund, Inc.
AEP / American Electric Power Company, Inc.
CB / Chubb Limited
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
WTRG / Essential Utilities, Inc.
BMY / Bristol-Myers Squibb Company
ADX / Adams Diversified Equity Fund, Inc.
HERZ / Herzfeld Credit Income Fund, Inc.
ASA / ASA Gold and Precious Metals Limited
SCCO / Southern Copper Corporation
AIG / American International Group, Inc.
HON / Honeywell International Inc.
MRK / Merck & Co., Inc.
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
GLO / Clough Global Opportunities Fund
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
FULT / Fulton Financial Corporation
TXN / Texas Instruments Incorporated
BXMX / Nuveen S&P 500 Buy-Write Income Fund
PPG / PPG Industries, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
BOE / BlackRock Enhanced Global Dividend Trust
GLQ / Clough Global Equity Fund
GRX / The Gabelli Healthcare & Wellness Trust
PHYS / Sprott Physical Gold Trust
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
TMO / Thermo Fisher Scientific Inc.
STEW / SRH Total Return Fund, Inc.
GDV / The Gabelli Dividend & Income Trust
WMT / Walmart Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
CSX / CSX Corporation
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
T / AT&T Inc.
GD / General Dynamics Corporation
RMT / Royce Micro-Cap Trust, Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
LGI / Lazard Global Total Return and Income Fund, Inc.