Market Value100,125,000
Total Holdings70
File Date2013-11-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
US5538291023 / MVC Capital, Inc.
AllianzGI Eqty & Conv Income F / (00119P102)
American Strat Income III / (03009T101)
XDVMX / Cohen & Steers Dividend Majors
DDF / Delaware Investments Dividend and Income Fund, Inc.
Diamonds TRUST Series1 / (252787106)
/ Dividend and Income Fund
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
ETFS Physical White Metals Bas / (26923B104)
EOI / Eaton Vance Enhanced Equity Income Fund
EOS / Eaton Vance Enhanced Equity Income Fund II
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
EVG / Eaton Vance Short Duration Diversified Income Fund
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
BDJ / BlackRock Enhanced Equity Dividend Trust
AOD / Abrdn Total Dynamic Dividend Fund
Emergin Mkts Telecomm / (290890102)
Eunits 2 Yr US Mkt Partn / (298411109)
Eunits 2 Yr US Equity / (29841R102)
SVVC / Firsthand Technology Value Fund, Inc.
Gyrodyne Co Of Amer Inc / (403820103)
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
MMM / 3M Company
IWF / iShares Trust - iShares Russell 1000 Growth ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
EWA / iShares, Inc. - iShares MSCI Australia ETF
EQS / Equus Total Return, Inc.
GAM / General American Investors Company, Inc.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
USA / Liberty All-Star Equity Fund
ADX / Adams Diversified Equity Fund, Inc.
MADISON STRAT SECTR PREM / (558268108)
Market Vectors Agribusiness ET / (57060U605)
PowerShares QQQ - Nasdaq 100 / (631100104)
XJLAX / Nuveen Equity Premium Advantage
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
Petroleum & Resources Cp / (716549100)
POWERSHARES QQQ - NASDAQ 100 / (73935A104)
Proshares Inverse S&P 500 / (74347R503)
EUO / ProShares Trust II - ProShares UltraShort Euro
ROYCE FOCUS TRUST INC / (78080N108)
RMS / Rydex ETF Trust
LMP Capital & Income / (795500107)
TIP / iShares Trust - iShares TIPS Bond ETF
Special Opportunities Fund, In / (84741T203)
GLD / SPDR Gold Trust
Vanguard S&P 500 ETF / (922908413)
VZ / Verizon Communications Inc.
CEW / WisdomTree Trust - WisdomTree Emerging Currency Strategy Fund
ZTR / Virtus Global Dividend & Income Fund Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
GE / General Electric Company
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
AGD / Abrdn Global Dynamic Dividend Fund
ASG / Liberty All-Star Growth Fund, Inc.
SLV / iShares Silver Trust
OEF / iShares Trust - iShares S&P 100 ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
SPY / SPDR S&P 500 ETF
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
SPE / Special Opportunities Fund, Inc.
HERZ / Herzfeld Credit Income Fund, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
GDV / The Gabelli Dividend & Income Trust
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
RVT / Royce Small-Cap Trust, Inc.
TY / Tri-Continental Corporation