Market Value264,499,000
Total Holdings233
File Date2014-11-06
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
NLY / Annaly Capital Management, Inc.
MNKKQ / Mallinckrodt Plc
RIGP / Transocean Partners LLC
NSAM / NorthStar Asset Management Group, Inc.
AMBKP / American Capital Trust I - Preferred Security
/ Windstream Holdings, Inc
FHN / First Horizon Corporation
KSS / Kohl's Corporation
19041P105 / CBS Corp.
PSEC / Prospect Capital Corporation
LO /
ANAT / American National Group, Inc.
BPT / BP Prudhoe Bay Royalty Trust
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
FITB / Fifth Third Bancorp
GLQ / Clough Global Equity Fund
HXGCF / Hexagon Composites ASA
G0083B108 / Actavis
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
GPC / Genuine Parts Company
REGN / Regeneron Pharmaceuticals, Inc.
PROSHARES ULTRASHORT 20+ YEAR TREASURY / (74347R297)
BLACKROCK INCOME OPPORTUNITY FUND / (092475102)
ESV / Ensco plc
FDP / Fresh Del Monte Produce Inc.
AXS / AXIS Capital Holdings Limited
UBS ETRACS 2X LONG ALERIAN MLP INFR / (902664200)
GTS / Triple-S Management Corp
IVR / Invesco Mortgage Capital Inc.
MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
RDS.B / Shell Plc - ADR
QQQ / Invesco QQQ Trust, Series 1
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
BBOX / Black Box Corp.
URI / United Rentals, Inc.
HELIOS STRATEGIC INCOME FUND / (42328A203)
DIREXION DAILY SMALL CAP BEAR 3X SHARES / (25459W110)
IDE / Voya Infrastructure, Industrials and Materials Fund
VTR / Ventas, Inc.
ALKS / Alkermes plc
345838106 / Forest Laboratories Inc
KRFT /
MGLN / Magellan Health Inc
QLD / ProShares Trust - ProShares Ultra QQQ
COVIDIEN PLC / (G2554F105)
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
US92913C1062 / Voya Natural Resources Equity Income Fnd
CP / Canadian Pacific Kansas City Limited
AHL / Aspen Insurance Holdings Limited
DCA / Virtus Total Return Fund
DOW 30 ENHANCED PREMIUM & INCOME FUND INC / (260537105)
XUSAX / Liberty All Star Equity Fund
CBOE / Cboe Global Markets, Inc.
AWF / AllianceBernstein Global High Income Fund
BOE / BlackRock Enhanced Global Dividend Trust
IAE / Voya Asia Pacific High Dividend Equity Income Fund
COV /
SM / SM Energy Company
KMG / KMG Chemicals, Inc.
US04929Q1022 / Atlas Energy Group LLC
PPC / Pilgrim's Pride Corporation
TECK / Teck Resources Limited
PUSH / PGIM ETF Trust - PGIM Ultra Short Municipal Bond ETF
NRF / NorthStar Realty Finance Corp.
IAU / iShares Gold Trust
DOX / Amdocs Limited
SNDK / Sandisk Corporation
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
LNCO / Linn Co, LLC
SXL / Sunoco Logistics Partners L.P.
PII / Polaris Inc.
KMP /
DUKH / Northern Lights Fund Trust - Ocean Park High Income ETF
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
14754D100 / Cash America International, Inc.
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
NWLI / National Western Life Group, Inc.
SKYW / SkyWest, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
BLMT / BSB Bancorp, Inc.
HCC / Warrior Met Coal, Inc.
STFC / State Auto Financial Corp.
PCP / Precision Castparts Corporation
NAVG / Navigators Group, Inc. (The)
BBEP / Breitburn Energy Partners LP
EOI / Eaton Vance Enhanced Equity Income Fund
BCX / Blackrock Resources & Commodities Strategy Trust
BMO / Bank of Montreal
RAI / Reynolds American, Inc.
VNR / Vanguard Natural Resources, LLC
AVT / Avnet, Inc.
91911K102 / Bausch Health Companies
OPY / Oppenheimer Holdings Inc.
QCOR /
PPT / Putnam Premier Income Trust
ARW / Arrow Electronics, Inc.
772739207 / Rock-Tenn
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
DMLP / Dorchester Minerals, L.P. - Limited Partnership
SDRL / Seadrill Limited
ITT / ITT Inc.
BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041
LGI / Lazard Global Total Return and Income Fund, Inc.
THG / The Hanover Insurance Group, Inc.
HUM / Humana Inc.
K / Kellanova
HAL / Halliburton Company
CHKR / Chesapeake Granite Wash Trust
AGU / Agrium Inc.
MOS / The Mosaic Company
ED / Consolidated Edison, Inc.
GNW / Genworth Financial, Inc.
ROYTL / Pacific Coast Oil Trust
CELG / Celgene Corp.
ORCL / Oracle Corporation
US0325111070 / Anadarko Petroleum Corp.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
INGR / Ingredion Incorporated
RTN / Raytheon Co.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
ANDV / Andeavor Corp.
DFS / Discover Financial Services
EIG / Employers Holdings, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
AAPL / Apple Inc.
BXP / Boston Properties, Inc.
US8865471085 / Tiffany & Co.
/ Voya International High Dividend Equity Income Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
STJ / St. Jude Medical, Inc.
EXC / Exelon Corporation
BBY / Best Buy Co., Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
AIZ / Assurant, Inc.
MRK / Merck & Co., Inc.
GILD / Gilead Sciences, Inc.
MPC / Marathon Petroleum Corporation
VFC / V.F. Corporation
JCI / Johnson Controls International plc
GOOGL / Alphabet Inc.
61166W101 / Monsanto Co.
KWR / Quaker Chemical Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
APA / APA Corporation
AMG / Affiliated Managers Group, Inc.
ADM / Archer-Daniels-Midland Company
CLF / Cleveland-Cliffs Inc.
BDX / Becton, Dickinson and Company
ALL / The Allstate Corporation
GEYI / Global Energy Inc.
RGA / Reinsurance Group of America, Incorporated
MMP / Magellan Midstream Partners L.P.
AXP / American Express Company
PM / Philip Morris International Inc.
CMCSA / Comcast Corporation
KO / The Coca-Cola Company
MO / Altria Group, Inc.
THQ / Abrdn Healthcare Opportunities Fund
AFL / Aflac Incorporated
HIG / The Hartford Insurance Group, Inc.
MMM / 3M Company
GS / The Goldman Sachs Group, Inc.
TMO / Thermo Fisher Scientific Inc.
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
COF / Capital One Financial Corporation
BA / The Boeing Company
UNH / UnitedHealth Group Incorporated
DHR / Danaher Corporation
MCK / McKesson Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CMI / Cummins Inc.
DE / Deere & Company
VZ / Verizon Communications Inc.
MCD / McDonald's Corporation
XOM / Exxon Mobil Corporation
ABT / Abbott Laboratories
PG / The Procter & Gamble Company
EVV / Eaton Vance Limited Duration Income Fund
CI / The Cigna Group
ABBV / AbbVie Inc.
MA / Mastercard Incorporated
KMB / Kimberly-Clark Corporation
QCOM / QUALCOMM Incorporated
BAC / Bank of America Corporation
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
PNC / The PNC Financial Services Group, Inc.
JAZZ / Jazz Pharmaceuticals plc
MDT / Medtronic plc
PAA / Plains All American Pipeline, L.P. - Limited Partnership
RTX / RTX Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
CVX / Chevron Corporation
WFC / Wells Fargo & Company
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
T / AT&T Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
PH / Parker-Hannifin Corporation
C.WSA / Citigroup, Inc.
ET / Energy Transfer LP - Limited Partnership
STZ / Constellation Brands, Inc.
TROW / T. Rowe Price Group, Inc.
VALE / Vale S.A. - Depositary Receipt (Common Stock)
AAP / Advance Auto Parts, Inc.
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
CLMT / Calumet, Inc.
SO / The Southern Company
FCX / Freeport-McMoRan Inc.
SLB / Schlumberger Limited
XCMKX / MFS Intermarket Income Trust I
HSY / The Hershey Company
CSCO / Cisco Systems, Inc.
TTM / Tata Motors Ltd. - ADR
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
CVS / CVS Health Corporation
INTC / Intel Corporation
AVGO / Broadcom Inc.
SPY / SPDR S&P 500 ETF
CL / Colgate-Palmolive Company
PFE / Pfizer Inc.
DUK / Duke Energy Corporation
DD / DuPont de Nemours, Inc.
BRK.B / Berkshire Hathaway Inc.
DIS / The Walt Disney Company
DNP / DNP Select Income Fund Inc.
NEE / NextEra Energy, Inc.
AMP / Ameriprise Financial, Inc.
COP / ConocoPhillips
PEP / PepsiCo, Inc.
GLD / SPDR Gold Trust
ETN / Eaton Corporation plc
IBM / International Business Machines Corporation
HON / Honeywell International Inc.
VLO / Valero Energy Corporation
CINF / Cincinnati Financial Corporation
UNP / Union Pacific Corporation
ADP / Automatic Data Processing, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
MUB / iShares Trust - iShares National Muni Bond ETF
AMGN / Amgen Inc.
OXY / Occidental Petroleum Corporation
JNJ / Johnson & Johnson
HLIO / Helios Technologies, Inc.
JPM / JPMorgan Chase & Co.
BMY / Bristol-Myers Squibb Company
BRK.A / Berkshire Hathaway Inc.
PHK / PIMCO High Income Fund
BAX / Baxter International Inc.
MTD / Mettler-Toledo International Inc.
MSFT / Microsoft Corporation
LMT / Lockheed Martin Corporation
BEN / Franklin Resources, Inc.
AEP / American Electric Power Company, Inc.