Market Value479,447,000
Total Holdings255
File Date2021-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AWK / American Water Works Company, Inc.
SPIP / SPDR Series Trust - SPDR Portfolio TIPS ETF
SHLX / Shell Midstream Partners L.P. - Unit
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
TCHP / T. Rowe Price Exchange-Traded Funds, Inc. - T. Rowe Price Blue Chip Growth ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
FXE / Invesco CurrencyShares Euro Trust
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
XOM / Exxon Mobil Corporation
SRE / Sempra
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ACN / Accenture plc
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
IPAC / iShares Trust - iShares Core MSCI Pacific ETF
JQUA / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan U.S. Quality Factor ETF
SPMD / SPDR Series Trust - SPDR Portfolio S&P 400 Mid Cap ETF
EBND / SPDR Series Trust - SPDR Bloomberg Emerging Markets Local Bond ETF
GBF / iShares Trust - iShares Government/Credit Bond ETF
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF
V / Visa Inc.
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
F / Ford Motor Company
CTAS / Cintas Corporation
KO / The Coca-Cola Company
ABT / Abbott Laboratories
IAU / iShares Gold Trust
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
COP / ConocoPhillips
ABBV / AbbVie Inc.
PHYS / Sprott Physical Gold Trust
UWM / ProShares Trust - ProShares Ultra Russell2000
EWU / iShares Trust - iShares MSCI United Kingdom ETF
ESGU / iShares Trust - iShares ESG Aware MSCI USA ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
TMO / Thermo Fisher Scientific Inc.
AGGY / WisdomTree Trust - WisdomTree Yield Enhanced U.S. Aggregate Bond Fund
XEL / Xcel Energy Inc.
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
SYY / Sysco Corporation
TGT / Target Corporation
META / Meta Platforms, Inc.
CLTL / Invesco Capital Management LLC - Invesco Treasury Collateral ETF
LBRT / Liberty Energy Inc.
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
GLD / SPDR Gold Trust Call
GLD / SPDR Gold Trust
MBB / iShares Trust - iShares MBS ETF
PSA / Public Storage
PFE / Pfizer Inc.
MDLA / Medallia Inc Call
NKE / NIKE, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
ADBE / Adobe Inc.
IUSB / iShares Trust - iShares Core Total USD Bond Market ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
USDU / WisdomTree Trust - WisdomTree Bloomberg U.S. Dollar Bullish Fund
WMB / The Williams Companies, Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
DVN / Devon Energy Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
GOOGL / Alphabet Inc.
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
UNH / UnitedHealth Group Incorporated
AAPL / Apple Inc.
TSLA / Tesla, Inc.
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
USB / U.S. Bancorp
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
FLTB / Fidelity Merrimack Street Trust - Fidelity Limited Term Bond ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
ATAX / America First Multifamily Investors LP - Unit
NUAG / NuShares ETF Trust - Nuveen Enhanced Yield U.S. Aggregate Bond ETF
ULST / SSGA Active Trust - SPDR SSGA Ultra Short Term Bond ETF
CMCSA / Comcast Corporation
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
COST / Costco Wholesale Corporation
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
LUV / Southwest Airlines Co.
MMM / 3M Company
D / Dominion Energy, Inc.
TRGP / Targa Resources Corp.
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
BX / Blackstone Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
WES / Western Midstream Partners, LP - Limited Partnership
EMR / Emerson Electric Co.
EMQQ / Exchange Traded Concepts Trust - EMQQ The Emerging Markets Internet ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
CDTX / Cidara Therapeutics, Inc.
WTRG / Essential Utilities, Inc.
ECL / Ecolab Inc.
PARA / Paramount Global Call
CLNE / Clean Energy Fuels Corp.
AMZN / Amazon.com, Inc.
DIDIY / DiDi Global Inc. - Depositary Receipt (Common Stock)
OKE / ONEOK, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IDEV / iShares Trust - iShares Core MSCI International Developed Markets ETF
US87238QAD51 / Tcp Capital Corp 4.625 1mar22 Bond
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
IXG / iShares Trust - iShares Global Financials ETF
XSW / SPDR Series Trust - SPDR S&P Software & Services ETF
US74348TAR32 / Prospect Capital Corp. 4.95% Bond due 2022-07-15
USRT / iShares Trust - iShares Core U.S. REIT ETF
INTC / Intel Corporation
KIE / SPDR Series Trust - SPDR S&P Insurance ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
MXI / iShares Trust - iShares Global Materials ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
BAC / Bank of America Corporation
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
BMY / Bristol-Myers Squibb Company
COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
GS / The Goldman Sachs Group, Inc.
SPY / SPDR S&P 500 ETF
PEP / PepsiCo, Inc.
MDLA / Medallia Inc
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
WMT / Walmart Inc.
HD / The Home Depot, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
CBON / VanEck ETF Trust - VanEck China Bond ETF
SPLB / SPDR Series Trust - SPDR Portfolio Long Term Corporate Bond ETF
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
DFAE / Dimensional ETF Trust - Dimensional Emerging Core Equity Market ETF
NFLX / Netflix, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
ET / Energy Transfer LP - Limited Partnership
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
AAAU / Goldman Sachs Physical Gold ETF
QLD / ProShares Trust - ProShares Ultra QQQ
CRM / Salesforce, Inc.
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
TIP / iShares Trust - iShares TIPS Bond ETF
BRK.B / Berkshire Hathaway Inc.
AMGN / Amgen Inc.
LMT / Lockheed Martin Corporation
PAVE / Global X Funds - Global X U.S. Infrastructure Development ETF
DFAI / Dimensional ETF Trust - Dimensional International Core Equity Market ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
EMXC / iShares, Inc. - iShares MSCI Emerging Markets ex China ETF
MA / Mastercard Incorporated
VTV / Vanguard Index Funds - Vanguard Value ETF
EQL / ALPS ETF Trust - ALPS Equal Sector Weight ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
PG / The Procter & Gamble Company
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
SSO / ProShares Trust - ProShares Ultra S&P500
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
OIH / VanEck ETF Trust - VanEck Oil Services ETF
PARA / Paramount Global
US74348TAT97 / Prospect Capital Corporation Bond
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
SBUX / Starbucks Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
ZTS / Zoetis Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
CARR / Carrier Global Corporation
EWC / iShares, Inc. - iShares MSCI Canada ETF
GOOG / Alphabet Inc.
INVH / Invitation Homes Inc.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
EZJ / ProShares Trust - ProShares Ultra MSCI Japan
STOT / SSGA Active Trust - SPDR DoubleLine Short Duration Total Return Tactical ETF
KORP / American Century ETF Trust - American Century Diversified Corporate Bond ETF
PLM / Polymet Mining Corp
VPU / Vanguard World Fund - Vanguard Utilities ETF
AY / Atlantica Sustainable Infrastructure plc
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
EET / ProShares Trust - ProShares Ultra MSCI Emerging Markets
COPX / Global X Funds - Global X Copper Miners ETF
ARKG / ARK ETF Trust - ARK Genomic Revolution ETF
GIS / General Mills, Inc.
VRTIX / Vanguard Scottsdale Funds - Vanguard Russell 2000 Index Fund Institutional Shares
DIS / The Walt Disney Company
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
JPM / JPMorgan Chase & Co.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
PM / Philip Morris International Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
DOCN / DigitalOcean Holdings, Inc.
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
JNJ / Johnson & Johnson
LLY / Eli Lilly and Company
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
USHY / iShares Trust - iShares Broad USD High Yield Corporate Bond ETF
DUK / Duke Energy Corporation
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
MSFT / Microsoft Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
SPTS / SPDR Series Trust - SPDR Portfolio Short Term Treasury ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
AGZ / iShares Trust - iShares Agency Bond ETF
NEP / XPLR Infrastructure, LP - Limited Partnership
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
XLC / The Select Sector SPDR Trust - The Communication Services Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
IYR / iShares Trust - iShares U.S. Real Estate ETF
IBM / International Business Machines Corporation
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
UJB / ProShares Trust - ProShares Ultra High Yield
EWJ / iShares, Inc. - iShares MSCI Japan ETF
QQQ / Invesco QQQ Trust, Series 1
URE / ProShares Trust - ProShares Ultra Real Estate
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
SPEU / SPDR Index Shares Funds - SPDR Portfolio Europe ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
DFAU / Dimensional ETF Trust - Dimensional US Core Equity Market ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
SPLG / SPDR Series Trust - SPDR Portfolio S&P 500 ETF
OTIS / Otis Worldwide Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IEUR / iShares Trust - iShares Core MSCI Europe ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
MCD / McDonald's Corporation
SOXX / iShares Trust - iShares Semiconductor ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
CVS / CVS Health Corporation
MRK / Merck & Co., Inc.
MO / Altria Group, Inc.
RTX / RTX Corporation
CSCO / Cisco Systems, Inc.
VZ / Verizon Communications Inc.
CWEN / Clearway Energy, Inc.
CVX / Chevron Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
T / AT&T Inc.