Market Value272,835,000
Total Holdings129
File Date2017-05-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DIA / SPDR Dow Jones Industrial Average ETF Trust
ATAX / America First Multifamily Investors LP - Unit
AAPL / Apple Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
T / AT&T Inc.
RCI / Rogers Communications Inc.
PFE / Pfizer Inc.
ENDP / Endo International plc
MAR / Marriott International, Inc.
XUSA / QuantX Dynamic Beta US Equity ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
OMI / Owens & Minor, Inc.
IXP / iShares Trust - iShares Global Comm Services ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
QXRR / QuantX Risk Managed Real Return ETF
QXGG / QuantX Risk Managed Growth ETF
WLL / Whiting Petroleum Corp (New)
IWB / iShares Trust - iShares Russell 1000 ETF
NLOK / NortonLifeLock Inc
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
AXP / American Express Company
BAC / Bank of America Corporation
GLD / SPDR Gold Trust
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
TD / The Toronto-Dominion Bank
ACWI / iShares Trust - iShares MSCI ACWI ETF
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
NRF / NorthStar Realty Finance Corp.
QXTR / QuantX Risk Managed Multi-Asset Total Return ETF
QXMI / QuantX Risk Managed Multi-Asset Income ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
QQQ / Invesco QQQ Trust, Series 1
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
NYRT / New York REIT, Inc.
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
KMI / Kinder Morgan, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
EPR / EPR Properties
BMO / Bank of Montreal
BNS / The Bank of Nova Scotia
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
RTN / Raytheon Co.
HYLD / Exchange Listed Funds Trust - High Yield ETF
DLR / Digital Realty Trust, Inc.
GHDX / Genomic Health, Inc.
BPT / BP Prudhoe Bay Royalty Trust
PBT / Permian Basin Royalty Trust
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
TYG / Tortoise Energy Infrastructure Corporation
IWN / iShares Trust - iShares Russell 2000 Value ETF
AEE / Ameren Corporation
GSG / iShares S&P GSCI Commodity-Indexed Trust
IWV / iShares Trust - iShares Russell 3000 ETF
UTF / Cohen & Steers Infrastructure Fund, Inc
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
IDOG / ALPS ETF Trust - ALPS International Sector Dividend Dogs ETF
NS / NuStar Energy L.P. - Limited Partnership
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
US6550441058 / Noble Energy, Inc.
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
MDT / Medtronic plc
UL / Unilever PLC - Depositary Receipt (Common Stock)
847560109 / Spectra Energy Corp.
VHC / VirnetX Holding Corporation
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
DE / Deere & Company
KDP / Keurig Dr Pepper Inc.
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
DBC / Invesco DB Commodity Index Tracking Fund
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
TRP / TC Energy Corporation
O / Realty Income Corporation
SDS / ProShares Trust - ProShares UltraShort S&P500
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
76155G107 / Revolution Lighting Technologies, Inc.
AHGP / Alliance Holdings GP, L.P
SJT / San Juan Basin Royalty Trust
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
FGB / First Trust Specialty Finance and Financial Opportunities Fund
IYF / iShares Trust - iShares U.S. Financials ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
CELG / Celgene Corp.
KR / The Kroger Co.
SLB / Schlumberger Limited
FLTB / Fidelity Merrimack Street Trust - Fidelity Limited Term Bond ETF
VTR / Ventas, Inc.
GOOG / Alphabet Inc.
SNH / Senior Housing Properties Trust
IBIO / iBio, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
GE / General Electric Company
MCD / McDonald's Corporation
US0325111070 / Anadarko Petroleum Corp.
PHYS / Sprott Physical Gold Trust
NEM / Newmont Corporation
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
CNXC / Concentrix Corporation
ECA / EnCana Corp.
KGC / Kinross Gold Corporation
AGZ / iShares Trust - iShares Agency Bond ETF
PEAK / Healthpeak Properties, Inc.
FTR / Frontier Communications Corp.
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IXN / iShares Trust - iShares Global Tech ETF
MBB / iShares Trust - iShares MBS ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
KIE / SPDR Series Trust - SPDR S&P Insurance ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
HD / The Home Depot, Inc.
IYG / iShares Trust - iShares U.S. Financial Services ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
ISRG / Intuitive Surgical, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
NKE / NIKE, Inc.
WFC / Wells Fargo & Company
TGT / Target Corporation
INTC / Intel Corporation
C / Citigroup Inc. - Corporate Bond/Note
BRK.A / Berkshire Hathaway Inc.
JPM / JPMorgan Chase & Co.
BMY / Bristol-Myers Squibb Company
UPS / United Parcel Service, Inc.
SOXX / iShares Trust - iShares Semiconductor ETF
XPO / XPO, Inc.
BA / The Boeing Company
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
ORCL / Oracle Corporation
DVY / iShares Trust - iShares Select Dividend ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
MO / Altria Group, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
META / Meta Platforms, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
ABBV / AbbVie Inc.
EWJ / iShares, Inc. - iShares MSCI Japan ETF
NEP / XPLR Infrastructure, LP - Limited Partnership
RAD / Rite Aid Corp.
ARCC / Ares Capital Corporation
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
MSFT / Microsoft Corporation
ABIO / ARCA biopharma, Inc.
COST / Costco Wholesale Corporation
GOOGL / Alphabet Inc.
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
MMM / 3M Company
KO / The Coca-Cola Company
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
CSCO / Cisco Systems, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
OKE / ONEOK, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
COP / ConocoPhillips
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
SLV / iShares Silver Trust Call
WES / Western Midstream Partners, LP - Limited Partnership
IVW / iShares Trust - iShares S&P 500 Growth ETF
SLV / iShares Silver Trust
AVGO / Broadcom Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
MUB / iShares Trust - iShares National Muni Bond ETF
SYY / Sysco Corporation
UNH / UnitedHealth Group Incorporated
IBM / International Business Machines Corporation
IEUR / iShares Trust - iShares Core MSCI Europe ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
SO / The Southern Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
USB / U.S. Bancorp
ET / Energy Transfer LP - Limited Partnership
LLY / Eli Lilly and Company
RTX / RTX Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PEP / PepsiCo, Inc.
AMZN / Amazon.com, Inc.
PG / The Procter & Gamble Company
AMGN / Amgen Inc.
SSO / ProShares Trust - ProShares Ultra S&P500
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
LMT / Lockheed Martin Corporation
SPY / SPDR S&P 500 ETF
VZ / Verizon Communications Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SH / ProShares Trust - ProShares Short S&P500
MRK / Merck & Co., Inc.
IPAC / iShares Trust - iShares Core MSCI Pacific ETF
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
BRK.B / Berkshire Hathaway Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
CVX / Chevron Corporation
IYR / iShares Trust - iShares U.S. Real Estate ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
JNJ / Johnson & Johnson
VTV / Vanguard Index Funds - Vanguard Value ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
XEL / Xcel Energy Inc.
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
DUK / Duke Energy Corporation
XOM / Exxon Mobil Corporation
EOG / EOG Resources, Inc.
PM / Philip Morris International Inc.
DIS / The Walt Disney Company
GIS / General Mills, Inc.
IAU / iShares Gold Trust
FLOT / iShares Trust - iShares Floating Rate Bond ETF
PSA / Public Storage