Market Value198,446,000
Total Holdings265
File Date2016-10-25
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
91911K102 / Bausch Health Companies
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
ECYT / Endocyte, Inc.
SPXU / ProShares Trust - ProShares UltraPro Short S&P500
CLF / Cleveland-Cliffs Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
ICF / iShares Trust - iShares Select U.S. REIT ETF
QQQ / Invesco QQQ Trust, Series 1
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
FTR / Frontier Communications Corp.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
GLD / SPDR Gold Trust
TSLA / Tesla, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
AMLP / ALPS ETF Trust - Alerian MLP ETF
GPC / Genuine Parts Company
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
RTN / Raytheon Co.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
GLAD / Gladstone Capital Corporation
SYLD / Cambria ETF Trust - Cambria Shareholder Yield ETF
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
AAPL / Apple Inc.
ORCL / Oracle Corporation
MDLZ / Mondelez International, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
ARNA / Arena Pharmaceuticals Inc
HD / The Home Depot, Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
WMT / Walmart Inc.
MMP / Magellan Midstream Partners L.P.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
MBB / iShares Trust - iShares MBS ETF
SHEL / Shell plc - Depositary Receipt (Common Stock)
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
WBA / Walgreens Boots Alliance, Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
IAU / iShares Gold Trust
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
AMZN / Amazon.com, Inc.
MCD / McDonald's Corporation
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
PSA / Public Storage
CVEO / Civeo Corporation
CHIQ / Global X Funds - Global X MSCI China Consumer Discretionary ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
AEL / American Equity Investment Life Holding Company
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
RAI / Reynolds American, Inc.
RAD / Rite Aid Corp.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
SDIV / Global X Funds - Global X SuperDividend ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
PROSHARES TR II / ULTRA VIX SHORT (74347W254)
SDS / ProShares Trust - ProShares UltraShort S&P500
MN / Manning & Napier Inc - Class A
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
/ iShares Morningstar Mid-Cap Value ETF
REM / iShares Trust - iShares Mortgage Real Estate ETF
JCP / J.C. Penney Co., Inc.
JRS / Nuveen Real Estate Income Fund
YPRO / AdvisorShares YieldPro ETF
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
BXMT / Blackstone Mortgage Trust, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
IWC / iShares Trust - iShares Micro-Cap ETF
/ McDermott International, Inc.
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
FCT / First Trust Senior Floating Rate Income Fund II
60979P105 / Monogram Residential Trust, Inc.
NOG / Northern Oil and Gas, Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
BDCV / BDCA Venture, Inc.
CUBE / CubeSmart
NVG / Nuveen AMT-Free Municipal Credit Income Fund
PDM / Piedmont Realty Trust, Inc.
IEV / iShares Trust - iShares Europe ETF
JCE / Nuveen Core Equity Alpha Fund
IDU / iShares Trust - iShares U.S. Utilities ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
910187903 / UNITED DEV FDG IV
FDTS / First Trust Developed Markets ex-US Small Cap AlphaDEX Fund
BSL / Blackstone Senior Floating Rate 2027 Term Fund
DFS / Discover Financial Services
JPS / Nuveen Preferred & Income Securities Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
TWO / Two Harbors Investment Corp.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
BCS / Barclays PLC - Depositary Receipt (Common Stock)
RF / Regions Financial Corporation
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
CIEIQ / Cobalt Intl Energy Inc
US58503F5026 / Medley Capital Corp.
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
HTA / Healthcare Realty Trust Inc - Class A
WTW / Willis Towers Watson Public Limited Company
HOV / Hovnanian Enterprises, Inc.
AINV / Apollo Investment Corporation
UNP / Union Pacific Corporation
EXEL / Exelixis, Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
SDS / ProShares Trust - ProShares UltraShort S&P500 Call
PPL / Pembina Pipeline Corporation
IWV / iShares Trust - iShares Russell 3000 ETF
YYY / Amplify ETF Trust - Amplify High Income ETF
CVBF / CVB Financial Corp.
UWM / ProShares Trust - ProShares Ultra Russell2000
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
EVV / Eaton Vance Limited Duration Income Fund
MVV / ProShares Trust - ProShares Ultra MidCap400
GNL / Global Net Lease, Inc.
QLD / ProShares Trust - ProShares Ultra QQQ
AVA / Avista Corporation
SPH / Suburban Propane Partners, L.P. - Limited Partnership
BGY / BlackRock Enhanced International Dividend Trust
TVIA / TerraVia Holdings, Inc.
SIRI / Sirius XM Holdings Inc.
VER / VEREIT Inc
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
MMLP / Martin Midstream Partners L.P. - Limited Partnership
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
CXP / Columbia Property Trust Inc
153501101 / Central Fund of Canada Ltd.
SH / ProShares Trust - ProShares Short S&P500
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
AEO / American Eagle Outfitters, Inc.
LMT / Lockheed Martin Corporation
MRK / Merck & Co., Inc.
BA / The Boeing Company
UAL / United Airlines Holdings, Inc.
SPG / Simon Property Group, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
AEP / American Electric Power Company, Inc.
SLV / iShares Silver Trust
C / Citigroup Inc. - Corporate Bond/Note
JNJ / Johnson & Johnson
CVS / CVS Health Corporation
PM / Philip Morris International Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
F / Ford Motor Company
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
SBUX / Starbucks Corporation
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
BAC / Bank of America Corporation
GOOG / Alphabet Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
IWF / iShares Trust - iShares Russell 1000 Growth ETF
DNP / DNP Select Income Fund Inc.
SPY / SPDR S&P 500 ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IBM / International Business Machines Corporation
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
GOOGL / Alphabet Inc.
PEP / PepsiCo, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SLF / Sun Life Financial Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
CMCSA / Comcast Corporation
BMY / Bristol-Myers Squibb Company
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
COST / Costco Wholesale Corporation
MMM / 3M Company
IVE / iShares Trust - iShares S&P 500 Value ETF
INTC / Intel Corporation
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
DD / DuPont de Nemours, Inc.
GILD / Gilead Sciences, Inc.
CAT / Caterpillar Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
DIS / The Walt Disney Company
ABT / Abbott Laboratories
XOM / Exxon Mobil Corporation
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
UPS / United Parcel Service, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
TIP / iShares Trust - iShares TIPS Bond ETF
SSO / ProShares Trust - ProShares Ultra S&P500
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
WFC / Wells Fargo & Company
PDT / John Hancock Premium Dividend Fund
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
DE / Deere & Company
VTV / Vanguard Index Funds - Vanguard Value ETF
TPR / Tapestry, Inc.
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
O / Realty Income Corporation
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
BRK.B / Berkshire Hathaway Inc.
PSX / Phillips 66
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PG / The Procter & Gamble Company
CVX / Chevron Corporation
VZ / Verizon Communications Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
IWB / iShares Trust - iShares Russell 1000 ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
DVY / iShares Trust - iShares Select Dividend ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
HSY / The Hershey Company
AMD / Advanced Micro Devices, Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
FSK / FS KKR Capital Corp.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
BX / Blackstone Inc.
COP / ConocoPhillips
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
JPM / JPMorgan Chase & Co.
KMI / Kinder Morgan, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
GIS / General Mills, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
KMB / Kimberly-Clark Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
AMGN / Amgen Inc.
KO / The Coca-Cola Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
KHC / The Kraft Heinz Company
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
PFE / Pfizer Inc.
TGT / Target Corporation
UNH / UnitedHealth Group Incorporated
MUB / iShares Trust - iShares National Muni Bond ETF
EXC / Exelon Corporation
CSCO / Cisco Systems, Inc.
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
MO / Altria Group, Inc.
GM / General Motors Company
BP / BP p.l.c. - Depositary Receipt (Common Stock)
T / AT&T Inc.
ALL / The Allstate Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
V / Visa Inc.
LLY / Eli Lilly and Company
SO / The Southern Company
META / Meta Platforms, Inc.
HBAN / Huntington Bancshares Incorporated
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
ABBV / AbbVie Inc.
MSFT / Microsoft Corporation
NFLX / Netflix, Inc.