Market Value273,523,000
Total Holdings29
File Date2017-01-26
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
LUMN / Lumen Technologies, Inc.
UMC / United Microelectronics Corporation - Depositary Receipt (Common Stock)
/ TD AmeriTrade Holding Corp.
HYT / BlackRock Corporate High Yield Fund, Inc.
VTA / Invesco Dynamic Credit Opportunities Fund
IRM / Iron Mountain Incorporated
MUX / McEwen Inc.
XISDX / Prudential Short Duration High
NGG / National Grid plc - Depositary Receipt (Common Stock)
SLX / VanEck ETF Trust - VanEck Steel ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
CDE / Coeur Mining, Inc.
SID / Companhia Siderúrgica Nacional - Depositary Receipt (Common Stock)
PPT / Putnam Premier Income Trust
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
126132109 / CNOOC Ltd.
HTR / Brookfield Total Return Fund Inc.
SBGL / Sibanye Gold Limited ADR
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
CNX / CNX Resources Corporation
GOLD / Barrick Mining Corporation
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
RWT / Redwood Trust, Inc.
NLY / Annaly Capital Management, Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
KGC / Kinross Gold Corporation
STWD / Starwood Property Trust, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
DOW / Dow Inc.
BVN / Compañía de Minas Buenaventura S.A.A. - Depositary Receipt (Common Stock)
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
AUY / Yamana Gold Inc.
OKE / ONEOK, Inc.
X / United States Steel Corporation