Market Value238,816,000
Total Holdings32
File Date2016-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
NGG / National Grid plc - Depositary Receipt (Common Stock)
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
SLX / VanEck ETF Trust - VanEck Steel ETF
PPT / Putnam Premier Income Trust
X / United States Steel Corporation
SID / Companhia Siderúrgica Nacional - Depositary Receipt (Common Stock)
WFC.PRL / Wells Fargo & Company - Preferred Stock
126132109 / CNOOC Ltd.
SBGL / Sibanye Gold Limited ADR
ILF / iShares Trust - iShares Latin America 40 ETF
VTA / Invesco Dynamic Credit Opportunities Fund
CDE / Coeur Mining, Inc.
HTR / Brookfield Total Return Fund Inc.
UMC / United Microelectronics Corporation - Depositary Receipt (Common Stock)
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
/ TD AmeriTrade Holding Corp.
HYT / BlackRock Corporate High Yield Fund, Inc.
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
DUK / Duke Energy Corporation
GOLD / Barrick Mining Corporation
CNX / CNX Resources Corporation
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
NAT / Nordic American Tankers Limited
RWT / Redwood Trust, Inc.
KGC / Kinross Gold Corporation
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
STWD / Starwood Property Trust, Inc.
DOW / Dow Inc.
OKE / ONEOK, Inc.
LUMN / Lumen Technologies, Inc.
BVN / Compañía de Minas Buenaventura S.A.A. - Depositary Receipt (Common Stock)
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
AUY / Yamana Gold Inc.