Market Value470,348,000
Total Holdings215
File Date2014-01-21
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
OKE / ONEOK, Inc.
OXY / Occidental Petroleum Corporation
MKC / McCormick & Company, Incorporated
CAT / Caterpillar Inc.
HRL / Hormel Foods Corporation
EXC / Exelon Corporation
T / AT&T Inc.
BAC / Bank of America Corporation
MMM / 3M Company
MCD / McDonald's Corporation
XEL / Xcel Energy Inc.
TSS / Total System Services, Inc.
MDLZ / Mondelez International, Inc.
ADM / Archer-Daniels-Midland Company
TNP /
FE / FirstEnergy Corp.
TAP / Molson Coors Beverage Company
EMR / Emerson Electric Co.
HPQ / HP Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
US6709831050 / Nuveen Texas Quality Municipal Income Fund
* CLAYMORE EXCHANGE TRD FD TR / GUG MULTI ASSET (18383M506)
* DOW CHEM CO / (260543103)
LINE / Lineage, Inc.
* MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
* POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
* POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
* PROSHARES TR / PSHS SHRT S&P500 (74347R503)
RMS / Rydex ETF Trust
MYN / BlackRock MuniYield New York Quality Fund, Inc.
NUVEEN NY PERFORM PLUS MUN F / (67062R104)
STWD / Starwood Property Trust, Inc.
NIM / Nuveen Select Maturities Municipal Fund
KRFT /
BTU / Peabody Energy Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
NAD / Nuveen Quality Municipal Income Fund
ZIXI / Zix Corp.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
HEP / Holly Energy Partners L.P. - Unit
NEA / Nuveen AMT-Free Quality Municipal Income Fund
NUV / Nuveen Municipal Value Fund, Inc.
CMCSA / Comcast Corporation
SEP / Spectra Energy Partners LP
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
748356102 / Questar Corp.
NNY / Nuveen New York Municipal Value Fund
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
NXQ / Nuveen Select Tax-Free Income Portfolio 2
TPLM / Triangle Petroleum Corp.
OKS / ONEOK Partners, L.P.
BDJ / BlackRock Enhanced Equity Dividend Trust
74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15
BPK / BlackRock Municipal 2018 Term Trust
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
04010LAD5 / Ares Capital Corp. 5.125% Bond Due 6/1/2016
PML / PIMCO Municipal Income Fund II
US74733V1008 / QEP Resources, Inc.
CAIAF / CA Immobilien Anlagen AG
RGP / Resources Connection, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
DBC / Invesco DB Commodity Index Tracking Fund
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
SPLS / Staples, Inc.
CVC / Cablevision Systems Corp.
IBOC / International Bancshares Corporation
TE / T1 Energy Inc.
ESSX / Essex Rental Corp.
89376V100 / TransMontaigne Partners LP
UAN / CVR Partners, LP - Limited Partnership
PHYS / Sprott Physical Gold Trust
AFB / AllianceBernstein National Municipal Income Fund, Inc.
NZF / Nuveen Municipal Credit Income Fund
SSN / Samson Oil & Gas Limited
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
POM / PEPCO Holdings, Inc.
US87233Q1085 / TC Pipelines, LP
EVV / Eaton Vance Limited Duration Income Fund
BIG / Big Lots, Inc.
097698104 / Teledyne Bolt Inc
AGRO / Adecoagro S.A.
BYM / BlackRock Municipal Income Quality Trust
JW.A / John Wiley & Sons Inc. - Class A
CHI / Calamos Convertible Opportunities and Income Fund
PQ / Petroquest Energy, Inc.
SIRI / Sirius XM Holdings Inc.
EPB /
KCE / SPDR Series Trust - SPDR S&P Capital Markets ETF
DVY / iShares Trust - iShares Select Dividend ETF
74348TAD4 / Prospect Capital Corp. 5.5% Bond due 2016-08-15
XCIIX / BlackRock Enhanced Capital and
RFMD /
PBT / Permian Basin Royalty Trust
IYF / iShares Trust - iShares U.S. Financials ETF
GGAL / Grupo Financiero Galicia S.A. - Depositary Receipt (Common Stock)
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
GD / General Dynamics Corporation
LUV / Southwest Airlines Co.
AFL / Aflac Incorporated
CAG / Conagra Brands, Inc.
ABBV / AbbVie Inc.
DE / Deere & Company
SWYDF / Stornoway Diamond Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
HDV / iShares Trust - iShares Core High Dividend ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
EWG / iShares, Inc. - iShares MSCI Germany ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
EPD / Enterprise Products Partners L.P. - Limited Partnership
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
MTDR / Matador Resources Company
SJM / The J. M. Smucker Company
SLV / iShares Silver Trust
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
MO / Altria Group, Inc.
MBB / iShares Trust - iShares MBS ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
KO / The Coca-Cola Company
PEP / PepsiCo, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
PBCT / People`s United Financial Inc
847560109 / Spectra Energy Corp.
HAL / Halliburton Company
GM / General Motors Company
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
GLD / SPDR Gold Trust
TS / Tenaris S.A. - Depositary Receipt (Common Stock)
VER / VEREIT Inc
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
MVV / ProShares Trust - ProShares Ultra MidCap400
HON / Honeywell International Inc.
LLY / Eli Lilly and Company
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
INFY / Infosys Limited - Depositary Receipt (Common Stock)
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
AMOT / Allied Motion Technologies Inc
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
PSX / Phillips 66
XLNX / Xilinx, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
CVX / Chevron Corporation
NEM / Newmont Corporation
/ Denbury Resources, Inc.
LMT / Lockheed Martin Corporation
KMB / Kimberly-Clark Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
META / Meta Platforms, Inc.
ADP / Automatic Data Processing, Inc.
CAH / Cardinal Health, Inc.
SYY / Sysco Corporation
GCI / Gannett Co., Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
FXI / iShares Trust - iShares China Large-Cap ETF
GPC / Genuine Parts Company
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
PBI / Pitney Bowes Inc.
FTR / Frontier Communications Corp.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
SPY / SPDR S&P 500 ETF
K / Kellanova
WMT / Walmart Inc.
WU / The Western Union Company
PM / Philip Morris International Inc.
IBM / International Business Machines Corporation
ODP / The ODP Corporation
CSCO / Cisco Systems, Inc.
FCX / Freeport-McMoRan Inc.
XRX / Xerox Holdings Corporation
COP / ConocoPhillips
JNJ / Johnson & Johnson
GE / General Electric Company
BMY / Bristol-Myers Squibb Company
WRB / W. R. Berkley Corporation
AB / AllianceBernstein Holding L.P. - Limited Partnership
DOW / Dow Inc.
CHK / Chesapeake Energy Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
AAPL / Apple Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
TXN / Texas Instruments Incorporated
APA / APA Corporation
VFC / V.F. Corporation
PFE / Pfizer Inc.
IRM / Iron Mountain Incorporated
INTC / Intel Corporation
JPM / JPMorgan Chase & Co.
AMAT / Applied Materials, Inc.
NLOK / NortonLifeLock Inc
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
ABT / Abbott Laboratories
NEE / NextEra Energy, Inc.
MDT / Medtronic plc
ATO / Atmos Energy Corporation
EXPD / Expeditors International of Washington, Inc.
NSC / Norfolk Southern Corporation
SSO / ProShares Trust - ProShares Ultra S&P500
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
WFC / Wells Fargo & Company
XOM / Exxon Mobil Corporation
PG / The Procter & Gamble Company
VZ / Verizon Communications Inc.
SCU / Sculptor Capital Management Inc - Class A
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
F / Ford Motor Company
MSFT / Microsoft Corporation