Market Value470,348,000
Total Holdings215
File Date2014-01-21
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DOW / Dow Inc.
TNP /
GEOR / GeoPetro Resources Co
MMM / 3M Company
EMR / Emerson Electric Co.
* CLAYMORE EXCHANGE TRD FD TR / GUG MULTI ASSET (18383M506)
* DOW CHEM CO / (260543103)
FE / FirstEnergy Corp.
INTC / Intel Corporation
EXPD / Expeditors International of Washington, Inc.
FXI / iShares Trust - iShares China Large-Cap ETF
* MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
* POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
* POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
* PROSHARES TR / PSHS SHRT S&P500 (74347R503)
RMS / Rydex ETF Trust
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SYY / Sysco Corporation
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
STWD / Starwood Property Trust, Inc.
NIM / Nuveen Select Maturities Municipal Fund
NUVEEN NY PERFORM PLUS MUN F / (67062R104)
K / Kellanova
MYN / BlackRock MuniYield New York Quality Fund, Inc.
LINE / Lineage, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
PBCT / People`s United Financial Inc
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
KRFT /
BTU / Peabody Energy Corporation
ODP / The ODP Corporation
VZ / Verizon Communications Inc.
NEE / NextEra Energy, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
MDLZ / Mondelez International, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
VER / VEREIT Inc
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
FTR / Frontier Communications Corp.
NAD / Nuveen Quality Municipal Income Fund
KMB / Kimberly-Clark Corporation
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
TAP / Molson Coors Beverage Company
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
ZIXI / Zix Corp.
CVX / Chevron Corporation
HEP / Holly Energy Partners L.P. - Unit
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
GPC / Genuine Parts Company
NEA / Nuveen AMT-Free Quality Municipal Income Fund
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
INFY / Infosys Limited - Depositary Receipt (Common Stock)
ABT / Abbott Laboratories
NUV / Nuveen Municipal Value Fund, Inc.
CMCSA / Comcast Corporation
PG / The Procter & Gamble Company
MSFT / Microsoft Corporation
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
SEP / Spectra Energy Partners LP
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
748356102 / Questar Corp.
NNY / Nuveen New York Municipal Value Fund
EXC / Exelon Corporation
TSS / Total System Services, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
NXQ / Nuveen Select Tax-Free Income Portfolio 2
WU / The Western Union Company
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
META / Meta Platforms, Inc.
MBB / iShares Trust - iShares MBS ETF
TPLM / Triangle Petroleum Corp.
OKS / ONEOK Partners, L.P.
AB / AllianceBernstein Holding L.P. - Limited Partnership
TS / Tenaris S.A. - Depositary Receipt (Common Stock)
GD / General Dynamics Corporation
BDJ / BlackRock Enhanced Equity Dividend Trust
MCD / McDonald's Corporation
MO / Altria Group, Inc.
AMOT / Allied Motion Technologies Inc
PSX / Phillips 66
74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15
BPK / BlackRock Municipal 2018 Term Trust
HON / Honeywell International Inc.
SJM / The J. M. Smucker Company
BMY / Bristol-Myers Squibb Company
PEP / PepsiCo, Inc.
04010LAD5 / Ares Capital Corp. 5.125% Bond Due 6/1/2016
847560109 / Spectra Energy Corp.
DE / Deere & Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
PML / PIMCO Municipal Income Fund II
US74733V1008 / QEP Resources, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
CAIAF / CA Immobilien Anlagen AG
RGP / Resources Connection, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
ADP / Automatic Data Processing, Inc.
OKE / ONEOK, Inc.
DBC / Invesco DB Commodity Index Tracking Fund
CHK / Chesapeake Energy Corporation
BAC / Bank of America Corporation
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
MDT / Medtronic plc
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
SPLS / Staples, Inc.
MVV / ProShares Trust - ProShares Ultra MidCap400
SSO / ProShares Trust - ProShares Ultra S&P500
GLD / SPDR Gold Trust
HDV / iShares Trust - iShares Core High Dividend ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CVC / Cablevision Systems Corp.
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
IBOC / International Bancshares Corporation
XOM / Exxon Mobil Corporation
XEL / Xcel Energy Inc.
VFC / V.F. Corporation
KO / The Coca-Cola Company
TE / T1 Energy Inc.
HRL / Hormel Foods Corporation
ESSX / Essex Rental Corp.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
89376V100 / TransMontaigne Partners LP
UAN / CVR Partners, LP - Limited Partnership
LLY / Eli Lilly and Company
PHYS / Sprott Physical Gold Trust
SLV / iShares Silver Trust
NVS / Novartis AG - Depositary Receipt (Common Stock)
PBI / Pitney Bowes Inc.
AFB / AllianceBernstein National Municipal Income Fund, Inc.
US6709831050 / Nuveen Texas Quality Municipal Income Fund
IBM / International Business Machines Corporation
NZF / Nuveen Municipal Credit Income Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
SSN / Samson Oil & Gas Limited
ABBV / AbbVie Inc.
POM / PEPCO Holdings, Inc.
NLOK / NortonLifeLock Inc
SPY / SPDR S&P 500 ETF
FCX / Freeport-McMoRan Inc.
US87233Q1085 / TC Pipelines, LP
CAT / Caterpillar Inc.
EVV / Eaton Vance Limited Duration Income Fund
GE / General Electric Company
PFE / Pfizer Inc.
JPM / JPMorgan Chase & Co.
BIG / Big Lots, Inc.
097698104 / Teledyne Bolt Inc
HPQ / HP Inc.
AAPL / Apple Inc.
XLNX / Xilinx, Inc.
AGRO / Adecoagro S.A.
BYM / BlackRock Municipal Income Quality Trust
MKC / McCormick & Company, Incorporated
WRB / W. R. Berkley Corporation
HAL / Halliburton Company
PAA / Plains All American Pipeline, L.P. - Limited Partnership
JW.A / John Wiley & Sons Inc. - Class A
XRX / Xerox Holdings Corporation
APA / APA Corporation
WMT / Walmart Inc.
AFL / Aflac Incorporated
PM / Philip Morris International Inc.
IRM / Iron Mountain Incorporated
MTDR / Matador Resources Company
CAH / Cardinal Health, Inc.
JNJ / Johnson & Johnson
NSC / Norfolk Southern Corporation
CHI / Calamos Convertible Opportunities and Income Fund
ICF / iShares Trust - iShares Select U.S. REIT ETF
DVY / iShares Trust - iShares Select Dividend ETF
PQ / Petroquest Energy, Inc.
SIRI / Sirius XM Holdings Inc.
GM / General Motors Company
EPB /
EFA / iShares Trust - iShares MSCI EAFE ETF
WFC / Wells Fargo & Company
KCE / SPDR Series Trust - SPDR S&P Capital Markets ETF
AMAT / Applied Materials, Inc.
74348TAD4 / Prospect Capital Corp. 5.5% Bond due 2016-08-15
LUV / Southwest Airlines Co.
EWG / iShares, Inc. - iShares MSCI Germany ETF
XCIIX / BlackRock Enhanced Capital and
OXY / Occidental Petroleum Corporation
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
TXN / Texas Instruments Incorporated
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
RFMD /
T / AT&T Inc.
GCI / Gannett Co., Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
PBT / Permian Basin Royalty Trust
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IYF / iShares Trust - iShares U.S. Financials ETF
GGAL / Grupo Financiero Galicia S.A. - Depositary Receipt (Common Stock)
ATO / Atmos Energy Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
COP / ConocoPhillips
NEM / Newmont Corporation
CAG / Conagra Brands, Inc.
SWYDF / Stornoway Diamond Corporation
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
F / Ford Motor Company
/ Denbury Resources, Inc.
LMT / Lockheed Martin Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ADM / Archer-Daniels-Midland Company
SCU / Sculptor Capital Management Inc - Class A
CSCO / Cisco Systems, Inc.
/ Windstream Holdings, Inc