Investor Thornburg Investment Management Inc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Thornburg Investment Management Inc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2025-02-06 13G SLRC / SLR Investment Corp. 4,338,599 4,372,550
2025-02-06 13G 4,952,655
2024-02-09 13G SLRC / SLR Investment Corp. 4,338,599 4,338,599
2024-02-09 13G CIM / Chimera Investment Corporation 17,239,980 14,857,969
2023-02-13 13G CIM.PRC / Chimera Investment Corporation - Preferred Stock 17,331,693
2023-02-13 13G SLRC / SLR Investment Corp. 4,453,425 4,338,599
2022-02-07 13G/A CIM / Chimera Investment Corporation 16,053,919 17,239,980
2022-02-07 13G/A SLRC / SLR Investment Corp. 4,654,145 4,453,425
2022-02-07 13G/A AINV / Apollo Investment Corporation 4,620,549 3,137,783
2022-02-07 13G/A SLRC / SLR Investment Corp. 4,654,145 4,453,425
2021-02-09 13G CIM / Chimera Investment Corporation 34,318,636 16,053,919
2021-02-09 13G AINV / Apollo Investment Corporation 5,878,349 4,620,549
2021-02-09 13G SLRC / SLR Investment Corp. 4,618,278 4,654,145
2021-02-09 13G MFA / MFA Financial, Inc. 32,760,132 0
2020-02-11 13G MFA / MFA Financial, Inc. 33,746,878 32,760,132
2020-02-11 13G AINV / Apollo Investment Corporation 5,878,349
2020-02-11 13G MFA / MFA Financial, Inc. 35,009,478 32,760,132
2020-02-11 13G AIB / AIB Acquisition Corporation 8,186,779 5,878,349
2020-02-11 13G SLRC / SLR Investment Corp. 4,613,589 4,618,278
2019-02-12 13G/A SLRC / SLR Investment Corp. 4,613,589 4,613,589
2019-02-12 13G/A AIB / AIB Acquisition Corporation 24,812,759 8,186,779
2019-02-12 13G/A MFA / MFA Financial, Inc. 35,009,478
2018-02-01 13G/A AINV / Apollo Investment Corporation 24,812,759 24,828,541
2018-02-01 13G/A SLRC / SLR Investment Corp. 4,613,589 4,613,589
2018-02-01 13G/A MFA / MFA Financial, Inc. 33,528,741 33,746,878
2018-02-01 13G/A PAHC / Phibro Animal Health Corporation 1,000,050 337,911
2018-02-01 13G/A TWO / Two Harbors Investment Corp. 21,670,020 0
2018-02-01 13G/A WRE / Washington Real Estate Investment Trust 4,646,845 3,067,187
2017-06-07 13G/A IVR / Invesco Mortgage Capital Inc. 11,300,050 5,003,717
2017-05-09 13G/A AVGR / Avinger, Inc. 0 0
2017-05-08 13G/A AVGR / Avinger, Inc. 1,449,711 0
2017-04-05 13G/A MRIN / Marin Software Incorporated 2,028,760 0
2017-02-08 13G/A AINV / Apollo Investment Corporation 25,051,355 24,812,759
2017-02-08 13G AVGR / Avinger, Inc. 1,449,711
2017-02-08 13G/A INXN / InterXion Holding N.V. 4,581,372 2,130,044
2017-02-08 13G/A DX / Dynex Capital, Inc. 4,418,542 1,987,135
2017-02-08 13G/A MRIN / Marin Software Incorporated 2,073,741 2,028,760
2017-02-08 13G/A PAHC / Phibro Animal Health Corporation 1,008,345 1,000,050
2017-02-08 13G/A WRE / Washington Real Estate Investment Trust 5,722,587 4,646,845
2017-02-08 13G/A TWO / Two Harbors Investment Corp. 23,679,235 21,670,020
2017-02-08 13G/A MFA / MFA Financial, Inc. 35,450,490 33,528,741
2017-02-08 13G/A IVR / Invesco Mortgage Capital Inc. 15,855,417 11,300,050
2017-02-08 13G/A SLRC / SLR Investment Corp. 4,613,589 4,613,589
2017-02-08 13G/A AIB / AIB Acquisition Corporation 24,812,759
2016-02-12 13G/A AINV / Apollo Investment Corporation 24,804,855 25,051,355
2016-02-12 13G MRIN / Marin Software Incorporated 2,073,741
2016-02-12 13G/A US34407D1090 / Fly Leasing Ltd. 0
2016-02-12 13G/A SLRC / SLR Investment Corp. 4,613,589
2016-02-12 13G/A IVR / Invesco Mortgage Capital Inc. 12,832,531 15,855,417
2016-02-12 13G TWO / Two Harbors Investment Corp. 23,679,235
2016-02-12 13G INXN / InterXion Holding N.V. 4,581,372
2016-02-12 13G/A DX / Dynex Capital, Inc. 4,418,542
2016-02-12 13G/A FCFS / FirstCash Holdings, Inc. 494,382
2016-02-12 13G/A PAHC / Phibro Animal Health Corporation 1,010,373 1,008,345
2016-02-12 13G/A MFA / MFA Financial, Inc. 35,450,490
2016-02-12 13G/A WRE / Washington Real Estate Investment Trust 5,722,587
2015-08-05 13G/A AINV / Apollo Investment Corporation 24,804,855
2015-04-07 13G/A IVR / Invesco Mortgage Capital Inc. 12,832,531
2015-02-03 13G/A AINV / Apollo Investment Corporation 17,502,945
2015-02-03 13G/A ERJ / Embraer S.A. - Depositary Receipt (Common Stock) 0
2015-02-03 13G/A DX / Dynex Capital, Inc. 5,062,000
2015-02-03 13G FCFS / FirstCash Holdings, Inc. 1,837,198
2015-02-03 13G/A MELI / MercadoLibre, Inc. 267,870
2015-02-03 13G PAHC / Phibro Animal Health Corporation 1,220,777
2015-02-03 13G/A MFA / MFA Financial, Inc. 27,947,613
2015-02-03 13G/A IVR / Invesco Mortgage Capital Inc. 10,149,756
2015-02-03 13G/A SLRC / SLR Investment Corp. 4,607,900
2015-02-03 13G/A CIM / Chimera Investment Corporation 34,318,636
2015-02-03 13G/A US34407D1090 / Fly Leasing Ltd. 2,337,158
2015-02-03 13G/A LULU / lululemon athletica inc. 1,514,777
2015-02-03 13G/A WRE / Washington Real Estate Investment Trust 5,722,387
2014-10-03 13G/A LULU / lululemon athletica inc. 2,660,007
2014-10-03 13G/A ERJ / Embraer S.A. - Depositary Receipt (Common Stock) 440
2014-10-03 13G/A MELI / MercadoLibre, Inc. 500,972
2014-07-02 13G/A / Sina Corp. 4,195
2014-07-02 13G/A KFH / KKR Financial Holdings LLC 0
2014-07-02 13G/A YNDX / Yandex N.V. 2,956,366
2014-01-21 13G/A MELI / MercadoLibre, Inc. 4,325,186
2014-01-21 13G/A MFA / MFA Financial, Inc. 27,949,149
2014-01-21 13G/A ERJ / Embraer S.A. - Depositary Receipt (Common Stock) 9,754,203
2014-01-21 13G/A CHKP / Check Point Software Technologies Ltd. 0
2014-01-21 13G WRE / Washington Real Estate Investment Trust 5,723,233
2014-01-21 13G / Sina Corp. 4,618,550
2014-01-21 13G/A AINV / Apollo Investment Corporation 12,504,742
2014-01-21 13G/A KFH / KKR Financial Holdings LLC 12,180,609
2014-01-21 13G/A LULU / lululemon athletica inc. 11,586,310
2014-01-21 13G/A US34407D1090 / Fly Leasing Ltd. 2,662,111
2014-01-21 13G/A CIM / Chimera Investment Corporation 61,360,859
2014-01-21 13G/A SLRC / SLR Investment Corp. 4,607,900
2014-01-21 13G/A IVR / Invesco Mortgage Capital Inc. 10,621,807
2014-01-21 13G/A YNDX / Yandex N.V. 18,226,289
2014-01-21 13G/A DX / Dynex Capital, Inc. 5,062,000
2013-04-08 13G LULU / lululemon athletica inc. 11,352,618
2013-02-05 13G/A US34407D1090 / Fly Leasing Ltd. 1,004,931
2013-02-05 13G/A SLRC / SLR Investment Corp. 3,925,000
2013-02-01 13G MELI / MercadoLibre, Inc. 2,661,335
2013-01-31 13G CHKP / Check Point Software Technologies Ltd. 12,517,404
2013-01-31 13G CIM / Chimera Investment Corporation 64,181,670
2013-01-30 13G/A CYH / Community Health Systems, Inc. 2,008,027
2013-01-30 13G/A ERJ / Embraer S.A. - Depositary Receipt (Common Stock) 15,685,541
2013-01-30 13G/A MFA / MFA Financial, Inc. 23,313,740
2013-01-30 13G/A X / United States Steel Corporation 0
2013-01-30 13G/A AINV / Apollo Investment Corporation 15,673,158
2013-01-30 13G/A OMX / American & Foreign Power, Inc. - Corporate Bond/Note 2,678,690
2013-01-30 13G/A KFH / KKR Financial Holdings LLC 16,363,115
2013-01-30 13G/A US34407D1090 / Fly Leasing Ltd. 2,399,531
2013-01-30 13G/A SLRC / SLR Investment Corp. 3,750,000
2013-01-30 13G/A IVR / Invesco Mortgage Capital Inc. 7,000,000
2013-01-30 13G/A YNDX / Yandex N.V. 13,285,426
2013-01-30 13G/A OSK / Oshkosh Corporation 772,960
2013-01-30 13G/A DX / Dynex Capital, Inc. 4,562,000
2012-10-03 13G/A LTM / LATAM Airlines Group S.A. - Depositary Receipt (Common Stock) 1,242,731
2012-10-03 13G/A 01449J105 / Alere Inc. 929,881
2012-10-03 13G/A ODP / The ODP Corporation 0
2012-10-02 13G/A SUNE / SUNation Energy Inc. 6,055,363
2012-05-03 13G/A AINV / Apollo Investment Corporation 20,236,410
2012-02-03 13G/A LTM / LATAM Airlines Group S.A. - Depositary Receipt (Common Stock) 3,572,179
2012-02-03 13G/A ERJ / Embraer S.A. - Depositary Receipt (Common Stock) 12,853,079
2012-02-03 13G/A DOX / Amdocs Limited 5,668,812
2012-02-03 13G CYH / Community Health Systems, Inc. 6,589,472
2012-02-03 13G MFA / MFA Financial, Inc. 22,209,397
2012-02-03 13G/A 01449J105 / Alere Inc. 5,658,557
2012-02-03 13G X / United States Steel Corporation 8,760,115
2012-02-03 13G/A AINV / Apollo Investment Corporation 13,585,860
2012-02-03 13G OMX / American & Foreign Power, Inc. - Corporate Bond/Note 8,239,314
2012-02-03 13G/A SD / SandRidge Energy, Inc. 23,223,604
2012-02-03 13G/A KFH / KKR Financial Holdings LLC 15,759,043
2012-02-03 13G/A US34407D1090 / Fly Leasing Ltd. 2,404,968
2012-02-03 13G/A SLRC / SLR Investment Corp. 3,750,000
2012-02-03 13G/A IVR / Invesco Mortgage Capital Inc. 6,900,700
2012-02-03 13G YNDX / Yandex N.V. 11,901,242
2012-02-03 13G OSK / Oshkosh Corporation 4,653,954
2012-02-03 13G/A LVLT / Level 3 Financing Inc. - Corporate Bond/Note 7,909,252
2012-02-03 13G ODP / The ODP Corporation 25,985,069
2012-02-03 13G DX / Dynex Capital, Inc. 2,860,000
2012-02-03 13G/A SUNE / SUNation Energy Inc. 25,150,243